13th Jul 2015 10:29
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 10 JULY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 11,009 | 57.0200 USD | 56.3500 USD |
A ADSs | SALES | 2,517 | 56.9800 USD | 56.4300 USD |
B ADSs | PURCHASES | 1,300 | 57.7400 USD | 57.1200 USD |
B ADSs | SALES | 8,000 | 57.7300 USD | 57.1400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 800 | 56.7086 USD |
A ADSs | CFD | LONG | 594 | 56.8852 USD |
A ADSs | CFD | LONG | 448 | 56.8852 USD |
A ADSs | CFD | LONG | 32 | 56.9100 USD |
A ADSs | CFD | LONG | 43 | 56.9100 USD |
A ADSs | CFD | LONG | 100 | 56.9400 USD |
A ADSs | CFD | LONG | 500 | 56.9800 USD |
A ADSs | CFD | SHORT | 400 | 56.6900 USD |
A ADSs | CFD | SHORT | 9,100 | 56.7339 USD |
A ADSs | CFD | SHORT | 19 | 56.8000 USD |
A ADSs | CFD | SHORT | 500 | 56.8610 USD |
A ADSs | CFD | SHORT | 690 | 56.8632 USD |
A ADSs | CFD | SHORT | 300 | 56.9200 USD |
B ADSs | CFD | LONG | 500 | 57.4500 USD |
B ADSs | CFD | LONG | 4,380 | 57.4692 USD |
B ADSs | CFD | LONG | 300 | 57.4800 USD |
B ADSs | CFD | LONG | 500 | 57.6400 USD |
B ADSs | CFD | LONG | 104 | 57.6730 USD |
B ADSs | CFD | LONG | 79 | 57.6730 USD |
B ADSs | CFD | SHORT | 100 | 57.4100 USD |
B ADSs | CFD | SHORT | 600 | 57.5050 USD |
B ADSs | CFD | SHORT | 500 | 57.5500 USD |
B ADSs | CFD | SHORT | 100 | 57.6900 USD |
EUR 0.07 A ordinary | CFD | LONG | 353 | 25.3435 EUR |
EUR 0.07 A ordinary | CFD | LONG | 221 | 25.3466 EUR |
EUR 0.07 A ordinary | CFD | LONG | 508 | 25.3468 EUR |
EUR 0.07 A ordinary | CFD | LONG | 47 | 25.3471 EUR |
EUR 0.07 A ordinary | CFD | LONG | 358 | 25.5300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 51 | 25.5300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7 | 25.5300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 25.5519 EUR |
EUR 0.07 A ordinary | CFD | LONG | 132 | 25.5519 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,484 | 25.3725 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,088 | 25.3950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,535 | 25.3950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,134 | 25.4177 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,971 | 25.4698 EUR |
EUR 0.07 A ordinary | CFD | LONG | 580 | 18.1998 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,249 | 18.2402 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,249 | 18.2166 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,758 | 18.2405 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 111 | 18.2473 GBP |
EUR 0.07 B ordinary | CFD | LONG | 262 | 18.3885 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,700 | 18.4501 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,640 | 18.4528 GBP |
EUR 0.07 B ordinary | CFD | LONG | 239 | 18.4554 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,429 | 18.4958 GBP |
EUR 0.07 B ordinary | CFD | LONG | 597 | 18.5018 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45,000 | 18.5302 GBP |
EUR 0.07 B ordinary | CFD | LONG | 799 | 18.5425 GBP |
EUR 0.07 B ordinary | CFD | LONG | 573 | 18.5433 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,344 | 18.5433 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,779 | 18.5433 GBP |
EUR 0.07 B ordinary | CFD | LONG | 465 | 18.5433 GBP |
EUR 0.07 B ordinary | CFD | LONG | 690 | 18.5433 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,173 | 18.5433 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,260 | 18.5433 GBP |
EUR 0.07 B ordinary | CFD | LONG | 830 | 18.5433 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 274 | 18.4313 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,757 | 18.4663 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 827 | 18.4781 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 262 | 18.4850 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49 | 18.5217 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 482 | 18.5217 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 758 | 18.5217 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 JULY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L