9th Nov 2015 11:03
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 06 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 81,226 | 52.2350 USD | 51.6200 USD |
A ADSs | SALES | 1,327 | 52.0750 USD | 51.6900 USD |
B ADSs | PURCHASES | 18,300 | 52.1900 USD | 51.6700 USD |
B ADSs | SALES | 1,050 | 52.1800 USD | 51.8700 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 51.6900 USD |
A ADSs | CFD | LONG | 1,200 | 51.9302 USD |
A ADSs | CFD | LONG | 11 | 52.0200 USD |
A ADSs | CFD | LONG | 16 | 52.0200 USD |
A ADSs | CFD | SHORT | 72,826 | 51.8591 USD |
A ADSs | CFD | SHORT | 300 | 51.8733 USD |
A ADSs | CFD | SHORT | 500 | 51.9060 USD |
A ADSs | CFD | SHORT | 2,500 | 51.9196 USD |
A ADSs | CFD | SHORT | 2,600 | 51.9290 USD |
A ADSs | CFD | SHORT | 2,100 | 51.9364 USD |
A ADSs | CFD | SHORT | 300 | 52.0400 USD |
A ADSs | CFD | SHORT | 100 | 52.2350 USD |
B ADSs | CFD | LONG | 100 | 51.9300 USD |
B ADSs | CFD | LONG | 200 | 52.0000 USD |
B ADSs | CFD | LONG | 428 | 52.1180 USD |
B ADSs | CFD | LONG | 322 | 52.1180 USD |
B ADSs | CFD | SHORT | 700 | 51.8864 USD |
B ADSs | CFD | SHORT | 1,300 | 51.9369 USD |
B ADSs | CFD | SHORT | 3,400 | 51.9573 USD |
B ADSs | CFD | SHORT | 9,100 | 51.9736 USD |
B ADSs | CFD | SHORT | 3,000 | 51.9765 USD |
B ADSs | CFD | SHORT | 800 | 51.9857 USD |
EUR 0.07 A ordinary | CFD | LONG | 4,702 | 24.1375 EUR |
EUR 0.07 A ordinary | CFD | LONG | 129,835 | 24.1573 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,426 | 24.1651 EUR |
EUR 0.07 A ordinary | CFD | LONG | 117 | 24.1950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 89 | 24.1950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 700 | 24.1950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25 | 24.2000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 24.2750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 56 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 448 | 24.1091 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 24.1091 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10 | 24.1091 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,204 | 24.1300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,900 | 24.1349 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 79 | 24.1516 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 384 | 24.1950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,784 | 17.0626 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,650 | 17.0743 GBP |
EUR 0.07 A ordinary | CFD | LONG | 26,712 | 17.1316 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,980 | 17.1316 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29,613 | 17.1316 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,254 | 17.1316 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,316 | 17.1316 GBP |
EUR 0.07 A ordinary | CFD | LONG | 917 | 17.1317 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,879 | 17.1317 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,854 | 17.1317 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,140 | 17.0624 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 53 | 17.0780 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,606 | 17.0895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45 | 24.2750 EUR |
EUR 0.07 B ordinary | CFD | LONG | 19,867 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,366 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 36,091 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,301 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 257 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 170 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 691 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,633 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 81 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,588 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,100 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,649 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,556 | 17.0408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,607 | 17.1485 GBP |
EUR 0.07 B ordinary | CFD | LONG | 937 | 17.1556 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,687 | 17.1556 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33 | 17.1663 GBP |
EUR 0.07 B ordinary | CFD | LONG | 289 | 17.1692 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,634 | 17.1802 GBP |
EUR 0.07 B ordinary | CFD | LONG | 648 | 17.1802 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,313 | 17.1802 GBP |
EUR 0.07 B ordinary | CFD | LONG | 968 | 17.1802 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,890 | 17.2012 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,254 | 17.2516 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,746 | 17.2573 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,224 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,540 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 968 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 113 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,686 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 238 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,509 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,978 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 359 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,313 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,814 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,621 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,527 | 17.2627 GBP |
EUR 0.07 B ordinary | CFD | LONG | 675 | 17.2850 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,325 | 17.2887 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,516 | 17.1727 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,822 | 17.1778 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,198 | 17.1778 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 632 | 17.2033 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L