21st Oct 2015 11:37
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 20 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 19,541 | 54.9800 USD | 54.1200 USD |
A ADSs | SALES | 19,031 | 54.9500 USD | 54.5000 USD |
B ADSs | PURCHASES | 4,038 | 55.8900 USD | 54.9600 USD |
B ADSs | SALES | 850 | 55.8300 USD | 55.1100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 18,000 | 54.5027 USD |
A ADSs | CFD | LONG | 100 | 54.8360 USD |
A ADSs | CFD | LONG | 103 | 54.8604 USD |
A ADSs | CFD | LONG | 800 | 54.8950 USD |
A ADSs | CFD | LONG | 12 | 54.9200 USD |
A ADSs | CFD | LONG | 16 | 54.9200 USD |
A ADSs | CFD | SHORT | 100 | 54.2100 USD |
A ADSs | CFD | SHORT | 14,074 | 54.6505 USD |
A ADSs | CFD | SHORT | 1,800 | 54.7643 USD |
A ADSs | CFD | SHORT | 900 | 54.8367 USD |
A ADSs | CFD | SHORT | 2,667 | 54.8739 USD |
B ADSs | CFD | LONG | 38,141 | 55.4600 USD |
B ADSs | CFD | SHORT | 38,141 | 55.4600 USD |
B ADSs | CFD | LONG | 300 | 55.3333 USD |
B ADSs | CFD | LONG | 300 | 55.5034 USD |
B ADSs | CFD | LONG | 143 | 55.8100 USD |
B ADSs | CFD | LONG | 107 | 55.8100 USD |
B ADSs | CFD | SHORT | 900 | 55.3944 USD |
B ADSs | CFD | SHORT | 300 | 55.4000 USD |
B ADSs | CFD | SHORT | 1,400 | 55.5428 USD |
B ADSs | CFD | SHORT | 400 | 55.6050 USD |
B ADSs | CFD | SHORT | 500 | 55.6620 USD |
EUR 0.07 A ordinary | CFD | LONG | 500 | 24.0003 EUR |
EUR 0.07 A ordinary | CFD | LONG | 234 | 24.1706 EUR |
EUR 0.07 A ordinary | CFD | LONG | 894 | 24.2050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 240 | 23.9216 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,023 | 23.9572 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,140 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 282 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 202 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,245 | 24.0276 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,501 | 24.1397 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,341 | 24.1397 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,341 | 24.1397 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 221 | 24.1397 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 221 | 24.1397 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 374 | 24.1397 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 301 | 24.1398 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,797 | 24.1398 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,797 | 24.1398 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,370 | 17.6180 GBP |
EUR 0.07 A ordinary | CFD | LONG | 41 | 17.7180 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,380 | 17.6708 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 140 | 17.6798 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 57 | 17.6885 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 121 | 17.6885 GBP |
EUR 0.07 A ordinary | CFD | LONG | 72,000 | 17.5281 GBP |
EUR 0.07 B ordinary | CFD | LONG | 133,620 | 17.7001 GBP |
EUR 0.07 B ordinary | CFD | LONG | 57 | 17.7235 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,063 | 17.7420 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,493 | 17.7424 GBP |
EUR 0.07 B ordinary | CFD | LONG | 72,717 | 17.7424 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,843 | 17.7424 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,898 | 17.7692 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,237 | 17.7698 GBP |
EUR 0.07 B ordinary | CFD | LONG | 76,039 | 17.7849 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,247 | 17.8048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 658 | 17.8274 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48,936 | 17.8285 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,584 | 17.8285 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,224 | 17.8285 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,696 | 17.8431 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,495 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,122 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 434 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,593 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 156,089 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,960 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,276 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,690 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 109,132 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 895 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,224 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 181,464 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,646 | 17.8632 GBP |
EUR 0.07 B ordinary | CFD | LONG | 80 | 17.9114 GBP |
EUR 0.07 B ordinary | CFD | LONG | 56 | 17.9114 GBP |
EUR 0.07 B ordinary | CFD | LONG | 267 | 17.9281 GBP |
EUR 0.07 B ordinary | CFD | LONG | 76 | 17.9499 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 100 | 17.7000 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 76 | 17.8576 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 52 | 17.8576 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,800 | 17.8979 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 37 | 17.9477 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 21 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L