9th Nov 2015 11:00
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 06 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,460 | 51.8625 USD | 51.8625 USD |
A ADSs | SALES | 1,460 | 51.8625 USD | 51.8625 USD |
EUR 0.07 A ordinary | PURCHASES | 1,274,793 | 24.3500 EUR | 23.9900 EUR |
EUR 0.07 A ordinary | SALES | 1,261,620 | 24.3500 EUR | 23.9900 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,506,562 | 17.3050 GBP | 16.9550 GBP |
EUR 0.07 A ordinary | SALES | 1,649,506 | 17.3050 GBP | 16.9450 GBP |
EUR 0.07 B ordinary | SALES | 45 | 24.2750 EUR | 24.2750 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,915,849 | 17.3800 GBP | 17.0250 GBP |
EUR 0.07 B ordinary | SALES | 2,799,036 | 17.3850 GBP | 17.0150 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | SHORT | 100 | 52.2350 USD |
EUR 0.07 A ordinary | CFD | LONG | 117 | 24.0852 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,430 | 24.1100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,129 | 24.1361 EUR |
EUR 0.07 A ordinary | CFD | LONG | 451,175 | 24.1397 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,000 | 24.1464 EUR |
EUR 0.07 A ordinary | CFD | LONG | 609 | 24.1480 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,446 | 24.1936 EUR |
EUR 0.07 A ordinary | CFD | LONG | 66,985 | 24.1961 EUR |
EUR 0.07 A ordinary | CFD | LONG | 480 | 24.2100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 24.2750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 56 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 142 | 24.1091 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,493 | 24.1091 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,765 | 24.1091 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 454,206 | 24.1380 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 96 | 24.1380 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 40,270 | 24.1386 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 51,594 | 24.1409 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 624 | 24.1528 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,886 | 24.1528 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,044 | 24.1608 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,116 | 24.1863 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 72,847 | 24.1950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,635 | 24.1950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 480 | 24.2212 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 25,385 | 24.2219 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,247 | 17.0784 GBP |
EUR 0.07 A ordinary | CFD | LONG | 115 | 17.0784 GBP |
EUR 0.07 A ordinary | CFD | LONG | 298 | 17.0784 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,587 | 17.1072 GBP |
EUR 0.07 A ordinary | CFD | LONG | 65,196 | 17.1101 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,884 | 17.1107 GBP |
EUR 0.07 A ordinary | CFD | LONG | 152 | 17.1200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 436 | 17.1200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 21 | 17.1200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 70,846 | 17.1200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 937 | 17.2100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,292 | 17.2230 GBP |
EUR 0.07 A ordinary | CFD | LONG | 60 | 17.3050 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 53 | 17.0780 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 414 | 17.0795 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 159 | 17.0795 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,113 | 17.0795 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 28,995 | 17.0949 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,371 | 17.0989 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 60,852 | 17.1057 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,508 | 17.1303 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 23,320 | 17.2590 GBP |
EUR 0.07 B ordinary | CFD | LONG | 285 | 17.1285 GBP |
EUR 0.07 B ordinary | CFD | LONG | 137,590 | 17.1337 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,326 | 17.1556 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,784 | 17.1556 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,469 | 17.1556 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,003 | 17.1556 GBP |
EUR 0.07 B ordinary | CFD | LONG | 918 | 17.1556 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,820 | 17.1556 GBP |
EUR 0.07 B ordinary | CFD | LONG | 289 | 17.1692 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,552 | 17.1891 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,458 | 17.1941 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,409 | 17.2012 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,196 | 17.2034 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,593 | 17.2034 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,000 | 17.2107 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52 | 17.2150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20 | 17.2150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 386 | 17.2150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,604 | 17.2200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,484 | 17.2200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 17.2200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,488 | 17.2200 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48,569 | 17.2408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 491 | 17.2750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 328 | 17.2760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,027 | 17.2958 GBP |
EUR 0.07 B ordinary | CFD | LONG | 363 | 17.3103 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,086 | 17.1955 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 66,949 | 17.2017 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 186 | 17.2025 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,257 | 17.2038 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,971 | 17.2038 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 595 | 17.2084 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30 | 17.2084 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 79 | 17.2084 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 30,500 | 25.0000 | A | 18/12/2015 | 0.3200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 35,300 | 25.0000 | A | 18/12/2015 | 0.3200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 7,700 | 24.5000 | A | 18/12/2015 | 0.4700 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 2,600 | 24.5000 | A | 18/12/2015 | 0.4800 EUR |
EUR 0.07 B ordinary | CALL | PURCHASE | 6,000 | 1,800.0000 | A | 18/12/2015 | 0.1550 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 6,000 | 1,800.0000 | A | 18/12/2015 | 0.1600 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 5,000 | 1,800.0000 | A | 18/12/2015 | 0.1700 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 6,000 | 1,800.0000 | A | 18/12/2015 | 0.1700 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 5,000 | 1,750.0000 | A | 18/12/2015 | 0.3000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L