2nd Sep 2015 11:12
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 01 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 149,342 | 51.4700 USD | 50.2500 USD |
A ADSs | SALES | 4,088 | 50.9000 USD | 50.2700 USD |
B ADSs | PURCHASES | 34,420 | 51.2700 USD | 50.1600 USD |
B ADSs | SALES | 3,646 | 50.7900 USD | 50.6400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 10 | 50.4700 USD |
A ADSs | CFD | LONG | 8 | 50.4700 USD |
A ADSs | CFD | LONG | 100 | 50.5400 USD |
A ADSs | CFD | LONG | 3,800 | 50.6209 USD |
A ADSs | CFD | SHORT | 4,460 | 50.6772 USD |
A ADSs | CFD | SHORT | 13,600 | 50.7140 USD |
A ADSs | CFD | SHORT | 4,200 | 50.7430 USD |
A ADSs | CFD | SHORT | 126,832 | 50.8536 USD |
B ADSs | CFD | SHORT | 182 | 50.3661 USD |
B ADSs | CFD | SHORT | 138 | 50.3661 USD |
B ADSs | CFD | SHORT | 100 | 50.5900 USD |
B ADSs | CFD | SHORT | 29,000 | 50.6025 USD |
B ADSs | CFD | SHORT | 3,700 | 50.6280 USD |
B ADSs | CFD | SHORT | 100 | 50.6900 USD |
B ADSs | CFD | SHORT | 200 | 51.0700 USD |
EUR 0.07 A ordinary | CFD | LONG | 7 | 22.5364 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 98 | 22.5400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 73 | 22.5400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 326 | 22.5400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 329 | 22.5470 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 499 | 22.5475 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 165 | 22.5478 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,400 | 22.5491 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 90 | 22.5888 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 54 | 22.5888 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,767 | 22.5888 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,500 | 22.6694 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 600 | 22.6916 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,837 | 22.7351 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5 | 22.7550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,896 | 22.8111 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,314 | 22.8391 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,269 | 22.8439 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 64 | 22.8439 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 88 | 22.8439 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,097 | 23.0160 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 16.3350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 266 | 16.5193 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19,310 | 16.5909 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,071 | 16.5909 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,139 | 16.5909 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 82,891 | 16.4377 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,300 | 16.4877 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,878 | 16.7666 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,661 | 16.8430 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,626 | 25.9168 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,200 | 16.6198 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16 | 16.3650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 201 | 16.4496 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20 | 16.5500 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,039 | 16.5832 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,802 | 16.6493 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,198 | 16.6721 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,263 | 16.7990 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,172 | 16.8223 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,828 | 16.8389 GBP |
EUR 0.07 B ordinary | CFD | LONG | 83,737 | 16.8599 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,789 | 16.9040 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,856 | 16.9040 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9 | 16.4600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41,315 | 16.6305 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,000 | 16.6826 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 69 | 16.7006 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 685 | 16.7006 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,078 | 16.7006 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,351 | 16.9268 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 02 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L