15th Oct 2015 11:09
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 14 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,481 | 55.1726 USD | 55.1726 USD |
A ADSs | SALES | 1,481 | 55.1726 USD | 55.1726 USD |
EUR 0.07 A ordinary | PURCHASES | 912,358 | 24.2650 EUR | 23.5250 EUR |
EUR 0.07 A ordinary | SALES | 922,208 | 24.2650 EUR | 23.5250 EUR |
EUR 0.07 A ordinary | PURCHASES | 924,121 | 17.9400 GBP | 17.5000 GBP |
EUR 0.07 A ordinary | SALES | 991,702 | 17.9300 GBP | 17.5200 GBP |
EUR 0.07 B ordinary | PURCHASES | 60,000 | 24.1780 EUR | 23.9901 EUR |
EUR 0.07 B ordinary | SALES | 10,000 | 24.4900 EUR | 23.7700 EUR |
EUR 0.07 B ordinary | PURCHASES | 866,994 | 18.0700 GBP | 17.6650 GBP |
EUR 0.07 B ordinary | SALES | 2,051,016 | 18.1050 GBP | 17.6700 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 1,326 | 23.8452 EUR |
EUR 0.07 A ordinary | CFD | LONG | 927 | 23.8452 EUR |
EUR 0.07 A ordinary | CFD | LONG | 321,550 | 23.9611 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,174 | 23.9644 EUR |
EUR 0.07 A ordinary | CFD | LONG | 32,780 | 23.9644 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,484 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 159,495 | 24.0189 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,120 | 24.0650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 874 | 24.0650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,690 | 23.6749 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 926 | 23.8194 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 321,565 | 23.9589 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,259 | 23.9589 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,065 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,323 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,473 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,174 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,819 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,792 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,514 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 651 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,994 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 764 | 24.0860 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,326 | 24.0860 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,140 | 24.0984 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,289 | 24.0984 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 53 | 24.0984 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 29 | 24.1019 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 146 | 24.1586 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,561 | 24.1586 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,067 | 24.1586 EUR |
EUR 0.07 A ordinary | CFD | LONG | 61,065 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 43,048 | 17.7141 GBP |
EUR 0.07 A ordinary | CFD | LONG | 28,884 | 17.7291 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 17.7321 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29,454 | 17.7400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17 | 17.7700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,096 | 17.7800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,500 | 17.7900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 57,500 | 17.8207 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,601 | 17.9017 GBP |
EUR 0.07 A ordinary | CFD | LONG | 185 | 17.9017 GBP |
EUR 0.07 A ordinary | CFD | LONG | 480 | 17.9017 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 660 | 17.6734 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 254 | 17.6734 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,943 | 17.6734 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 36 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,253 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,718 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 754 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,309 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 263 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,219 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 47 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,558 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,096 | 17.6850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,480 | 17.7400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,707 | 17.7403 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,520 | 17.7452 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,202 | 17.8314 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,387 | 17.8362 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,000 | 23.9901 GBP |
EUR 0.07 B ordinary | CFD | LONG | 160 | 17.7100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,260,536 | 17.8100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51,448 | 17.8635 GBP |
EUR 0.07 B ordinary | CFD | LONG | 215 | 17.8650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 46,276 | 17.8755 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,481 | 17.8779 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,346 | 17.8936 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,224 | 17.9077 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51 | 17.9154 GBP |
EUR 0.07 B ordinary | CFD | LONG | 153 | 18.0388 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,965 | 18.0388 GBP |
EUR 0.07 B ordinary | CFD | LONG | 396 | 18.0388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 453 | 17.7980 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,394 | 17.7980 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 175 | 17.7980 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,260,536 | 17.8100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 315 | 17.8896 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 54,732 | 17.9030 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,846 | 17.9139 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 36,900 | 17.9388 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,500 | 17.9550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 57,500 | 17.9769 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 B ordinary | CALL | PURCHASE | 162,330 | 1,916.1900 | E | 12/01/2016 | 0.2673 GBP |
EUR 0.07 A ordinary | CALL | SALE | 150,000 | 24.0000 | A | 18/12/2015 | 0.9300 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L