5th Nov 2015 11:27
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 04 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,017 | 54.4100 USD | 54.4100 USD |
A ADSs | SALES | 1,017 | 54.4100 USD | 54.4100 USD |
EUR 0.07 A ordinary | PURCHASES | 1,195,504 | 25.5050 EUR | 24.9700 EUR |
EUR 0.07 A ordinary | SALES | 1,288,657 | 25.5050 EUR | 24.9800 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,037,478 | 17.9350 GBP | 17.5600 GBP |
EUR 0.07 A ordinary | SALES | 1,087,514 | 17.9400 GBP | 17.5550 GBP |
EUR 0.07 A ordinary | SALES | 3,884 | 27.3755 USD | 27.1955 USD |
EUR 0.07 B ordinary | PURCHASES | 302 | 25.4017 EUR | 25.1350 EUR |
EUR 0.07 B ordinary | SALES | 200 | 25.4100 EUR | 25.4000 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,587,215 | 18.0250 GBP | 17.6500 GBP |
EUR 0.07 B ordinary | SALES | 1,509,479 | 18.0200 GBP | 17.2706 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | SHORT | 100 | 54.9150 USD |
EUR 0.07 A ordinary | CFD | LONG | 7,812 | 24.9800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,701 | 24.9800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,044 | 24.9800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,987 | 25.0350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 48 | 25.1650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28 | 25.1681 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,642 | 25.1681 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,134 | 25.1862 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,518 | 25.1862 EUR |
EUR 0.07 A ordinary | CFD | LONG | 536 | 25.1969 EUR |
EUR 0.07 A ordinary | CFD | LONG | 40,000 | 25.2224 EUR |
EUR 0.07 A ordinary | CFD | LONG | 103,953 | 25.2283 EUR |
EUR 0.07 A ordinary | CFD | LONG | 91,400 | 25.2883 EUR |
EUR 0.07 A ordinary | CFD | LONG | 83 | 25.3367 EUR |
EUR 0.07 A ordinary | CFD | LONG | 444,620 | 25.3367 EUR |
EUR 0.07 A ordinary | CFD | LONG | 498 | 25.3400 EUR |
EUR 0.07 A ordinary | CFD | LONG | 552 | 25.4137 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,888 | 25.4137 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,273 | 25.4137 EUR |
EUR 0.07 A ordinary | CFD | LONG | 436 | 25.4317 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,526 | 24.9800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,284 | 24.9800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 982 | 25.0350 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 39 | 25.0631 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,236 | 25.0631 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,075 | 25.0631 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 40 | 25.2035 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,987 | 25.2239 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 498 | 25.2297 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 65,670 | 25.2703 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 444,620 | 25.3329 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,904 | 25.3329 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 28 | 25.4065 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 930 | 25.4065 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,092 | 17.5700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,402 | 17.5700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,287 | 17.5700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,454 | 17.6918 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,960 | 17.7275 GBP |
EUR 0.07 A ordinary | CFD | LONG | 22,672 | 17.7600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,294 | 17.7600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,044 | 17.7618 GBP |
EUR 0.07 A ordinary | CFD | LONG | 90 | 17.8610 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,765 | 17.8610 GBP |
EUR 0.07 A ordinary | CFD | LONG | 235 | 17.8610 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,173 | 17.5700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 70 | 17.5700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,441 | 17.5700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 503 | 17.5700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,022 | 17.5700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 131 | 17.6039 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,573 | 17.6039 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 342 | 17.6039 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 157 | 17.6110 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 69,238 | 17.7454 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,294 | 17.7535 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,516 | 17.7535 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 43,459 | 17.7800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,981 | 27.1955 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,903 | 27.3755 GBP |
EUR 0.07 B ordinary | CFD | LONG | 38,298 | 17.2706 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,027 | 17.5377 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,886 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,921 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,985 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,554 | 17.6859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,522 | 17.6859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,867 | 17.6859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,505 | 17.6859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 924 | 17.7044 GBP |
EUR 0.07 B ordinary | CFD | LONG | 39,448 | 17.7950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,000 | 17.7966 GBP |
EUR 0.07 B ordinary | CFD | LONG | 73,038 | 17.8121 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,446 | 17.8178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,965 | 17.8178 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,062 | 17.8217 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,499 | 17.8239 GBP |
EUR 0.07 B ordinary | CFD | LONG | 285 | 17.8598 GBP |
EUR 0.07 B ordinary | CFD | LONG | 96 | 17.8600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 171 | 17.9396 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26 | 17.9396 GBP |
EUR 0.07 B ordinary | CFD | LONG | 66 | 17.9396 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10 | 17.9396 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,288 | 17.9396 GBP |
EUR 0.07 B ordinary | CFD | LONG | 193 | 17.9396 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,177 | 17.6800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,939 | 17.6828 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 193 | 17.6828 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10 | 17.6828 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 99 | 17.6828 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26 | 17.6828 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 258 | 17.6828 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 171 | 17.7569 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,113 | 17.7800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,270 | 17.7839 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,307 | 17.8040 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,892 | 17.8050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,784 | 17.8088 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,631 | 17.8096 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 57,902 | 17.8130 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,056 | 17.8383 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 73,930 | 17.8383 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,373 | 17.7807 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 16,800 | 26.5000 | A | 18/12/2015 | 0.1900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 3,900 | 26.5000 | A | 18/12/2015 | 0.2000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 20,500 | 26.0000 | A | 18/12/2015 | 0.3000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 18,600 | 26.0000 | A | 18/12/2015 | 0.3000 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 5,000 | 26.0000 | A | 18/12/2015 | 0.3100 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 3,300 | 26.0000 | A | 18/12/2015 | 0.3100 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 1,000 | 26.0000 | A | 18/12/2015 | 0.3200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 400 | 26.0000 | A | 18/12/2015 | 0.3200 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 8,700 | 25.5000 | A | 18/12/2015 | 0.4600 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 300 | 25.5000 | A | 18/12/2015 | 0.4900 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 200,000 | 26.0000 | A | 18/03/2016 | 0.7300 EUR |
EUR 0.07 B ordinary | CALL | PURCHASE | 5,000 | 18.5000 | A | 18/12/2015 | 0.1750 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 4,000 | 18.5000 | A | 18/12/2015 | 0.1750 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 5,000 | 18.5000 | A | 18/12/2015 | 0.1800 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 4,000 | 18.0000 | A | 18/12/2015 | 0.3000 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 1,000 | 18.0000 | A | 18/12/2015 | 0.3250 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 5,000 | 18.0000 | A | 18/12/2015 | 0.3250 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 7,000 | 18.0000 | A | 18/12/2015 | 0.3300 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 5,000 | 18.0000 | A | 18/12/2015 | 0.3300 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 1,000 | 18.0000 | A | 18/12/2015 | 0.3350 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 5,000 | 18.0000 | A | 18/12/2015 | 0.3350 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 5,000 | 18.0000 | A | 18/12/2015 | 0.3350 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 5,000 | 18.0000 | A | 18/12/2015 | 0.3350 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 10,000 | 18.0000 | A | 18/12/2015 | 0.3350 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 6,000 | 18.0000 | A | 18/12/2015 | 0.3350 GBP |
EUR 0.07 B ordinary | CALL | PURCHASE | 2,000 | 18.0000 | A | 18/12/2015 | 0.3350 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L