8th Jul 2015 10:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 07 JULY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,697 | 55.8400 USD | 54.5800 USD |
A ADSs | SALES | 32,341 | 55.8700 USD | 54.3200 USD |
B ADSs | PURCHASES | 3,161 | 56.0800 USD | 54.8500 USD |
B ADSs | SALES | 1,700 | 56.0600 USD | 54.6200 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 29,763 | 54.9368 USD |
A ADSs | CFD | LONG | 1,100 | 55.0775 USD |
A ADSs | CFD | LONG | 61 | 55.2700 USD |
A ADSs | CFD | LONG | 1,400 | 55.4435 USD |
A ADSs | CFD | LONG | 7 | 55.8100 USD |
A ADSs | CFD | LONG | 2 | 55.8100 USD |
A ADSs | CFD | LONG | 2 | 55.8100 USD |
A ADSs | CFD | LONG | 6 | 55.8100 USD |
A ADSs | CFD | SHORT | 497 | 54.6879 USD |
A ADSs | CFD | SHORT | 100 | 55.0300 USD |
A ADSs | CFD | SHORT | 1,100 | 55.3831 USD |
B ADSs | CFD | LONG | 400 | 54.8800 USD |
B ADSs | CFD | LONG | 400 | 54.8850 USD |
B ADSs | CFD | LONG | 900 | 55.3684 USD |
B ADSs | CFD | SHORT | 900 | 55.4611 USD |
B ADSs | CFD | SHORT | 300 | 55.9033 USD |
B ADSs | CFD | SHORT | 294 | 56.0042 USD |
B ADSs | CFD | SHORT | 223 | 56.0042 USD |
EUR 0.07 A ordinary | CFD | LONG | 515 | 24.8350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 326 | 24.8350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15 | 25.0727 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 587 | 24.9262 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,346 | 24.9263 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 90 | 24.9277 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,686 | 25.0963 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 66,077 | 25.0967 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,889 | 25.0967 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,637 | 25.0968 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3 | 25.1072 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 45 | 25.1072 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 25.1072 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 25.1650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 52 | 25.1650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,650 | 17.5923 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,147 | 17.6390 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 130 | 17.5563 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,420 | 17.5931 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,185 | 17.6552 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,659 | 17.7023 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,772 | 17.8225 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14 | 25.4000 EUR |
EUR 0.07 B ordinary | CFD | LONG | 1,605 | 17.6064 GBP |
EUR 0.07 B ordinary | CFD | LONG | 271 | 17.6559 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,418 | 17.7925 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,119 | 17.8748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,776 | 17.8748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 792 | 17.8748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 521 | 17.8748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 293 | 17.8748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 434 | 17.8748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,319 | 17.8748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 349 | 17.8748 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,811 | 17.8897 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,000 | 17.8953 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,069 | 17.6829 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 640 | 17.7054 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,434 | 17.7572 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,186 | 17.9650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,320 | 17.9969 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,000 | 18.0044 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 08 JULY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L