4th Aug 2016 15:19
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 29 JULY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 5,691,721 | 45.0550 GBP | 42.8783 GBP |
USD 0.10 ordinary | SALES | 5,649,353 | 44.9900 GBP | 42.7572 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 173,697 | 43.6563 GBP |
USD 0.10 ordinary | CFD | LONG | 93,530 | 43.6563 GBP |
USD 0.10 ordinary | CFD | LONG | 7,500 | 43.8172 GBP |
USD 0.10 ordinary | CFD | LONG | 169,159 | 43.8759 GBP |
USD 0.10 ordinary | CFD | LONG | 62,979 | 43.8759 GBP |
USD 0.10 ordinary | CFD | LONG | 37,871 | 43.8759 GBP |
USD 0.10 ordinary | CFD | LONG | 26,072 | 43.8766 GBP |
USD 0.10 ordinary | CFD | LONG | 321 | 43.8840 GBP |
USD 0.10 ordinary | CFD | LONG | 396 | 43.9204 GBP |
USD 0.10 ordinary | CFD | LONG | 39,442 | 43.9204 GBP |
USD 0.10 ordinary | CFD | LONG | 17,869 | 43.9242 GBP |
USD 0.10 ordinary | CFD | LONG | 20,142 | 43.9436 GBP |
USD 0.10 ordinary | CFD | LONG | 1,050 | 43.9635 GBP |
USD 0.10 ordinary | CFD | LONG | 15,514 | 43.9652 GBP |
USD 0.10 ordinary | CFD | LONG | 26,175 | 44.0178 GBP |
USD 0.10 ordinary | CFD | LONG | 18,493 | 44.0178 GBP |
USD 0.10 ordinary | CFD | LONG | 2,508 | 44.0178 GBP |
USD 0.10 ordinary | CFD | LONG | 1,565 | 44.0178 GBP |
USD 0.10 ordinary | CFD | LONG | 7,971 | 44.0178 GBP |
USD 0.10 ordinary | CFD | LONG | 1,185 | 44.0178 GBP |
USD 0.10 ordinary | CFD | LONG | 66,604 | 44.0468 GBP |
USD 0.10 ordinary | CFD | LONG | 13,971 | 44.0468 GBP |
USD 0.10 ordinary | CFD | LONG | 23,211 | 44.0468 GBP |
USD 0.10 ordinary | CFD | LONG | 16,000 | 44.0500 GBP |
USD 0.10 ordinary | CFD | LONG | 847 | 44.0903 GBP |
USD 0.10 ordinary | CFD | LONG | 10,194 | 44.1000 GBP |
USD 0.10 ordinary | CFD | LONG | 6,450 | 44.1079 GBP |
USD 0.10 ordinary | CFD | LONG | 21,448 | 44.1400 GBP |
USD 0.10 ordinary | CFD | LONG | 1,441 | 44.1400 GBP |
USD 0.10 ordinary | CFD | LONG | 14,467 | 44.1430 GBP |
USD 0.10 ordinary | CFD | LONG | 1,386 | 44.1430 GBP |
USD 0.10 ordinary | CFD | LONG | 10,222 | 44.1430 GBP |
USD 0.10 ordinary | CFD | LONG | 655 | 44.1430 GBP |
USD 0.10 ordinary | CFD | LONG | 4,406 | 44.1430 GBP |
USD 0.10 ordinary | CFD | LONG | 865 | 44.1430 GBP |
USD 0.10 ordinary | CFD | LONG | 10,000 | 44.1442 GBP |
USD 0.10 ordinary | CFD | LONG | 15,000 | 44.1558 GBP |
USD 0.10 ordinary | CFD | LONG | 13,409 | 44.2026 GBP |
USD 0.10 ordinary | CFD | LONG | 6,704 | 44.2027 GBP |
USD 0.10 ordinary | CFD | LONG | 6,591 | 44.2027 GBP |
USD 0.10 ordinary | CFD | LONG | 3,296 | 44.2027 GBP |
USD 0.10 ordinary | CFD | LONG | 28,446 | 44.2161 GBP |
USD 0.10 ordinary | CFD | LONG | 6,792 | 44.2161 GBP |
USD 0.10 ordinary | CFD | LONG | 4,762 | 44.2161 GBP |
USD 0.10 ordinary | CFD | LONG | 4,750 | 44.2314 GBP |
USD 0.10 ordinary | CFD | LONG | 16,147 | 44.2452 GBP |
USD 0.10 ordinary | CFD | LONG | 30,000 | 44.2480 GBP |
USD 0.10 ordinary | CFD | LONG | 34,465 | 44.2702 GBP |
USD 0.10 ordinary | CFD | LONG | 26,092 | 44.2729 GBP |
USD 0.10 ordinary | CFD | LONG | 904 | 44.2729 GBP |
USD 0.10 ordinary | CFD | LONG | 6,479 | 44.2729 GBP |
USD 0.10 ordinary | CFD | LONG | 75,156 | 44.2798 GBP |
USD 0.10 ordinary | CFD | LONG | 17,517 | 44.2798 GBP |
USD 0.10 ordinary | CFD | LONG | 29,101 | 44.2798 GBP |
USD 0.10 ordinary | CFD | LONG | 16,018 | 44.2967 GBP |
USD 0.10 ordinary | CFD | LONG | 129,362 | 44.3008 GBP |
USD 0.10 ordinary | CFD | LONG | 6,000 | 44.3111 GBP |
USD 0.10 ordinary | CFD | LONG | 160,000 | 44.3721 GBP |
USD 0.10 ordinary | CFD | LONG | 6,543 | 44.6048 GBP |
USD 0.10 ordinary | CFD | LONG | 4,426 | 44.6048 GBP |
USD 0.10 ordinary | CFD | LONG | 607 | 44.6048 GBP |
USD 0.10 ordinary | CFD | LONG | 1,939 | 44.6048 GBP |
USD 0.10 ordinary | CFD | LONG | 296 | 44.6048 GBP |
USD 0.10 ordinary | CFD | LONG | 391 | 44.6048 GBP |
USD 0.10 ordinary | CFD | LONG | 15,077 | 44.6949 GBP |
USD 0.10 ordinary | CFD | LONG | 40,000 | 44.7301 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,441 | 43.6000 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,526 | 43.6000 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,000 | 43.6665 GBP |
USD 0.10 ordinary | CFD | SHORT | 54,929 | 43.8886 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,286 | 43.8886 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,477 | 43.8886 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,331 | 43.8886 GBP |
USD 0.10 ordinary | CFD | SHORT | 26,277 | 43.8886 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,941 | 43.8886 GBP |
USD 0.10 ordinary | CFD | SHORT | 26,364 | 43.9031 GBP |
USD 0.10 ordinary | CFD | SHORT | 38,000 | 43.9603 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,793 | 43.9612 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,795 | 43.9612 GBP |
USD 0.10 ordinary | CFD | SHORT | 32,667 | 43.9739 GBP |
USD 0.10 ordinary | CFD | SHORT | 32,829 | 43.9881 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,147 | 43.9883 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,810 | 44.0002 GBP |
USD 0.10 ordinary | CFD | SHORT | 4 | 44.0085 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,976 | 44.0085 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,146 | 44.0218 GBP |
USD 0.10 ordinary | CFD | SHORT | 58 | 44.0240 GBP |
USD 0.10 ordinary | CFD | SHORT | 56 | 44.0240 GBP |
USD 0.10 ordinary | CFD | SHORT | 415 | 44.0240 GBP |
USD 0.10 ordinary | CFD | SHORT | 164 | 44.0240 GBP |
USD 0.10 ordinary | CFD | SHORT | 80 | 44.0240 GBP |
USD 0.10 ordinary | CFD | SHORT | 260 | 44.0253 GBP |
USD 0.10 ordinary | CFD | SHORT | 29,546 | 44.0269 GBP |
USD 0.10 ordinary | CFD | SHORT | 17,528 | 44.0392 GBP |
USD 0.10 ordinary | CFD | SHORT | 23,079 | 44.0812 GBP |
USD 0.10 ordinary | CFD | SHORT | 396 | 44.0812 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,388 | 44.0941 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,852 | 44.0941 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,574 | 44.0941 GBP |
USD 0.10 ordinary | CFD | SHORT | 21,838 | 44.0941 GBP |
USD 0.10 ordinary | CFD | SHORT | 55,113 | 44.0941 GBP |
USD 0.10 ordinary | CFD | SHORT | 18,678 | 44.1216 GBP |
USD 0.10 ordinary | CFD | SHORT | 28,446 | 44.1340 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,792 | 44.1340 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,762 | 44.1340 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,882 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,689 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,850 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 38,500 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,285 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,097 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 628 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 967 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,160 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 782 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 966 | 44.1424 GBP |
USD 0.10 ordinary | CFD | SHORT | 45,194 | 44.1473 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,000 | 44.1579 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,074 | 44.1645 GBP |
USD 0.10 ordinary | CFD | SHORT | 17,000 | 44.2019 GBP |
USD 0.10 ordinary | CFD | SHORT | 129,362 | 44.2103 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,000 | 44.2189 GBP |
USD 0.10 ordinary | CFD | SHORT | 47,996 | 44.2268 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,750 | 44.2380 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,000 | 44.2494 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,000 | 44.2721 GBP |
USD 0.10 ordinary | CFD | SHORT | 24,683 | 44.2959 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,112 | 44.3566 GBP |
USD 0.10 ordinary | CFD | SHORT | 45,585 | 44.3566 GBP |
USD 0.10 ordinary | CFD | SHORT | 18,062 | 44.3566 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,494 | 44.3566 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,747 | 44.3566 GBP |
USD 0.10 ordinary | CFD | SHORT | 74,704 | 44.5129 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,641 | 44.6089 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,819 | 44.6089 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,000 | 44.7026 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 44.7250 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,000 | 44.7386 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,431 | 44.7588 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 44.7824 GBP |
USD 0.10 ordinary | CFD | LONG | 3,487 | 814.1742 ZAR |
USD 0.10 ordinary | CFD | LONG | 1,368 | 806.4300 ZAR |
USD 0.10 ordinary | CFD | LONG | 19,519 | 816.7153 ZAR |
USD 0.10 ordinary | CFD | LONG | 3,828 | 816.7153 ZAR |
USD 0.10 ordinary | CFD | LONG | 58,318 | 817.2810 ZAR |
USD 0.10 ordinary | CFD | SHORT | 50 | 817.2900 ZAR |
USD 0.10 ordinary | CFD | SHORT | 19,519 | 817.4065 ZAR |
USD 0.10 ordinary | CFD | SHORT | 58,802 | 817.5700 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 04 AUGUST 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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