9th Dec 2015 15:33
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 04 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 722,435 | 40.5302 GBP | 40.1750 GBP |
USD 0.10 ordinary | SALES | 525,743 | 40.4500 GBP | 40.1650 GBP |
USD 0.10 ordinary | PURCHASES | 125 | 876.0000 ZAR | 876.0000 ZAR |
USD 0.10 ordinary | SALES | 125 | 876.0000 ZAR | 876.0000 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 7,000 | 40.2001 GBP |
USD 0.10 ordinary | CFD | LONG | 10,500 | 40.2112 GBP |
USD 0.10 ordinary | CFD | LONG | 35,000 | 40.2359 GBP |
USD 0.10 ordinary | CFD | LONG | 43,387 | 40.2577 GBP |
USD 0.10 ordinary | CFD | LONG | 136 | 40.2638 GBP |
USD 0.10 ordinary | CFD | LONG | 285 | 40.2650 GBP |
USD 0.10 ordinary | CFD | LONG | 26,386 | 40.2705 GBP |
USD 0.10 ordinary | CFD | LONG | 4,900 | 40.2731 GBP |
USD 0.10 ordinary | CFD | LONG | 106 | 40.2746 GBP |
USD 0.10 ordinary | CFD | LONG | 2,200 | 40.2746 GBP |
USD 0.10 ordinary | CFD | LONG | 328 | 40.2746 GBP |
USD 0.10 ordinary | CFD | LONG | 806 | 40.2753 GBP |
USD 0.10 ordinary | CFD | LONG | 159 | 40.2800 GBP |
USD 0.10 ordinary | CFD | LONG | 17,065 | 40.2827 GBP |
USD 0.10 ordinary | CFD | LONG | 129 | 40.2900 GBP |
USD 0.10 ordinary | CFD | LONG | 131 | 40.2926 GBP |
USD 0.10 ordinary | CFD | LONG | 328 | 40.2926 GBP |
USD 0.10 ordinary | CFD | LONG | 489 | 40.2926 GBP |
USD 0.10 ordinary | CFD | LONG | 50 | 40.2926 GBP |
USD 0.10 ordinary | CFD | LONG | 26 | 40.2926 GBP |
USD 0.10 ordinary | CFD | LONG | 14 | 40.2926 GBP |
USD 0.10 ordinary | CFD | LONG | 137 | 40.2926 GBP |
USD 0.10 ordinary | CFD | LONG | 30,963 | 40.2927 GBP |
USD 0.10 ordinary | CFD | LONG | 418 | 40.2950 GBP |
USD 0.10 ordinary | CFD | LONG | 294 | 40.3000 GBP |
USD 0.10 ordinary | CFD | LONG | 371 | 40.3050 GBP |
USD 0.10 ordinary | CFD | LONG | 558 | 40.3155 GBP |
USD 0.10 ordinary | CFD | LONG | 7,000 | 40.3262 GBP |
USD 0.10 ordinary | CFD | LONG | 32,666 | 40.3500 GBP |
USD 0.10 ordinary | CFD | LONG | 2,376 | 40.3500 GBP |
USD 0.10 ordinary | CFD | LONG | 3,275 | 40.3500 GBP |
USD 0.10 ordinary | CFD | SHORT | 200 | 40.2050 GBP |
USD 0.10 ordinary | CFD | SHORT | 100,000 | 40.2334 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,500 | 40.2527 GBP |
USD 0.10 ordinary | CFD | SHORT | 253 | 40.2549 GBP |
USD 0.10 ordinary | CFD | SHORT | 16,500 | 40.2676 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,895 | 40.2799 GBP |
USD 0.10 ordinary | CFD | SHORT | 188 | 40.2799 GBP |
USD 0.10 ordinary | CFD | SHORT | 581 | 40.2799 GBP |
USD 0.10 ordinary | CFD | SHORT | 27,992 | 40.2812 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,536 | 40.2834 GBP |
USD 0.10 ordinary | CFD | SHORT | 36 | 40.2850 GBP |
USD 0.10 ordinary | CFD | SHORT | 570 | 40.2850 GBP |
USD 0.10 ordinary | CFD | SHORT | 78 | 40.2850 GBP |
USD 0.10 ordinary | CFD | SHORT | 39 | 40.2850 GBP |
USD 0.10 ordinary | CFD | SHORT | 559 | 40.2850 GBP |
USD 0.10 ordinary | CFD | SHORT | 677 | 40.2850 GBP |
USD 0.10 ordinary | CFD | SHORT | 880 | 40.2943 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,289 | 40.2943 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,205 | 40.2943 GBP |
USD 0.10 ordinary | CFD | SHORT | 337 | 40.2943 GBP |
USD 0.10 ordinary | CFD | SHORT | 176 | 40.2943 GBP |
USD 0.10 ordinary | CFD | SHORT | 925 | 40.2943 GBP |
USD 0.10 ordinary | CFD | SHORT | 97 | 40.2943 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,939 | 40.2969 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,931 | 40.3324 GBP |
USD 0.10 ordinary | CFD | SHORT | 1 | 40.3500 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,128 | 40.3500 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,979 | 40.3500 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,750 | 40.3500 GBP |
USD 0.10 ordinary | CFD | SHORT | 61 | 40.3599 GBP |
USD 0.10 ordinary | CFD | SHORT | 24,816 | 40.3604 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,544 | 40.3604 GBP |
USD 0.10 ordinary | CFD | SHORT | 36,531 | 40.3604 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,762 | 40.3604 GBP |
USD 0.10 ordinary | CFD | SHORT | 33,251 | 40.4094 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,319 | 40.4094 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,809 | 40.4094 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,305 | 40.5302 GBP |
USD 0.10 ordinary | CFD | LONG | 73,302 | 875.2880 ZAR |
USD 0.10 ordinary | CFD | SHORT | 82,371 | 875.6374 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 09 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L