24th Sep 2015 11:45
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 23 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 3,650 | 47.4700 USD | 47.4700 USD |
A ADSs | SALES | 107,216 | 47.7300 USD | 47.4700 USD |
EUR 0.07 A ordinary | PURCHASES | 841,447 | 21.9150 EUR | 21.3600 EUR |
EUR 0.07 A ordinary | SALES | 953,333 | 21.9100 EUR | 21.3650 EUR |
EUR 0.07 A ordinary | PURCHASES | 313,586 | 15.8250 GBP | 15.3750 GBP |
EUR 0.07 A ordinary | SALES | 627,804 | 15.8300 GBP | 15.3800 GBP |
EUR 0.07 A ordinary | PURCHASES | 216,861 | 27.6982 USD | 23.8762 USD |
EUR 0.07 B ordinary | PURCHASES | 664,555 | 15.9550 GBP | 15.4800 GBP |
EUR 0.07 B ordinary | SALES | 911,842 | 15.9550 GBP | 15.5000 GBP |
EUR 0.07 B ordinary | PURCHASES | 150,000 | 23.9451 USD | 23.9451 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 220 | 48.3200 USD |
B ADSs | CFD | LONG | 5,398 | 48.0057 USD |
EUR 0.07 A ordinary | FUTURE | PURCHASE | 120 | 20.9600 EUR |
EUR 0.07 A ordinary | FUTURE | SALE | 120 | 20.9600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,742 | 21.4339 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,908 | 21.4750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 140 | 21.6294 EUR |
EUR 0.07 A ordinary | CFD | LONG | 33,644 | 21.6385 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,226 | 21.6467 EUR |
EUR 0.07 A ordinary | CFD | LONG | 112 | 21.6467 EUR |
EUR 0.07 A ordinary | CFD | LONG | 332 | 21.6547 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17,643 | 21.6601 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7 | 21.6643 EUR |
EUR 0.07 A ordinary | CFD | LONG | 335,552 | 21.6746 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,399 | 21.6746 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,063 | 21.6842 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,280 | 21.6941 EUR |
EUR 0.07 A ordinary | CFD | LONG | 80,711 | 21.7345 EUR |
EUR 0.07 A ordinary | CFD | LONG | 60,054 | 21.7345 EUR |
EUR 0.07 A ordinary | CFD | LONG | 21,077 | 21.7863 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,063 | 21.4150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,665 | 21.4750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,968 | 21.4800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,940 | 21.4814 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,098 | 21.6197 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,751 | 21.6209 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 382 | 21.6284 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 31 | 21.6284 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 417 | 21.6284 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 54,906 | 21.6404 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 43,358 | 21.6466 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,228 | 21.6485 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 22,787 | 21.6651 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,000 | 21.6700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,163 | 21.6705 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 335,552 | 21.6705 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 112 | 21.7214 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,143 | 21.7214 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,230 | 21.7285 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 92 | 21.7285 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,031 | 21.7285 EUR |
EUR 0.07 A ordinary | CFD | LONG | 55,620 | 15.6100 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,484 | 15.6207 GBP |
EUR 0.07 A ordinary | CFD | LONG | 49 | 15.6600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,153 | 15.6677 GBP |
EUR 0.07 A ordinary | CFD | LONG | 59,581 | 15.6714 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,838 | 15.6745 GBP |
EUR 0.07 A ordinary | CFD | LONG | 662 | 15.7092 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,567 | 15.7092 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,191 | 15.7092 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,569 | 15.6100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 385 | 15.6100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 15.6100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 134 | 15.6100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 382 | 15.6150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20 | 15.6150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 66 | 15.6150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 52,776 | 15.6764 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32,341 | 15.6936 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,255 | 15.5376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 296 | 15.5400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,382 | 15.5528 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26 | 15.6219 GBP |
EUR 0.07 B ordinary | CFD | LONG | 38 | 15.6219 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,600 | 15.7550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 370 | 15.7745 GBP |
EUR 0.07 B ordinary | CFD | LONG | 130 | 15.7745 GBP |
EUR 0.07 B ordinary | CFD | LONG | 400 | 15.7745 GBP |
EUR 0.07 B ordinary | CFD | LONG | 59,542 | 15.7784 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,806 | 15.8033 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,035 | 15.8297 GBP |
EUR 0.07 B ordinary | CFD | LONG | 43,300 | 15.8297 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,309 | 15.8351 GBP |
EUR 0.07 B ordinary | CFD | LONG | 396 | 15.8351 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,506 | 15.8351 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,000 | 15.9128 GBP |
EUR 0.07 B ordinary | CFD | LONG | 526 | 15.9150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,110 | 15.7550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 48,667 | 15.7877 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,527 | 15.8007 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80 | 15.8007 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 266 | 15.8007 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 32,193 | 15.8022 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,871 | 15.8270 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,978 | 15.8544 GBP |
EUR 0.07 B ordinary | CFD | LONG | 961 | 15.8650 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
A ADSs | PUT | SALE | 3,600 | 45.0000 | A | 20/11/2015 | 160.0900 USD |
A ADSs | PUT | SALE | 56,400 | 45.0000 | A | 20/11/2015 | 160.0900 USD |
A ADSs | PUT | SALE | 55,600 | 45.0000 | A | 20/11/2015 | 160.0900 USD |
A ADSs | PUT | SALE | 26,100 | 45.0000 | A | 20/11/2015 | 160.0900 USD |
A ADSs | PUT | PURCHASE | 141,700 | 45.0000 | A | 20/11/2015 | 160.0900 USD |
A ADSs | PUT | PURCHASE | 44,700 | 50.0000 | A | 16/10/2015 | 274.3500 USD |
A ADSs | PUT | PURCHASE | 2,800 | 50.0000 | A | 16/10/2015 | 274.3500 USD |
A ADSs | PUT | PURCHASE | 44,000 | 50.0000 | A | 16/10/2015 | 274.3500 USD |
A ADSs | PUT | PURCHASE | 20,700 | 50.0000 | A | 16/10/2015 | 274.3500 USD |
A ADSs | PUT | SALE | 112,200 | 50.0000 | A | 16/10/2015 | 299.0000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
A ADSs | Physically Delivered Stock Dividend | Number of Securities = 92,394 | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 24 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L