2nd Jul 2015 10:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 01 JULY 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 16,200 | 56.9100 USD | 56.1800 USD |
A ADSs | SALES | 415 | 56.7100 USD | 56.2600 USD |
B ADSs | PURCHASES | 1,087 | 57.3800 USD | 56.7100 USD |
B ADSs | SALES | 6,981 | 57.2150 USD | 56.8500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 6 | 56.2700 USD |
A ADSs | CFD | LONG | 9 | 56.2700 USD |
A ADSs | CFD | LONG | 400 | 56.4800 USD |
A ADSs | CFD | SHORT | 5,100 | 56.3362 USD |
A ADSs | CFD | SHORT | 200 | 56.3847 USD |
A ADSs | CFD | SHORT | 10,900 | 56.5759 USD |
B ADSs | CFD | LONG | 4,179 | 57.0523 USD |
B ADSs | CFD | LONG | 600 | 57.1233 USD |
B ADSs | CFD | LONG | 300 | 57.1583 USD |
B ADSs | CFD | SHORT | 78 | 56.7235 USD |
B ADSs | CFD | SHORT | 59 | 56.7235 USD |
B ADSs | CFD | SHORT | 200 | 56.7600 USD |
B ADSs | CFD | SHORT | 400 | 57.0125 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,050 | 25.5350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 991 | 25.5859 EUR |
EUR 0.07 A ordinary | CFD | LONG | 35 | 25.5859 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20 | 25.5859 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,673 | 25.6236 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,080 | 25.6327 EUR |
EUR 0.07 A ordinary | CFD | LONG | 121 | 25.6476 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13 | 25.6561 EUR |
EUR 0.07 A ordinary | CFD | LONG | 695 | 25.6561 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,722 | 25.5350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 354 | 25.5676 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 972 | 25.5677 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 71 | 25.5680 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 400 | 25.6236 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,181 | 25.6553 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4 | 25.6700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,442 | 18.0445 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,168 | 18.0635 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,620 | 18.0807 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,233 | 18.0888 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,428 | 18.1001 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,257 | 18.0339 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,490 | 18.0493 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 560 | 18.0523 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 219 | 18.0621 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,364 | 18.1640 GBP |
EUR 0.07 B ordinary | CFD | LONG | 49 | 18.1677 GBP |
EUR 0.07 B ordinary | CFD | LONG | 430 | 18.1803 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,724 | 18.1807 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,471 | 18.1819 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,690 | 18.2059 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,425 | 18.2190 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,085 | 18.2376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,137 | 18.2376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,116 | 18.2376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,320 | 18.2376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,924 | 18.2376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 876 | 18.2376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41 | 18.2376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 975 | 18.2376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 70,836 | 18.2425 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,208 | 18.2425 GBP |
EUR 0.07 B ordinary | CFD | LONG | 509 | 18.2668 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,066 | 18.2701 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,054 | 18.2716 GBP |
EUR 0.07 B ordinary | CFD | LONG | 107,164 | 18.3132 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,792 | 18.3228 GBP |
EUR 0.07 B ordinary | CFD | LONG | 712 | 18.3448 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 43,000 | 18.1829 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,000 | 18.1829 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 222 | 18.1885 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,198 | 18.1923 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 129 | 18.2323 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,800 | 18.2697 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,000 | 18.4015 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 02 JULY 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L