7th Aug 2015 10:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 06 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 6,338 | 58.6100 USD | 58.2300 USD |
A ADSs | SALES | 92,364 | 58.6100 USD | 57.6500 USD |
B ADSs | PURCHASES | 100 | 58.6200 USD | 58.6200 USD |
B ADSs | SALES | 7,020 | 58.9100 USD | 57.9400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 200 | 57.9457 USD |
A ADSs | CFD | LONG | 91,506 | 58.2602 USD |
A ADSs | CFD | LONG | 375 | 58.5782 USD |
A ADSs | CFD | LONG | 283 | 58.5782 USD |
A ADSs | CFD | SHORT | 200 | 58.2300 USD |
A ADSs | CFD | SHORT | 38 | 58.3800 USD |
A ADSs | CFD | SHORT | 2,300 | 58.4523 USD |
A ADSs | CFD | SHORT | 3,800 | 58.4610 USD |
B ADSs | CFD | LONG | 600 | 58.4450 USD |
B ADSs | CFD | LONG | 2,200 | 58.5568 USD |
B ADSs | CFD | LONG | 2,000 | 58.5640 USD |
B ADSs | CFD | LONG | 1,400 | 58.5984 USD |
B ADSs | CFD | LONG | 820 | 58.7233 USD |
B ADSs | CFD | SHORT | 100 | 58.6200 USD |
EUR 0.07 A ordinary | CFD | LONG | 17,677 | 26.5857 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,700 | 26.5902 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38 | 26.5949 EUR |
EUR 0.07 A ordinary | CFD | LONG | 70 | 26.5949 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,384 | 26.5949 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,196 | 26.6035 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7 | 26.6261 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 26.6473 EUR |
EUR 0.07 A ordinary | CFD | LONG | 861 | 26.6473 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 26.6473 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6 | 26.6517 EUR |
EUR 0.07 A ordinary | CFD | LONG | 152 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,686 | 26.7250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,200 | 26.7269 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7 | 26.5364 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,404 | 26.5965 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,636 | 26.5976 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,523 | 18.5168 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,230 | 18.5509 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,746 | 18.5880 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,204 | 18.4500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,210 | 18.6721 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 514 | 18.7290 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 282 | 18.7631 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,274 | 18.6930 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,726 | 18.7048 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,268 | 18.7131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,763 | 18.7202 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,084 | 18.7300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,181 | 18.7703 GBP |
EUR 0.07 B ordinary | CFD | LONG | 638 | 18.7703 GBP |
EUR 0.07 B ordinary | CFD | LONG | 65,412 | 18.8029 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,763 | 18.8029 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,181 | 18.8128 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23 | 18.8750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 297 | 18.7584 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,946 | 18.7584 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,636 | 18.7584 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,722 | 18.7882 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,920 | 18.8113 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 AUGUST 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L