7th Oct 2015 11:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 06 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,000 | 52.4900 USD | 52.4900 USD |
A ADSs | SALES | 1,000 | 52.4900 USD | 52.4900 USD |
EUR 0.07 A ordinary | PURCHASES | 2,780,776 | 23.7950 EUR | 22.6150 EUR |
EUR 0.07 A ordinary | SALES | 3,142,419 | 23.7850 EUR | 22.6100 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,323,075 | 17.5450 GBP | 16.6800 GBP |
EUR 0.07 A ordinary | SALES | 998,455 | 17.5350 GBP | 16.6900 GBP |
EUR 0.07 B ordinary | PURCHASES | 4,927 | 23.9800 EUR | 23.0600 EUR |
EUR 0.07 B ordinary | SALES | 4,927 | 23.4733 EUR | 23.4733 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,039,672 | 17.7200 GBP | 16.8500 GBP |
EUR 0.07 B ordinary | SALES | 1,439,104 | 17.7200 GBP | 16.8200 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | SHORT | 271 | 53.8215 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,924 | 22.9965 EUR |
EUR 0.07 A ordinary | CFD | LONG | 87 | 23.0000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 78,753 | 23.0501 EUR |
EUR 0.07 A ordinary | CFD | LONG | 62,281 | 23.1080 EUR |
EUR 0.07 A ordinary | CFD | LONG | 277 | 23.1200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,000 | 23.1416 EUR |
EUR 0.07 A ordinary | CFD | LONG | 43,444 | 23.2294 EUR |
EUR 0.07 A ordinary | CFD | LONG | 506,022 | 23.3190 EUR |
EUR 0.07 A ordinary | CFD | LONG | 49,174 | 23.3861 EUR |
EUR 0.07 A ordinary | CFD | LONG | 32,010 | 23.4282 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,019 | 23.4553 EUR |
EUR 0.07 A ordinary | CFD | LONG | 985 | 23.4553 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,956 | 23.4553 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,791 | 23.6700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24,115 | 23.6700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,246 | 23.6700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,066 | 23.6700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,098 | 23.7750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 23.7800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 160 | 23.0000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,000 | 23.0880 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,332 | 23.1690 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 38,521 | 23.1917 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27,399 | 23.2591 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,647 | 23.2957 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 506,791 | 23.2957 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,321 | 23.3194 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 34,039 | 23.3477 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 109,793 | 23.4687 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 81 | 23.4830 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 402 | 23.5200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,500 | 23.5987 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,099 | 23.6700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 87 | 23.6700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 16.6980 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34,069 | 16.9838 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,997 | 17.0123 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,224 | 17.0250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 181 | 17.0300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 345 | 17.0400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,903 | 17.0498 GBP |
EUR 0.07 A ordinary | CFD | LONG | 53,915 | 17.0850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 97,926 | 17.0850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,305 | 17.1350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,068 | 17.3088 GBP |
EUR 0.07 A ordinary | CFD | LONG | 40,177 | 17.3088 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,364 | 17.3088 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,276 | 17.4407 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 17.4565 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,428 | 17.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 428 | 17.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 61,097 | 17.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 149 | 17.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 804 | 17.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17 | 17.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3 | 17.4600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 441 | 17.4600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,500 | 16.9167 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,500 | 16.9282 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 173,724 | 17.0783 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 75 | 17.1950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 172,500 | 17.2037 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 48,441 | 17.2456 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,263 | 17.2588 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 97,926 | 17.2588 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,906 | 17.4599 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,626 | 17.4600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 17.4750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 36,931 | 17.5105 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,500 | 17.0533 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,500 | 17.0583 GBP |
EUR 0.07 B ordinary | CFD | LONG | 177,500 | 17.2223 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,634 | 17.2350 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,200 | 17.2671 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,959 | 17.3037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 37,732 | 17.3037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 172,500 | 17.3710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 89,000 | 17.3889 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55,676 | 17.4056 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,678 | 17.4150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40,274 | 17.4769 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,073 | 17.4769 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,377 | 17.4769 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,288 | 17.5421 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,305 | 17.5449 GBP |
EUR 0.07 B ordinary | CFD | LONG | 84 | 17.6650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 152 | 17.6650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 461 | 17.6650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 651 | 16.9570 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 17.1600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 260 | 17.2500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,706 | 17.3434 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33,798 | 17.3525 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,130 | 17.3533 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,000 | 17.3533 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 680 | 17.3533 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 124,145 | 17.3977 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,674 | 17.3977 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,651 | 17.4599 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16 | 17.6250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,987 | 17.6650 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 283,500 | 30.0000 | A | 18/12/2015 | 0.0128 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 70,000 | 30.0000 | A | 18/12/2015 | 0.0129 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 350,100 | 27.0000 | A | 18/12/2015 | 0.1194 EUR |
EUR 0.07 A ordinary | CALL | SALE | 283,500 | 30.0000 | A | 18/12/2015 | 0.0128 EUR |
EUR 0.07 A ordinary | CALL | SALE | 70,000 | 30.0000 | A | 18/12/2015 | 0.0129 EUR |
EUR 0.07 A ordinary | CALL | SALE | 350,100 | 27.0000 | A | 18/12/2015 | 0.1194 EUR |
A ADSs | PUT | PURCHASE | 436,400 | 50.0000 | A | 20/11/2015 | 127.6700 USD |
EUR 0.07 A ordinary | CALL | PURCHASE | 345,000 | 28.0000 | A | 18/12/2015 | 0.0577 EUR |
EUR 0.07 A ordinary | CALL | SALE | 345,000 | 28.0000 | A | 18/12/2015 | 0.0577 EUR |
A ADSs | PUT | SALE | 270,300 | 50.0000 | A | 20/11/2015 | 127.6700 USD |
A ADSs | PUT | SALE | 41,300 | 50.0000 | A | 20/11/2015 | 127.6700 USD |
A ADSs | PUT | SALE | 2,200 | 50.0000 | A | 20/11/2015 | 127.6700 USD |
A ADSs | PUT | SALE | 1,000 | 50.0000 | A | 20/11/2015 | 127.6700 USD |
A ADSs | PUT | SALE | 1,100 | 50.0000 | A | 20/11/2015 | 127.6700 USD |
A ADSs | PUT | SALE | 41,400 | 50.0000 | A | 20/11/2015 | 127.6700 USD |
A ADSs | PUT | SALE | 5,500 | 50.0000 | A | 20/11/2015 | 127.6700 USD |
A ADSs | PUT | SALE | 38,000 | 50.0000 | A | 20/11/2015 | 127.6700 USD |
A ADSs | PUT | SALE | 35,600 | 50.0000 | A | 20/11/2015 | 127.6700 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L