27th Oct 2015 10:39
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 26 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 8,772 | 54.3500 USD | 53.3300 USD |
A ADSs | SALES | 95,107 | 54.1100 USD | 53.3300 USD |
B ADSs | PURCHASES | 2,800 | 54.5500 USD | 53.7800 USD |
B ADSs | SALES | 2,700 | 54.7100 USD | 53.7000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 24,340 | 53.3681 USD |
A ADSs | CFD | LONG | 70,667 | 53.5527 USD |
A ADSs | CFD | LONG | 100 | 53.6800 USD |
A ADSs | CFD | SHORT | 400 | 53.3800 USD |
A ADSs | CFD | SHORT | 1,800 | 53.3883 USD |
A ADSs | CFD | SHORT | 203 | 53.3933 USD |
A ADSs | CFD | SHORT | 269 | 53.3933 USD |
A ADSs | CFD | SHORT | 4,200 | 53.4445 USD |
A ADSs | CFD | SHORT | 300 | 53.5600 USD |
A ADSs | CFD | SHORT | 1,000 | 53.6219 USD |
A ADSs | CFD | SHORT | 600 | 53.6417 USD |
B ADSs | CFD | LONG | 2,700 | 54.0157 USD |
B ADSs | CFD | SHORT | 700 | 53.9328 USD |
B ADSs | CFD | SHORT | 100 | 54.0100 USD |
B ADSs | CFD | SHORT | 1,900 | 54.0473 USD |
B ADSs | CFD | SHORT | 100 | 54.0700 USD |
EUR 0.07 A ordinary | CFD | LONG | 118 | 24.3028 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,100 | 24.4272 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,131 | 24.5190 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,332 | 24.6000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 377 | 24.2650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,200 | 24.2659 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 24.4890 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11 | 24.4890 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 262 | 24.4890 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,600 | 24.4986 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,631 | 24.5314 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9 | 17.4200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,890 | 17.4541 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,570 | 17.6941 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,663 | 17.7000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,440 | 17.4235 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,024 | 17.4235 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,536 | 17.4235 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 41,678 | 17.4263 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,610 | 17.6287 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,429 | 17.7008 GBP |
EUR 0.07 A ordinary | CFD | LONG | 184,000 | 26.7892 GBP |
EUR 0.07 B ordinary | CFD | LONG | 106,240 | 15.6300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,331 | 17.5037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 64,133 | 17.5037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,991 | 17.5037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,380 | 17.5293 GBP |
EUR 0.07 B ordinary | CFD | LONG | 398 | 17.5324 GBP |
EUR 0.07 B ordinary | CFD | LONG | 435 | 17.5702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 530 | 17.6483 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,080 | 17.6578 GBP |
EUR 0.07 B ordinary | CFD | LONG | 137 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,202 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 595 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,351 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,877 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 386 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,800 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,739 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,580 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,970 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,592 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 82 | 17.6683 GBP |
EUR 0.07 B ordinary | CFD | LONG | 147 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,843 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,517 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,966 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,676 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,071 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 81 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 689 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,138 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,770 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,062 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,146 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 244 | 17.6760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 133,620 | 17.6966 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,150 | 17.7341 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,682 | 17.8330 GBP |
EUR 0.07 B ordinary | CFD | LONG | 246 | 17.8364 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,241 | 17.9260 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,103 | 17.9429 GBP |
EUR 0.07 B ordinary | CFD | LONG | 215 | 17.9800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,805 | 18.0006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,792 | 18.0494 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 106,240 | 15.6300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,794 | 17.5175 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 45,858 | 17.6590 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,578 | 17.6590 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,589 | 17.6804 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,542 | 17.6925 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 133,620 | 17.6966 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,300 | 17.7071 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,000 | 17.7175 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,150 | 17.7341 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,985 | 17.7765 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,001 | 17.7963 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,578 | 17.8021 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,885 | 17.8197 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,382 | 17.8242 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,241 | 17.9260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,103 | 17.9429 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 215 | 17.9800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,805 | 18.0006 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,792 | 18.0494 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 27 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L