6th Oct 2015 11:38
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 05 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 34,718 | 51.8100 USD | 51.1000 USD |
A ADSs | SALES | 25,036 | 51.7900 USD | 50.8800 USD |
B ADSs | PURCHASES | 2,195 | 52.0900 USD | 51.2100 USD |
B ADSs | SALES | 3,100 | 52.1400 USD | 51.2100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 900 | 50.8800 USD |
A ADSs | CFD | LONG | 384 | 51.5284 USD |
A ADSs | CFD | LONG | 19,400 | 51.5677 USD |
A ADSs | CFD | LONG | 611 | 51.6026 USD |
A ADSs | CFD | LONG | 809 | 51.6026 USD |
A ADSs | CFD | LONG | 1 | 51.6100 USD |
A ADSs | CFD | LONG | 1 | 51.6100 USD |
A ADSs | CFD | LONG | 800 | 51.6108 USD |
A ADSs | CFD | LONG | 2,130 | 51.6289 USD |
A ADSs | CFD | SHORT | 34,018 | 51.3778 USD |
A ADSs | CFD | SHORT | 500 | 51.3800 USD |
A ADSs | CFD | SHORT | 200 | 51.3980 USD |
B ADSs | CFD | LONG | 400 | 51.2100 USD |
B ADSs | CFD | LONG | 1,200 | 51.8129 USD |
B ADSs | CFD | LONG | 1,300 | 51.9115 USD |
B ADSs | CFD | LONG | 114 | 52.0265 USD |
B ADSs | CFD | LONG | 86 | 52.0265 USD |
B ADSs | CFD | SHORT | 600 | 51.7266 USD |
B ADSs | CFD | SHORT | 1,400 | 51.9242 USD |
EUR 0.07 A ordinary | CFD | LONG | 272 | 20.6949 EUR |
EUR 0.07 A ordinary | CFD | LONG | 364 | 20.9321 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,064 | 20.9746 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,873 | 21.0353 EUR |
EUR 0.07 A ordinary | CFD | LONG | 755 | 21.3747 EUR |
EUR 0.07 A ordinary | CFD | LONG | 101 | 21.6312 EUR |
EUR 0.07 A ordinary | CFD | LONG | 297 | 21.7314 EUR |
EUR 0.07 A ordinary | CFD | LONG | 794 | 21.7530 EUR |
EUR 0.07 A ordinary | CFD | LONG | 619 | 21.9231 EUR |
EUR 0.07 A ordinary | CFD | LONG | 176 | 21.9461 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,183 | 21.9917 EUR |
EUR 0.07 A ordinary | CFD | LONG | 203 | 22.0504 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,098 | 22.0669 EUR |
EUR 0.07 A ordinary | CFD | LONG | 773 | 22.1799 EUR |
EUR 0.07 A ordinary | CFD | LONG | 59 | 22.2958 EUR |
EUR 0.07 A ordinary | CFD | LONG | 558 | 22.3771 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,462 | 22.3920 EUR |
EUR 0.07 A ordinary | CFD | LONG | 213 | 22.4728 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24,637 | 22.5492 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,376 | 22.5918 EUR |
EUR 0.07 A ordinary | CFD | LONG | 90 | 22.7229 EUR |
EUR 0.07 A ordinary | CFD | LONG | 109 | 22.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 59 | 22.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,523 | 22.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5 | 22.7579 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 22.8281 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,269 | 22.8469 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,651 | 22.9045 EUR |
EUR 0.07 A ordinary | CFD | LONG | 723 | 22.9045 EUR |
EUR 0.07 A ordinary | CFD | LONG | 271 | 22.9046 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,499 | 22.9150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 56 | 22.9292 EUR |
EUR 0.07 A ordinary | CFD | LONG | 878 | 23.0861 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 272 | 20.6949 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 364 | 20.9321 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,064 | 20.9746 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,873 | 21.0353 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 755 | 21.3747 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 101 | 21.6312 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 297 | 21.7314 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 794 | 21.7530 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 619 | 21.9231 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 176 | 21.9461 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,183 | 21.9917 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 203 | 22.0504 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,098 | 22.0669 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 773 | 22.1799 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 59 | 22.2958 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 558 | 22.3771 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,462 | 22.3920 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 213 | 22.4728 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,376 | 22.5918 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 90 | 22.7229 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5 | 22.7579 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,269 | 22.8469 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 992 | 22.8532 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23 | 22.8883 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,499 | 22.9150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 878 | 23.0861 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,517 | 16.8063 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,400 | 16.8118 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 251 | 16.7378 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,478 | 16.7378 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,109 | 16.7378 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 950 | 16.8481 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 29 | 16.8524 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,750 | 16.8552 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 917 | 16.9203 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 16.7374 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 16.7737 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,210 | 16.8356 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,161 | 16.8356 GBP |
EUR 0.07 B ordinary | CFD | LONG | 743 | 16.8391 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,766 | 16.8391 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,478 | 16.8391 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,385 | 16.8435 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,443 | 16.9303 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,796 | 16.9843 GBP |
EUR 0.07 B ordinary | CFD | LONG | 340 | 17.0160 GBP |
EUR 0.07 B ordinary | CFD | LONG | 172 | 17.0182 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,843 | 16.7219 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,157 | 16.7805 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,210 | 16.9185 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L