16th Sep 2015 10:56
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 15 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,700 | 50.5300 USD | 50.0300 USD |
A ADSs | SALES | 20,392 | 50.5500 USD | 50.1100 USD |
B ADSs | PURCHASES | 500 | 50.2700 USD | 50.0300 USD |
B ADSs | SALES | 1,600 | 50.6400 USD | 50.1100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 49 | 50.2800 USD |
A ADSs | CFD | LONG | 900 | 50.2884 USD |
A ADSs | CFD | LONG | 18,644 | 50.2912 USD |
A ADSs | CFD | LONG | 782 | 50.3052 USD |
A ADSs | CFD | LONG | 10 | 50.3300 USD |
A ADSs | CFD | LONG | 7 | 50.3300 USD |
A ADSs | CFD | SHORT | 1,700 | 50.2782 USD |
B ADSs | CFD | LONG | 100 | 50.1800 USD |
B ADSs | CFD | LONG | 1,300 | 50.2630 USD |
B ADSs | CFD | LONG | 200 | 50.6400 USD |
B ADSs | CFD | SHORT | 400 | 50.1825 USD |
B ADSs | CFD | SHORT | 100 | 50.1900 USD |
EUR 0.07 A ordinary | CFD | LONG | 24 | 22.0300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,800 | 22.1913 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,120 | 22.2033 EUR |
EUR 0.07 A ordinary | CFD | LONG | 39 | 22.2378 EUR |
EUR 0.07 A ordinary | CFD | LONG | 65 | 22.2378 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,589 | 22.2378 EUR |
EUR 0.07 A ordinary | CFD | LONG | 315 | 22.3119 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,202 | 22.3120 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,746 | 22.3122 EUR |
EUR 0.07 A ordinary | CFD | LONG | 58 | 22.3150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 151 | 22.3150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,230 | 21.9629 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 151 | 22.3573 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 73,710 | 22.3609 EUR |
EUR 0.07 A ordinary | CFD | LONG | 967 | 16.0738 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,200 | 16.2033 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,077 | 15.9607 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,444 | 16.0846 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,800 | 16.2700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 30 | 16.2720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,276 | 15.9848 GBP |
EUR 0.07 B ordinary | CFD | LONG | 391 | 15.9936 GBP |
EUR 0.07 B ordinary | CFD | LONG | 67 | 15.9937 GBP |
EUR 0.07 B ordinary | CFD | LONG | 265 | 16.0016 GBP |
EUR 0.07 B ordinary | CFD | LONG | 724 | 16.0017 GBP |
EUR 0.07 B ordinary | CFD | LONG | 59 | 16.0018 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45 | 16.0137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 941 | 16.0141 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45 | 16.0151 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,578 | 16.0151 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,873 | 16.1155 GBP |
EUR 0.07 B ordinary | CFD | LONG | 66,347 | 16.1213 GBP |
EUR 0.07 B ordinary | CFD | LONG | 334 | 16.1213 GBP |
EUR 0.07 B ordinary | CFD | LONG | 334 | 16.1686 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,594 | 16.1720 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,908 | 16.1883 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,606 | 16.3094 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,541 | 16.3094 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,329 | 16.3105 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,050 | 16.3740 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,747 | 16.2279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,648 | 16.3168 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,910 | 16.3340 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,030 | 16.3424 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L