28th Oct 2015 10:42
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 27 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,766 | 52.5900 USD | 52.1000 USD |
A ADSs | SALES | 118,941 | 52.7400 USD | 52.1400 USD |
B ADSs | PURCHASES | 3,300 | 53.0200 USD | 52.6300 USD |
B ADSs | SALES | 800 | 52.9800 USD | 52.4700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 300 | 52.4028 USD |
A ADSs | CFD | LONG | 300 | 52.4033 USD |
A ADSs | CFD | LONG | 12 | 52.4700 USD |
A ADSs | CFD | LONG | 15 | 52.4700 USD |
A ADSs | CFD | LONG | 114,701 | 52.4994 USD |
A ADSs | CFD | LONG | 3,613 | 52.5052 USD |
A ADSs | CFD | SHORT | 600 | 52.1000 USD |
A ADSs | CFD | SHORT | 66 | 52.3800 USD |
A ADSs | CFD | SHORT | 1,300 | 52.4284 USD |
A ADSs | CFD | SHORT | 400 | 52.4550 USD |
A ADSs | CFD | SHORT | 400 | 52.4950 USD |
B ADSs | CFD | LONG | 800 | 52.7622 USD |
B ADSs | CFD | SHORT | 700 | 52.7300 USD |
B ADSs | CFD | SHORT | 800 | 52.7312 USD |
B ADSs | CFD | SHORT | 1,800 | 52.7566 USD |
EUR 0.07 A ordinary | CFD | LONG | 4,400 | 23.7920 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11 | 23.8100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11 | 23.8100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 98 | 23.8100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9 | 23.8100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 74 | 23.8100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9 | 23.8100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 23.7570 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,775 | 23.8100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,631 | 23.8198 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 444 | 23.8562 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20 | 23.8562 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11 | 23.8562 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,018 | 23.9233 EUR |
EUR 0.07 A ordinary | CFD | LONG | 23,017 | 17.1184 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,661 | 17.0984 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,532 | 17.0984 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 307 | 17.0984 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,465 | 17.0992 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,980 | 17.1140 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,933 | 17.2391 GBP |
EUR 0.07 A ordinary | CFD | LONG | 190,000 | 26.1005 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,528 | 17.0618 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,306 | 17.1888 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,466 | 17.1925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 369 | 17.2025 GBP |
EUR 0.07 B ordinary | CFD | LONG | 267 | 17.2083 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,298 | 17.2134 GBP |
EUR 0.07 B ordinary | CFD | LONG | 907 | 17.2134 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,970 | 17.2134 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,810 | 17.2134 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,839 | 17.2134 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,331 | 17.2134 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,756 | 17.2332 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,469 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,038 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,081 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,459 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 128 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,366 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 231 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,515 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 54,823 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,664 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,257 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,183 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 383 | 17.2827 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,089 | 17.3043 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,229 | 17.1633 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 246 | 17.2087 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,569 | 17.2362 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,920 | 17.2362 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 494 | 17.2362 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,120 | 17.2368 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,423 | 17.2420 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 17.2650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 17.2700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 771 | 17.2912 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 805 | 17.2973 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,173 | 17.3038 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,195 | 17.3080 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L