9th Sep 2015 11:42
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 08 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,638 | 50.8000 USD | 50.3400 USD |
A ADSs | SALES | 15,711 | 50.8100 USD | 50.1900 USD |
B ADSs | PURCHASES | 6,028 | 50.6600 USD | 50.0400 USD |
B ADSs | SALES | 2,320 | 50.6600 USD | 50.0300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 334 | 50.4733 USD |
A ADSs | CFD | LONG | 30 | 50.4733 USD |
A ADSs | CFD | LONG | 1,800 | 50.5654 USD |
A ADSs | CFD | LONG | 9,100 | 50.5804 USD |
A ADSs | CFD | LONG | 3,290 | 50.5829 USD |
A ADSs | CFD | LONG | 500 | 50.6652 USD |
A ADSs | CFD | LONG | 17 | 50.7170 USD |
A ADSs | CFD | LONG | 13 | 50.7170 USD |
A ADSs | CFD | LONG | 270 | 50.7566 USD |
A ADSs | CFD | LONG | 357 | 50.7566 USD |
A ADSs | CFD | SHORT | 800 | 50.4375 USD |
A ADSs | CFD | SHORT | 838 | 50.5739 USD |
B ADSs | CFD | LONG | 200 | 50.2400 USD |
B ADSs | CFD | LONG | 700 | 50.3271 USD |
B ADSs | CFD | LONG | 300 | 50.5071 USD |
B ADSs | CFD | LONG | 638 | 50.6260 USD |
B ADSs | CFD | LONG | 482 | 50.6260 USD |
B ADSs | CFD | SHORT | 500 | 50.1480 USD |
B ADSs | CFD | SHORT | 800 | 50.4675 USD |
B ADSs | CFD | SHORT | 3,630 | 50.4678 USD |
EUR 0.07 A ordinary | CFD | LONG | 154 | 22.5700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 900 | 22.5700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 88 | 22.5700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 68 | 22.5700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 52 | 22.5700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 66 | 22.5700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17 | 22.5703 EUR |
EUR 0.07 A ordinary | CFD | LONG | 600 | 22.5771 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,400 | 22.6013 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,516 | 22.6118 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,743 | 22.6950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 213 | 22.4699 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15 | 22.4699 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9 | 22.4699 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,994 | 16.2310 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,490 | 16.2667 GBP |
EUR 0.07 A ordinary | CFD | LONG | 58,636 | 16.2934 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,900 | 16.2683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 300 | 16.3006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,420 | 16.3027 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52,416 | 16.3385 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,000 | 16.3673 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 68 | 16.3243 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,290 | 16.3292 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 701 | 16.3292 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L