6th Oct 2015 11:36
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 05 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,652 | 51.7560 USD | 51.7560 USD |
A ADSs | SALES | 2,652 | 51.7560 USD | 51.7560 USD |
B ADSs | PURCHASES | 2,710 | 51.5500 USD | 51.5500 USD |
B ADSs | SALES | 2,710 | 51.5500 USD | 51.5500 USD |
EUR 0.07 A ordinary | PURCHASES | 1,688,214 | 22.9500 EUR | 22.2650 EUR |
EUR 0.07 A ordinary | SALES | 1,909,205 | 22.9500 EUR | 22.2750 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,296,286 | 16.9203 GBP | 16.3600 GBP |
EUR 0.07 A ordinary | SALES | 913,296 | 16.8950 GBP | 16.3550 GBP |
EUR 0.07 B ordinary | PURCHASES | 6,141 | 22.6600 EUR | 22.5400 EUR |
EUR 0.07 B ordinary | SALES | 6,141 | 22.6258 EUR | 22.5450 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,959,925 | 17.0600 GBP | 16.4500 GBP |
EUR 0.07 B ordinary | SALES | 1,613,264 | 17.0600 GBP | 16.4550 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | SHORT | 195 | 51.2200 USD |
EUR 0.07 A ordinary | FUTURE | SALE | 170 | 22.0186 EUR |
EUR 0.07 A ordinary | CFD | LONG | 67 | 22.4800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,568 | 22.5899 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 22.6376 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16,361 | 22.6798 EUR |
EUR 0.07 A ordinary | CFD | LONG | 146 | 22.6812 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,532 | 22.6812 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,064 | 22.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 781 | 22.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,635 | 22.7515 EUR |
EUR 0.07 A ordinary | CFD | LONG | 457,899 | 22.7535 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,647 | 22.7535 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,885 | 22.7745 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,113 | 22.9500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,825 | 22.9500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,000 | 22.3096 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,532 | 22.5428 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,382 | 22.5428 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,666 | 22.6148 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 22.6400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,885 | 22.7037 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 454,748 | 22.7480 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 67,305 | 22.8018 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,726 | 22.8099 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 47,135 | 22.8225 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23 | 22.8883 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 16.5400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 110,527 | 16.5449 GBP |
EUR 0.07 A ordinary | CFD | LONG | 41,314 | 16.5449 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 16.5450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 115,000 | 16.5717 GBP |
EUR 0.07 A ordinary | CFD | LONG | 26,088 | 16.5877 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,949 | 16.6628 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,378 | 16.6686 GBP |
EUR 0.07 A ordinary | CFD | LONG | 45,855 | 16.7501 GBP |
EUR 0.07 A ordinary | CFD | LONG | 850 | 16.7737 GBP |
EUR 0.07 A ordinary | CFD | LONG | 45 | 16.7737 GBP |
EUR 0.07 A ordinary | CFD | LONG | 850 | 16.7737 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17 | 16.7737 GBP |
EUR 0.07 A ordinary | CFD | LONG | 328 | 16.7737 GBP |
EUR 0.07 A ordinary | CFD | LONG | 328 | 16.7737 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,370 | 16.7737 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,370 | 16.7737 GBP |
EUR 0.07 A ordinary | CFD | LONG | 333 | 16.7737 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,955 | 16.8048 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,605 | 16.8334 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,395 | 16.8648 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,345 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 48 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,253 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,930 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 38,950 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,368 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,225 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,291 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 97 | 16.5250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32 | 16.6950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,096 | 16.7270 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 47,096 | 16.7329 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 110,527 | 16.7329 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,800 | 16.7484 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 52,627 | 16.7495 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,354 | 16.8241 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 29 | 16.8524 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 38,950 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 69 | 16.8950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 198 | 16.8950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,634 | 16.5800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,309 | 16.7721 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52,269 | 16.7769 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,900 | 16.8404 GBP |
EUR 0.07 B ordinary | CFD | LONG | 732 | 16.9131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 732 | 16.9131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 297 | 16.9131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 115 | 16.9131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 282 | 16.9131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 282 | 16.9131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,222 | 16.9131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,483 | 16.9131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,483 | 16.9131 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,034 | 16.9303 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,500 | 16.9450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,017 | 17.0019 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,278 | 17.0019 GBP |
EUR 0.07 B ordinary | CFD | LONG | 172 | 17.0182 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,796 | 17.0600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4 | 17.0600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,424 | 17.0600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,111 | 17.0600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 38,610 | 17.0600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2 | 17.0600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 896 | 16.5376 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 16.6100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 16.6100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 115,000 | 16.6393 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,675 | 16.8114 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,263 | 16.8114 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 142,080 | 16.8323 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,342 | 16.8968 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,416 | 16.9120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 116 | 16.9478 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,610 | 17.0600 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 300 | 23.0000 | A | 16/10/2015 | 0.3400 EUR |
A ADSs | PUT | PURCHASE | 56,400 | 45.0000 | A | 20/11/2015 | 39.0000 USD |
A ADSs | PUT | PURCHASE | 20,800 | 45.0000 | A | 20/11/2015 | 39.0000 USD |
A ADSs | PUT | PURCHASE | 3,600 | 45.0000 | A | 20/11/2015 | 39.0000 USD |
A ADSs | PUT | PURCHASE | 55,600 | 45.0000 | A | 20/11/2015 | 39.0000 USD |
A ADSs | PUT | SALE | 141,700 | 45.0000 | A | 20/11/2015 | 50.7800 USD |
A ADSs | PUT | SALE | 1,500 | 47.5000 | A | 20/11/2015 | 91.0000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L