10th Aug 2015 11:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 07 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
AADSs | SALES | 5,500,000 | 58.6800 USD | USD |
EUR0.07Aordinary | PURCHASES | 587,094 | 27.1350 EUR | EUR |
EUR0.07Aordinary | SALES | 705,820 | 27.1300 EUR | EUR |
EUR0.07Aordinary | PURCHASES | 1,164,482 | 19.0200 GBP | GBP |
EUR0.07Aordinary | SALES | 1,224,054 | 19.0200 GBP | GBP |
EUR0.07Bordinary | PURCHASES | 540,448 | 19.1750 GBP | GBP |
EUR0.07Bordinary | SALES | 1,606,261 | 19.1950 GBP | GBP |
EUR0.07Bordinary | PURCHASES | 424 | 27.3000 EUR | EUR |
EUR0.07Bordinary | SALES | 424 | 26.9850 EUR | EUR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 5,500,000 | 58.6800 USD |
B ADSs | CFD | SHORT | 276 | 59.3063 USD |
EUR 0.07 A ordinary | CFD | LONG | 7,478 | 26.8169 EUR |
EUR 0.07 A ordinary | CFD | LONG | 54,518 | 26.9142 EUR |
EUR 0.07 A ordinary | CFD | LONG | 796 | 26.9166 EUR |
EUR 0.07 A ordinary | CFD | LONG | 695 | 26.9166 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,338 | 26.9309 EUR |
EUR 0.07 A ordinary | CFD | LONG | 50 | 26.9422 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,421 | 26.9452 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,528 | 26.9499 EUR |
EUR 0.07 A ordinary | CFD | LONG | 233 | 26.9950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 183 | 26.9950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19 | 26.9950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 236,674 | 27.0014 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,266 | 27.0014 EUR |
EUR 0.07 A ordinary | CFD | LONG | 74,135 | 27.0261 EUR |
EUR 0.07 A ordinary | CFD | LONG | 959 | 27.0412 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,835 | 27.0412 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 56 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4 | 26.7500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,477 | 26.7500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,721 | 26.7700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 26.7700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,373 | 26.7700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 620 | 26.7700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,011 | 26.7700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,433 | 26.8762 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,088 | 26.8769 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 487 | 26.8773 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,179 | 26.8784 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,926 | 26.9141 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 35,115 | 26.9141 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 236,674 | 26.9865 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,949 | 26.9865 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 796 | 26.9948 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,990 | 26.9948 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,292 | 27.0278 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 39 | 27.0397 EUR |
EUR 0.07 A ordinary | CFD | LONG | 37 | 18.8067 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,535 | 18.8550 GBP |
EUR 0.07 A ordinary | CFD | LONG | 71,869 | 18.9354 GBP |
EUR 0.07 A ordinary | CFD | LONG | 22,312 | 18.9419 GBP |
EUR 0.07 A ordinary | CFD | LONG | 372 | 18.9450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 190 | 18.9500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,351 | 18.9641 GBP |
EUR 0.07 A ordinary | CFD | LONG | 610 | 18.9641 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,455 | 18.9641 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,766 | 18.8136 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,465 | 18.8550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 18.8550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,492 | 18.8550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 18.8550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,311 | 18.8550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 33,290 | 18.9005 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 280 | 18.9100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 31,605 | 18.9466 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,698 | 18.9605 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,742 | 18.9702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 500,000 | 18.9050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 284 | 19.0350 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,042 | 19.0748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51,635 | 19.0906 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,797 | 19.1026 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,853 | 19.1075 GBP |
EUR 0.07 B ordinary | CFD | LONG | 776 | 19.1075 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,452 | 19.1075 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,744 | 19.1098 GBP |
EUR 0.07 B ordinary | CFD | LONG | 235,900 | 19.1111 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,234 | 19.1152 GBP |
EUR 0.07 B ordinary | CFD | LONG | 130 | 19.1180 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,784 | 19.1215 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,382 | 19.0598 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2 | 19.0600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,574 | 19.0600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,555 | 19.0600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,927 | 19.0600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,489 | 19.0895 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,395 | 19.1081 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | PUT | PURCHASE | 75,000 | 25.0000 | A | 17/06/2016 | 1.4200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 75,000 | 25.0000 | A | 17/06/2016 | 2.3000 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 150,000 | 24.0000 | A | 18/03/2016 | 0.7400 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 AUGUST 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L