20th Oct 2015 11:36
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 19 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,972 | 55.6000 USD | 54.6300 USD |
A ADSs | SALES | 10,666 | 55.5500 USD | 54.6100 USD |
B ADSs | PURCHASES | 2,900 | 56.2500 USD | 55.4500 USD |
B ADSs | SALES | 132 | 56.1400 USD | 55.6000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 12 | 54.7600 USD |
A ADSs | CFD | LONG | 15 | 54.7600 USD |
A ADSs | CFD | LONG | 10,439 | 54.8205 USD |
A ADSs | CFD | LONG | 200 | 55.3150 USD |
A ADSs | CFD | SHORT | 31 | 54.7400 USD |
A ADSs | CFD | SHORT | 2,600 | 54.8790 USD |
A ADSs | CFD | SHORT | 300 | 55.2200 USD |
B ADSs | CFD | LONG | 32 | 55.6000 USD |
B ADSs | CFD | LONG | 100 | 56.1400 USD |
B ADSs | CFD | SHORT | 500 | 55.6825 USD |
B ADSs | CFD | SHORT | 200 | 55.7300 USD |
B ADSs | CFD | SHORT | 500 | 55.8020 USD |
B ADSs | CFD | SHORT | 1,300 | 55.8515 USD |
B ADSs | CFD | SHORT | 400 | 56.1175 USD |
EUR 0.07 A ordinary | CFD | LONG | 1,472 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,472 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,756 | 24.2900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 400 | 24.3805 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15 | 24.4810 EUR |
EUR 0.07 A ordinary | CFD | LONG | 93 | 24.5450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,756 | 24.6040 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 70 | 24.3140 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 397 | 24.3187 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,377 | 24.3188 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,379 | 24.3189 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,720 | 24.5159 EUR |
EUR 0.07 A ordinary | CFD | LONG | 459 | 17.8489 GBP |
EUR 0.07 A ordinary | CFD | LONG | 993 | 17.8489 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,022 | 18.0549 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,319 | 18.0549 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 400 | 17.7509 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,870 | 17.7598 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35 | 17.7690 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,402 | 17.8034 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,370 | 17.8034 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,000 | 17.8525 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 49 | 18.1186 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 105 | 18.1186 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,607 | 17.9541 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,370 | 17.9541 GBP |
EUR 0.07 B ordinary | CFD | LONG | 245 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 697 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 84 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,132 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,927 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,045 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,054 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,797 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 174 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,777 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,494 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 112 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 220 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,651 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,924 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17 | 17.9820 GBP |
EUR 0.07 B ordinary | CFD | LONG | 617 | 17.9950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52 | 18.0190 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35 | 18.0190 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,252 | 18.0273 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48,398 | 18.0273 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,374 | 18.0549 GBP |
EUR 0.07 B ordinary | CFD | LONG | 215 | 18.0870 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,000 | 18.0895 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,097 | 18.1428 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,047 | 18.1428 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,655 | 18.1428 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63,550 | 18.1845 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 18.2166 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,450 | 18.2359 GBP |
EUR 0.07 B ordinary | CFD | LONG | 45 | 18.3963 GBP |
EUR 0.07 B ordinary | CFD | LONG | 64 | 18.3963 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13 | 17.9250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 157 | 17.9517 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,140 | 18.0077 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,351 | 18.0477 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 35 | 18.0477 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,100 | 18.0827 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 20 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L