12th Jan 2016 11:06
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 11 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 248,706 | 40.4800 USD | 39.7200 USD |
A ADSs | SALES | 98,042 | 40.4300 USD | 39.7300 USD |
B ADSs | PURCHASES | 2,400 | 40.2000 USD | 39.4100 USD |
B ADSs | SALES | 1,475 | 40.1500 USD | 39.4400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 300 | 39.8513 USD |
A ADSs | CFD | LONG | 95,276 | 39.8750 USD |
A ADSs | CFD | LONG | 100 | 39.9200 USD |
A ADSs | CFD | LONG | 500 | 39.9540 USD |
A ADSs | CFD | LONG | 700 | 40.0100 USD |
A ADSs | CFD | LONG | 665 | 40.0412 USD |
A ADSs | CFD | LONG | 501 | 40.0412 USD |
A ADSs | CFD | SHORT | 2,100 | 39.8961 USD |
A ADSs | CFD | SHORT | 1,200 | 39.9108 USD |
A ADSs | CFD | SHORT | 2,600 | 39.9592 USD |
A ADSs | CFD | SHORT | 238,006 | 39.9738 USD |
A ADSs | CFD | SHORT | 1,300 | 39.9776 USD |
A ADSs | CFD | SHORT | 700 | 40.0057 USD |
A ADSs | CFD | SHORT | 800 | 40.0125 USD |
A ADSs | CFD | SHORT | 500 | 40.0200 USD |
A ADSs | CFD | SHORT | 400 | 40.0400 USD |
A ADSs | CFD | SHORT | 500 | 40.1200 USD |
A ADSs | CFD | SHORT | 600 | 40.4800 USD |
B ADSs | CFD | LONG | 800 | 39.6725 USD |
B ADSs | CFD | LONG | 100 | 39.6900 USD |
B ADSs | CFD | LONG | 97 | 39.8289 USD |
B ADSs | CFD | LONG | 128 | 39.8289 USD |
B ADSs | CFD | LONG | 65 | 39.9100 USD |
B ADSs | CFD | LONG | 85 | 39.9100 USD |
B ADSs | CFD | LONG | 200 | 40.1500 USD |
B ADSs | CFD | SHORT | 300 | 39.4750 USD |
B ADSs | CFD | SHORT | 400 | 39.6275 USD |
B ADSs | CFD | SHORT | 500 | 39.7580 USD |
B ADSs | CFD | SHORT | 600 | 39.7733 USD |
B ADSs | CFD | SHORT | 300 | 39.8000 USD |
B ADSs | CFD | SHORT | 300 | 40.2000 USD |
EUR 0.07 A ordinary | CFD | SHORT | 3,509 | 18.3574 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 31 | 18.4410 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,048 | 18.4410 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,964 | 18.4684 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,921 | 18.4816 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,900 | 18.4886 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,877 | 18.5100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,504 | 18.5100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,960 | 18.5426 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 36,145 | 18.5488 EUR |
EUR 0.07 A ordinary | CFD | LONG | 266 | 13.5440 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,733 | 13.5440 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,670 | 13.5801 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,800 | 13.6336 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,042 | 13.6566 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 266 | 13.6566 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,510 | 13.6836 GBP |
EUR 0.07 B ordinary | CFD | LONG | 140 | 18.5200 EUR |
EUR 0.07 B ordinary | CFD | LONG | 3,265 | 13.5154 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,343 | 13.5420 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,794 | 13.5464 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,454 | 13.5483 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,459 | 13.5502 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,265 | 13.6165 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,530 | 13.6286 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,704 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,951 | 13.6831 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,125 | 13.7017 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,676 | 13.7042 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,461 | 13.7042 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,070 | 13.7048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,419 | 13.7048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,125 | 13.7149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,529 | 13.7149 GBP |
EUR 0.07 B ordinary | CFD | LONG | 273 | 13.7366 GBP |
EUR 0.07 B ordinary | CFD | LONG | 363 | 13.7366 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,764 | 13.7366 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 13.7481 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,294 | 13.6424 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,599 | 13.6542 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,912 | 13.6583 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,085 | 13.6658 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,173 | 13.6658 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,200 | 13.7157 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L