6th Nov 2015 11:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 05 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,263 | 52.6822 USD | 52.6822 USD |
A ADSs | SALES | 2,263 | 52.6822 USD | 52.6822 USD |
EUR 0.07 A ordinary | PURCHASES | 1,697,659 | 25.0050 EUR | 24.1600 EUR |
EUR 0.07 A ordinary | SALES | 1,864,806 | 25.0050 EUR | 24.1550 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,264,751 | 17.7820 GBP | 17.0850 GBP |
EUR 0.07 A ordinary | SALES | 1,423,584 | 17.4700 GBP | 17.0800 GBP |
EUR 0.07 B ordinary | PURCHASES | 2,204,201 | 17.6100 GBP | 17.1550 GBP |
EUR 0.07 B ordinary | SALES | 1,935,065 | 17.6943 GBP | 17.1550 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 5,841 | 24.2339 EUR |
EUR 0.07 A ordinary | CFD | LONG | 22,782 | 24.2886 EUR |
EUR 0.07 A ordinary | CFD | LONG | 75,448 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,000 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,526 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,662 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,649 | 24.2984 EUR |
EUR 0.07 A ordinary | CFD | LONG | 482 | 24.3243 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,204 | 24.4102 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,148 | 24.4102 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,617 | 24.4439 EUR |
EUR 0.07 A ordinary | CFD | LONG | 814 | 24.4439 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,541 | 24.4439 EUR |
EUR 0.07 A ordinary | CFD | LONG | 627,037 | 24.4574 EUR |
EUR 0.07 A ordinary | CFD | LONG | 96 | 24.4574 EUR |
EUR 0.07 A ordinary | CFD | LONG | 45,280 | 24.4581 EUR |
EUR 0.07 A ordinary | CFD | LONG | 84,930 | 24.4581 EUR |
EUR 0.07 A ordinary | CFD | LONG | 52,019 | 24.6256 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 448 | 24.2771 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 437 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 859 | 24.3211 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 30,207 | 24.3557 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,100 | 24.3779 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,735 | 24.3834 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 274 | 24.3873 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 555 | 24.4000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 83 | 24.4593 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 627,037 | 24.4593 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 22,722 | 24.5450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,001 | 17.1174 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,164 | 17.1498 GBP |
EUR 0.07 A ordinary | CFD | LONG | 162 | 17.1498 GBP |
EUR 0.07 A ordinary | CFD | LONG | 421 | 17.1498 GBP |
EUR 0.07 A ordinary | CFD | LONG | 25,725 | 17.1838 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,781 | 17.1871 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,508 | 17.1900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 571 | 17.1900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,634 | 17.1900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 79 | 17.1900 GBP |
EUR 0.07 A ordinary | CFD | LONG | 24,515 | 17.1905 GBP |
EUR 0.07 A ordinary | CFD | LONG | 78,570 | 17.2098 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,073 | 17.2448 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 101 | 17.1511 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,649 | 17.1900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,435 | 17.1900 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,444 | 17.1934 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 627 | 17.1934 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,529 | 17.1934 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 44,368 | 17.1934 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 23,496 | 17.1994 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,059 | 17.2146 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,993 | 17.2360 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 31,093 | 17.2880 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 17.7820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,168 | 17.2120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,069 | 17.2120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,189 | 17.2120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,456 | 17.2120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,938 | 17.2300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 667 | 17.2342 GBP |
EUR 0.07 B ordinary | CFD | LONG | 428 | 17.2472 GBP |
EUR 0.07 B ordinary | CFD | LONG | 367 | 17.2523 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,760 | 17.2523 GBP |
EUR 0.07 B ordinary | CFD | LONG | 141 | 17.2523 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,050 | 17.2644 GBP |
EUR 0.07 B ordinary | CFD | LONG | 115,602 | 17.2779 GBP |
EUR 0.07 B ordinary | CFD | LONG | 895 | 17.2856 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,535 | 17.2856 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,794 | 17.2856 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,505 | 17.2856 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,290 | 17.2856 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,778 | 17.2856 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,683 | 17.2918 GBP |
EUR 0.07 B ordinary | CFD | LONG | 634 | 17.2964 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,343 | 17.2964 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,301 | 17.2964 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,245 | 17.2964 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,442 | 17.3096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 111,350 | 17.3507 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,691 | 17.2400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,885 | 17.2517 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 75,300 | 17.2537 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 420,942 | 17.2692 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 76,644 | 17.2695 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,280 | 17.2710 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,752 | 17.2770 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,616 | 17.3035 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 2,800 | 25.5000 | A | 18/12/2015 | 0.2800 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 250,000 | 25.0000 | A | 18/12/2015 | 0.3500 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 16,900 | 25.0000 | A | 18/12/2015 | 0.3900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 300 | 25.0000 | A | 18/12/2015 | 0.4000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 6,800 | 25.0000 | A | 18/12/2015 | 0.4100 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 4,500 | 25.0000 | A | 18/12/2015 | 0.4200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 5,900 | 25.0000 | A | 18/12/2015 | 0.4200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 200 | 24.5000 | A | 18/12/2015 | 0.5800 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 100 | 24.5000 | A | 18/12/2015 | 0.5900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 100 | 24.5000 | A | 18/12/2015 | 0.5900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 10,300 | 24.5000 | A | 18/12/2015 | 0.6000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 9,100 | 24.5000 | A | 18/12/2015 | 0.6000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 3,700 | 24.5000 | A | 18/12/2015 | 0.6100 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 6,300 | 24.5000 | A | 18/12/2015 | 0.6100 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 2,500 | 24.5000 | A | 18/12/2015 | 0.6200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 2,500 | 24.5000 | A | 18/12/2015 | 0.6200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 300,000 | 24.0000 | A | 17/06/2016 | 1.4000 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 300,000 | 24.0000 | A | 17/06/2016 | 2.1000 EUR |
EUR 0.07 A ordinary | CALL | SALE | 250,000 | 25.0000 | A | 20/11/2015 | 0.1100 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 06 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L