14th Oct 2015 11:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 13 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 14,111 | 54.6100 USD | 53.5100 USD |
A ADSs | SALES | 2,027 | 54.4200 USD | 53.6400 USD |
B ADSs | PURCHASES | 8,150 | 55.1100 USD | 54.0300 USD |
B ADSs | SALES | 2,768 | 54.6900 USD | 54.5700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 400 | 54.1375 USD |
A ADSs | CFD | LONG | 1,100 | 54.1619 USD |
A ADSs | CFD | LONG | 16 | 54.1800 USD |
A ADSs | CFD | LONG | 11 | 54.1800 USD |
A ADSs | CFD | LONG | 500 | 54.1880 USD |
A ADSs | CFD | SHORT | 900 | 53.5100 USD |
A ADSs | CFD | SHORT | 99 | 54.1000 USD |
A ADSs | CFD | SHORT | 301 | 54.1167 USD |
A ADSs | CFD | SHORT | 12,811 | 54.3304 USD |
B ADSs | CFD | LONG | 2,668 | 54.6311 USD |
B ADSs | CFD | LONG | 100 | 54.6407 USD |
B ADSs | CFD | SHORT | 400 | 54.0300 USD |
B ADSs | CFD | SHORT | 800 | 54.6275 USD |
B ADSs | CFD | SHORT | 427 | 54.6373 USD |
B ADSs | CFD | SHORT | 323 | 54.6373 USD |
B ADSs | CFD | SHORT | 2,800 | 54.7765 USD |
B ADSs | CFD | SHORT | 1,200 | 54.7941 USD |
B ADSs | CFD | SHORT | 1,700 | 54.8300 USD |
B ADSs | CFD | SHORT | 500 | 54.8620 USD |
EUR 0.07 A ordinary | CFD | LONG | 50 | 23.7800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5 | 23.7800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15 | 23.7800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 63 | 23.9039 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,900 | 23.9176 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 300 | 23.7640 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,017 | 23.7718 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,160 | 23.7831 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 23.8219 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 195 | 23.9296 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 193 | 23.9297 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 180 | 23.9300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 48 | 17.7998 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,070 | 17.8012 GBP |
EUR 0.07 A ordinary | CFD | LONG | 212 | 17.8108 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,110 | 17.8161 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,100 | 17.7101 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 17.7289 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,267 | 17.7645 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,602 | 26.7670 GBP |
EUR 0.07 B ordinary | CFD | LONG | 358 | 17.7341 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,150 | 17.7341 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,430 | 17.7341 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,477 | 17.7341 GBP |
EUR 0.07 B ordinary | CFD | LONG | 518 | 17.7341 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,128 | 17.9072 GBP |
EUR 0.07 B ordinary | CFD | LONG | 656 | 17.9260 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,241 | 17.9260 GBP |
EUR 0.07 B ordinary | CFD | LONG | 948 | 17.9260 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,622 | 17.9260 GBP |
EUR 0.07 B ordinary | CFD | LONG | 88 | 17.9600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,012 | 17.9703 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,160 | 17.9873 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,999 | 17.9073 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 62,144 | 17.9394 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,856 | 17.9414 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 296 | 17.9764 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,062 | 17.9818 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,456 | 17.9818 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,200 | 17.9947 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L