20th Jan 2016 10:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 19 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 4,713 | 39.0200 USD | 39.0200 USD |
A ADSs | SALES | 4,713 | 39.0200 USD | 39.0200 USD |
EUR 0.07 A ordinary | PURCHASES | 1,935,169 | 18.3800 EUR | 17.8100 EUR |
EUR 0.07 A ordinary | SALES | 1,911,568 | 18.3800 EUR | 17.8150 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,638,849 | 13.8850 GBP | 13.4650 GBP |
EUR 0.07 A ordinary | SALES | 1,027,576 | 13.8750 GBP | 13.4650 GBP |
EUR 0.07 A ordinary | PURCHASES | 5,261 | 19.3196 USD | 19.3196 USD |
EUR 0.07 B ordinary | PURCHASES | 4,015 | 18.2371 EUR | 18.2000 EUR |
EUR 0.07 B ordinary | SALES | 4,158 | 18.2500 EUR | 18.1000 EUR |
EUR 0.07 B ordinary | PURCHASES | 3,722,280 | 13.9000 GBP | 13.4800 GBP |
EUR 0.07 B ordinary | SALES | 3,537,311 | 13.9000 GBP | 13.4800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 2,547 | 17.8560 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,114 | 17.9178 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,241 | 17.9290 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,549 | 17.9300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 59,834 | 17.9326 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31,005 | 17.9327 EUR |
EUR 0.07 A ordinary | CFD | LONG | 30,000 | 17.9414 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,794 | 17.9864 EUR |
EUR 0.07 A ordinary | CFD | LONG | 163,039 | 18.0205 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,337 | 18.0321 EUR |
EUR 0.07 A ordinary | CFD | LONG | 61,989 | 18.0757 EUR |
EUR 0.07 A ordinary | CFD | LONG | 958,564 | 18.0804 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,907 | 18.1600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,484 | 18.2540 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,803 | 18.2540 EUR |
EUR 0.07 A ordinary | CFD | LONG | 422 | 18.2540 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 337 | 17.8993 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,609 | 17.8993 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,963 | 17.8993 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 192 | 18.0028 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 93 | 18.0028 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 175,530 | 18.0219 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 958,113 | 18.0763 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,852 | 18.0873 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,379 | 18.1669 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,923 | 18.1866 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 76,847 | 18.3085 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,389 | 13.5690 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,439 | 13.5714 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,350 | 13.5786 GBP |
EUR 0.07 A ordinary | CFD | LONG | 248 | 13.6150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11 | 13.6150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 35 | 13.6150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 162,591 | 13.6525 GBP |
EUR 0.07 A ordinary | CFD | LONG | 54,343 | 13.6536 GBP |
EUR 0.07 A ordinary | CFD | LONG | 206 | 13.6619 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,054 | 13.6619 GBP |
EUR 0.07 A ordinary | CFD | LONG | 111 | 13.6619 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,917 | 13.6619 GBP |
EUR 0.07 A ordinary | CFD | LONG | 402 | 13.6619 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,701 | 13.6619 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,702 | 13.6619 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,795 | 13.6626 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,980 | 13.6626 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,630 | 13.6626 GBP |
EUR 0.07 A ordinary | CFD | LONG | 87,337 | 13.6799 GBP |
EUR 0.07 A ordinary | CFD | LONG | 40,000 | 13.6835 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 13.6993 GBP |
EUR 0.07 A ordinary | CFD | LONG | 60,117 | 13.7013 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,282 | 13.7013 GBP |
EUR 0.07 A ordinary | CFD | LONG | 25,586 | 13.7082 GBP |
EUR 0.07 A ordinary | CFD | LONG | 453 | 13.7215 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 13.7527 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,389 | 13.5632 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 83 | 13.5696 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,755 | 13.5696 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 249 | 13.5696 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 265,000 | 13.6265 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 300,000 | 13.6350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20 | 13.6360 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 757 | 13.6400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 165,148 | 13.6443 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,276 | 13.6500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 123 | 13.6500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 352 | 13.6500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17 | 13.6500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,326 | 13.6500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 683 | 13.6550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 72,814 | 13.6573 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 302 | 13.6650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 186 | 13.6700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 310 | 13.6750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 625,000 | 13.6766 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,606 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 600 | 13.6409 GBP |
EUR 0.07 A ordinary | CFD | LONG | 255 | 13.6409 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,008 | 13.5972 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,114 | 13.6021 GBP |
EUR 0.07 B ordinary | CFD | LONG | 313,985 | 13.6281 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,996 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,867 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,851 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,412 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,526 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,408 | 13.6295 GBP |
EUR 0.07 B ordinary | CFD | LONG | 161,502 | 13.6360 GBP |
EUR 0.07 B ordinary | CFD | LONG | 61,539 | 13.6363 GBP |
EUR 0.07 B ordinary | CFD | LONG | 40,086 | 13.6401 GBP |
EUR 0.07 B ordinary | CFD | LONG | 245 | 13.6518 GBP |
EUR 0.07 B ordinary | CFD | LONG | 82 | 13.6518 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,725 | 13.6518 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,784 | 13.6763 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,743 | 13.6763 GBP |
EUR 0.07 B ordinary | CFD | LONG | 78,362 | 13.6983 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,240 | 13.7040 GBP |
EUR 0.07 B ordinary | CFD | LONG | 143,335 | 13.7040 GBP |
EUR 0.07 B ordinary | CFD | LONG | 139 | 13.7100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,052 | 13.7163 GBP |
EUR 0.07 B ordinary | CFD | LONG | 445,400 | 13.7197 GBP |
EUR 0.07 B ordinary | CFD | LONG | 143,800 | 13.7300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,472 | 13.7514 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,743 | 13.7596 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,784 | 13.7596 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 13.7755 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,568 | 13.7774 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,485 | 13.7774 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,467 | 13.7887 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,043 | 13.7887 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 84 | 13.5200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30 | 13.5650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 209 | 13.5650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10 | 13.5650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,960 | 13.6375 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,573 | 13.6843 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42,052 | 13.6930 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 149,308 | 13.6931 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,488 | 13.6950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 625,000 | 13.7089 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49,500 | 13.7131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,500 | 13.7131 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 64,369 | 13.7156 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 72,389 | 13.7185 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 600 | 13.7185 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,682 | 13.7307 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,444 | 13.7406 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,000 | 13.7406 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 13.7800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,215 | 13.7971 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,785 | 13.7971 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,826 | 13.7971 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,118 | 13.7971 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | PUT | PURCHASE | 300,000 | 24.0000 | A | 17/06/2016 | 6.5200 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L