7th Aug 2015 10:47
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 06 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 934,602 | 26.7500 EUR | 26.4100 EUR |
EUR 0.07 A ordinary | SALES | 1,348,699 | 26.7500 EUR | 26.4100 EUR |
EUR 0.07 A ordinary | PURCHASES | 2,075,819 | 18.7631 GBP | 18.4350 GBP |
EUR 0.07 A ordinary | SALES | 2,103,523 | 18.7500 GBP | 18.4350 GBP |
EUR 0.07 A ordinary | PURCHASES | 34,700 | 28.8520 USD | 28.8520 USD |
EUR 0.07 B ordinary | PURCHASES | 60 | 26.8800 EUR | 26.8800 EUR |
EUR 0.07 B ordinary | SALES | 60 | 26.8800 EUR | 26.8800 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,393,561 | 18.8950 GBP | 18.6050 GBP |
EUR 0.07 B ordinary | SALES | 1,951,562 | 18.8900 GBP | 18.6000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 1,990 | 26.5861 EUR |
EUR 0.07 A ordinary | CFD | LONG | 790 | 26.5861 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,048 | 26.5949 EUR |
EUR 0.07 A ordinary | CFD | LONG | 445 | 26.5949 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,060 | 26.5949 EUR |
EUR 0.07 A ordinary | CFD | LONG | 101,458 | 26.5998 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,949 | 26.6017 EUR |
EUR 0.07 A ordinary | CFD | LONG | 242,365 | 26.6017 EUR |
EUR 0.07 A ordinary | CFD | LONG | 227 | 26.6193 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,341 | 26.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 33,277 | 26.6322 EUR |
EUR 0.07 A ordinary | CFD | LONG | 97,840 | 26.6492 EUR |
EUR 0.07 A ordinary | CFD | LONG | 716 | 26.6548 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,692 | 26.6548 EUR |
EUR 0.07 A ordinary | CFD | LONG | 243 | 26.6548 EUR |
EUR 0.07 A ordinary | CFD | LONG | 248 | 26.6548 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27,637 | 26.6582 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,801 | 26.6582 EUR |
EUR 0.07 A ordinary | CFD | LONG | 68,487 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,434 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,639 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,642 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,050 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,154 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,022 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,851 | 26.7319 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7 | 26.5364 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 240,248 | 26.5919 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,621 | 26.6051 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,639 | 26.6200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 74,135 | 26.6330 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 37,940 | 26.6330 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 790 | 26.6872 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 241 | 26.6872 EUR |
EUR 0.07 A ordinary | CFD | LONG | 65,205 | 18.5156 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,561 | 18.5282 GBP |
EUR 0.07 A ordinary | CFD | LONG | 60,000 | 18.5390 GBP |
EUR 0.07 A ordinary | CFD | LONG | 66,000 | 18.5888 GBP |
EUR 0.07 A ordinary | CFD | LONG | 66,000 | 18.5888 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,000 | 18.6000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,000 | 18.6000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,250 | 18.6075 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,250 | 18.6075 GBP |
EUR 0.07 A ordinary | CFD | LONG | 60,000 | 18.7030 GBP |
EUR 0.07 A ordinary | CFD | LONG | 96 | 18.7300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 312 | 18.7322 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,802 | 18.7322 GBP |
EUR 0.07 A ordinary | CFD | LONG | 744 | 18.7322 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,134 | 18.7349 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,816 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 252 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,319 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 628 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,016 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 131 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,000 | 18.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,000 | 18.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,250 | 18.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,250 | 18.5000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 66,000 | 18.5102 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 66,000 | 18.5102 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 60,000 | 18.5117 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 60,000 | 18.5117 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,621 | 18.5304 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,507 | 18.5488 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,431 | 18.5613 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,325 | 18.6729 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 404 | 18.6900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22 | 18.6900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 52 | 18.6900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,263 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,580 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,287 | 18.7350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,700 | 28.8520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,617 | 18.6400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 199 | 18.6450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,500 | 18.7025 GBP |
EUR 0.07 B ordinary | CFD | LONG | 120,000 | 18.7038 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,060 | 18.7072 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,000 | 18.7075 GBP |
EUR 0.07 B ordinary | CFD | LONG | 132,000 | 18.7082 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,383 | 18.7454 GBP |
EUR 0.07 B ordinary | CFD | LONG | 77,266 | 18.7492 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,658 | 18.7539 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,447 | 18.7611 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,724 | 18.7723 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,300 | 18.7745 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19 | 18.7960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19 | 18.7960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 87 | 18.7960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8 | 18.7960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37 | 18.7960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8 | 18.7960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 151 | 18.7960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 679 | 18.7960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 151 | 18.7960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 395,297 | 18.8261 GBP |
EUR 0.07 B ordinary | CFD | LONG | 355 | 18.8500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2 | 18.8500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 168 | 18.8500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 72 | 18.8500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 60,000 | 18.6996 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,969 | 18.7272 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 132,000 | 18.7378 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,000 | 18.7400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,500 | 18.7500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,545 | 18.7548 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,682 | 18.7882 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,767 | 18.8500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 60,000 | 18.8525 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 B ordinary | PUT | PURCHASE | 100,000 | 1,900.0000 | A | 18/03/2016 | 1.6700 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 AUGUST 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L