15th Oct 2015 11:12
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 14 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 31,198 | 55.3500 USD | 54.7400 USD |
A ADSs | SALES | 528 | 55.3800 USD | 55.0700 USD |
B ADSs | PURCHASES | 6,600 | 55.7800 USD | 55.2500 USD |
B ADSs | SALES | 900 | 55.8600 USD | 55.3900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 55.1023 USD |
A ADSs | CFD | LONG | 16 | 55.2300 USD |
A ADSs | CFD | LONG | 12 | 55.2300 USD |
A ADSs | CFD | LONG | 100 | 55.2600 USD |
A ADSs | CFD | LONG | 300 | 55.3800 USD |
A ADSs | CFD | SHORT | 600 | 54.8400 USD |
A ADSs | CFD | SHORT | 301 | 55.0209 USD |
A ADSs | CFD | SHORT | 29,298 | 55.0300 USD |
A ADSs | CFD | SHORT | 999 | 55.0601 USD |
B ADSs | CFD | LONG | 400 | 55.4545 USD |
B ADSs | CFD | LONG | 300 | 55.5987 USD |
B ADSs | CFD | LONG | 200 | 55.8600 USD |
B ADSs | CFD | SHORT | 600 | 55.3700 USD |
B ADSs | CFD | SHORT | 900 | 55.3927 USD |
B ADSs | CFD | SHORT | 1,600 | 55.5050 USD |
B ADSs | CFD | SHORT | 3,400 | 55.5442 USD |
B ADSs | CFD | SHORT | 100 | 55.5700 USD |
EUR 0.07 A ordinary | CFD | LONG | 13,300 | 23.9868 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 24.0723 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 32,345 | 23.9395 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,845 | 23.9395 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 919 | 23.9678 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,781 | 23.9678 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 29 | 24.0047 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 24.0984 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 171 | 24.0984 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 24.0984 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 29 | 24.1019 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 24.1586 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 458 | 24.1586 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14 | 24.1586 EUR |
EUR 0.07 A ordinary | CFD | LONG | 660 | 17.7629 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17 | 17.7700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,500 | 17.7945 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,627 | 17.8090 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,921 | 17.8090 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,087 | 17.6798 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,921 | 17.6798 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,185 | 17.7490 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 330 | 17.7560 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,061 | 17.8287 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,291 | 17.8936 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,910 | 17.8970 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,224 | 17.9077 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51 | 17.9154 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,858 | 17.9451 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,616 | 17.9451 GBP |
EUR 0.07 B ordinary | CFD | LONG | 109,123 | 17.9550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 149 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 191,806 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,011 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,991 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,546 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,658 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 274,335 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 72,753 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,029 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,591 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,388 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,322 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 772 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,244 | 17.9642 GBP |
EUR 0.07 B ordinary | CFD | LONG | 433 | 17.9844 GBP |
EUR 0.07 B ordinary | CFD | LONG | 133,569 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 104 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,386 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 704 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,304 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 537 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,634 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,449 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,108 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,663 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 191,042 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,726 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,612 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,562 | 18.0269 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 167 | 17.8732 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,712 | 17.8732 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,584 | 17.8732 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 95 | 17.8861 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,693 | 17.9087 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,000 | 17.9157 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,092 | 17.9181 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,362 | 17.9181 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L