7th Oct 2015 11:48
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 06 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 43,764 | 53.6000 USD | 52.4900 USD |
A ADSs | SALES | 4,000 | 53.6000 USD | 52.4900 USD |
B ADSs | PURCHASES | 5,971 | 54.0400 USD | 52.9700 USD |
B ADSs | SALES | 3,000 | 54.0500 USD | 52.9900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 900 | 52.4900 USD |
A ADSs | CFD | LONG | 2,400 | 53.4929 USD |
A ADSs | CFD | LONG | 700 | 53.5200 USD |
A ADSs | CFD | SHORT | 5,400 | 52.5116 USD |
A ADSs | CFD | SHORT | 200 | 53.0312 USD |
A ADSs | CFD | SHORT | 30,483 | 53.1061 USD |
A ADSs | CFD | SHORT | 236 | 53.2300 USD |
A ADSs | CFD | SHORT | 91 | 53.2300 USD |
A ADSs | CFD | SHORT | 7,254 | 53.5409 USD |
A ADSs | CFD | SHORT | 100 | 53.5962 USD |
B ADSs | CFD | LONG | 800 | 52.9900 USD |
B ADSs | CFD | LONG | 1,500 | 53.5886 USD |
B ADSs | CFD | LONG | 700 | 53.9142 USD |
B ADSs | CFD | SHORT | 1,800 | 53.0222 USD |
B ADSs | CFD | SHORT | 1,600 | 53.6581 USD |
B ADSs | CFD | SHORT | 1,700 | 53.7522 USD |
B ADSs | CFD | SHORT | 600 | 53.8083 USD |
EUR 0.07 A ordinary | CFD | LONG | 277 | 23.1200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,026 | 23.3283 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,168 | 23.4553 EUR |
EUR 0.07 A ordinary | CFD | LONG | 136 | 23.4553 EUR |
EUR 0.07 A ordinary | CFD | LONG | 79 | 23.4553 EUR |
EUR 0.07 A ordinary | CFD | LONG | 61 | 23.6393 EUR |
EUR 0.07 A ordinary | CFD | LONG | 69 | 23.6413 EUR |
EUR 0.07 A ordinary | CFD | LONG | 65 | 23.6415 EUR |
EUR 0.07 A ordinary | CFD | LONG | 900 | 23.6700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,000 | 23.7021 EUR |
EUR 0.07 A ordinary | CFD | LONG | 900 | 23.7021 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,400 | 23.4467 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 23.4977 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 402 | 23.5200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 55 | 23.6372 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,942 | 17.0711 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,014 | 17.1328 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,550 | 17.3363 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,240 | 17.4338 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,823 | 17.0550 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,040 | 17.4302 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,014 | 17.4449 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 17.4750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 116 | 17.4862 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 539 | 17.4862 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 182 | 17.4862 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,000 | 17.1605 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 17.1618 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,000 | 17.1650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,128 | 17.3498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 776 | 17.3498 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19 | 17.6100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,290 | 17.2104 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,136 | 17.4599 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,546 | 17.5541 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 776 | 17.5541 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 111,003 | 17.5854 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,030 | 17.6204 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16 | 17.6250 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L