30th Sep 2015 11:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 29 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 3,400 | 46.7698 USD | 46.7698 USD |
A ADSs | SALES | 3,760 | 63.2167 USD | 46.7698 USD |
B ADSs | PURCHASES | 1,017,500 | 47.1319 USD | 47.1319 USD |
B ADSs | SALES | 1,017,500 | 47.1300 USD | 46.7100 USD |
EUR 0.07 A ordinary | PURCHASES | 1,429,467 | 21.1000 EUR | 20.2700 EUR |
EUR 0.07 A ordinary | SALES | 1,487,749 | 21.1200 EUR | 20.2750 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,252,958 | 15.5000 GBP | 15.0000 GBP |
EUR 0.07 A ordinary | SALES | 1,312,406 | 15.5000 GBP | 14.9750 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,950,969 | 15.6000 GBP | 15.0300 GBP |
EUR 0.07 B ordinary | SALES | 3,938,005 | 15.6050 GBP | 15.0250 GBP |
EUR 0.07 B ordinary | PURCHASES | 2,035,000 | 23.4992 USD | 23.2980 USD |
EUR 0.07 B ordinary | SALES | 100,000 | 23.3020 USD | 23.3020 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 5 | 46.8700 USD |
B ADSs | CFD | LONG | 10 | 46.9100 USD |
EUR 0.07 A ordinary | CFD | LONG | 98 | 20.3100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 192 | 20.4150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 48,059 | 20.8642 EUR |
EUR 0.07 A ordinary | CFD | LONG | 512,524 | 20.8733 EUR |
EUR 0.07 A ordinary | CFD | LONG | 65,840 | 20.8851 EUR |
EUR 0.07 A ordinary | CFD | LONG | 834 | 20.8879 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,534 | 20.8982 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,309 | 20.9059 EUR |
EUR 0.07 A ordinary | CFD | LONG | 909 | 20.9059 EUR |
EUR 0.07 A ordinary | CFD | LONG | 760 | 20.9176 EUR |
EUR 0.07 A ordinary | CFD | LONG | 236,045 | 20.9661 EUR |
EUR 0.07 A ordinary | CFD | LONG | 374 | 21.0103 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,400 | 21.1050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 20.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 513,213 | 20.8672 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,392 | 20.8800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,515 | 20.8800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,791 | 20.8800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 98 | 20.8800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,920 | 20.8800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 228 | 20.8800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27,634 | 20.8970 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 101 | 20.8992 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 44,595 | 20.9135 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,782 | 20.9175 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,100 | 20.9195 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 37,407 | 20.9345 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 77,329 | 20.9368 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 745 | 20.9625 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,719 | 20.9625 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,036 | 20.9719 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 330 | 20.9719 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,403 | 20.9719 EUR |
EUR 0.07 A ordinary | CFD | LONG | 738 | 15.2850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,547 | 15.3700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 551 | 15.3700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 226 | 15.3700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11 | 15.3700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,966 | 15.3700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 144,271 | 15.3700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 79 | 15.3700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 114,419 | 15.3849 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,606 | 15.3849 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,935 | 15.3887 GBP |
EUR 0.07 A ordinary | CFD | LONG | 36,712 | 15.3923 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,816 | 15.4035 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,621 | 15.4035 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,457 | 15.4035 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,565 | 15.4064 GBP |
EUR 0.07 A ordinary | CFD | LONG | 60 | 15.4150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,053 | 15.1752 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,414 | 15.2979 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,474 | 15.3677 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,952 | 15.3700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 78,287 | 15.3836 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 36,629 | 15.3878 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,658 | 15.0555 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,986 | 15.3023 GBP |
EUR 0.07 B ordinary | CFD | LONG | 167 | 15.4229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 246 | 15.4229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,922 | 15.4229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 335 | 15.4229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,510 | 15.4229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,792 | 15.4229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,700 | 15.4300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 116,159 | 15.4303 GBP |
EUR 0.07 B ordinary | CFD | LONG | 587 | 15.4303 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51,055 | 15.4361 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,510 | 15.4457 GBP |
EUR 0.07 B ordinary | CFD | LONG | 60,186 | 15.4499 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,835 | 15.4528 GBP |
EUR 0.07 B ordinary | CFD | LONG | 400 | 15.4600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,364 | 15.4791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,029 | 15.4791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,320 | 15.4791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 58,500 | 15.4835 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,191 | 15.4300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 776 | 15.4300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4 | 15.4300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2 | 15.4300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,029 | 15.4300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 45,953 | 15.4502 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,482 | 15.4612 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,866 | 15.4612 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,749 | 15.4618 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,250 | 15.4629 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 68,453 | 15.4629 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 310 | 15.4939 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,753 | 15.5266 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,679 | 15.5412 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 650,000 | 25.0000 | A | 18/12/2015 | 0.1200 EUR |
EUR 0.07 A ordinary | CALL | SALE | 250,000 | 23.0000 | A | 18/12/2015 | 0.4200 EUR |
EUR 0.07 A ordinary | CALL | SALE | 400,000 | 23.0000 | A | 18/12/2015 | 0.4200 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 30 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L