16th Nov 2015 14:36
AMENDMENT (Section 2a) (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 11 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 6,020,898 | 40.9000 GBP | 40.0000 GBP |
USD 0.10 ordinary | SALES | 3,466,855 | 40.9000 GBP | 40.1750 GBP |
USD 0.10 ordinary | PURCHASES | 349 | 857.2441 ZAR | 857.2441 ZAR |
USD 0.10 ordinary | SALES | 349 | 858.3900 ZAR | 856.7400 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 2,755 | 40.2846 GBP |
USD 0.10 ordinary | CFD | LONG | 12,333 | 40.2846 GBP |
USD 0.10 ordinary | CFD | LONG | 18,154 | 40.2846 GBP |
USD 0.10 ordinary | CFD | LONG | 1,869 | 40.2846 GBP |
USD 0.10 ordinary | CFD | LONG | 200 | 40.3500 GBP |
USD 0.10 ordinary | CFD | LONG | 41,931 | 40.3645 GBP |
USD 0.10 ordinary | CFD | LONG | 7,409 | 40.3645 GBP |
USD 0.10 ordinary | CFD | LONG | 4,319 | 40.3645 GBP |
USD 0.10 ordinary | CFD | LONG | 3,324 | 40.3645 GBP |
USD 0.10 ordinary | CFD | LONG | 44,470 | 40.3645 GBP |
USD 0.10 ordinary | CFD | LONG | 46,893 | 40.3868 GBP |
USD 0.10 ordinary | CFD | LONG | 77,186 | 40.4000 GBP |
USD 0.10 ordinary | CFD | LONG | 4,000 | 40.4152 GBP |
USD 0.10 ordinary | CFD | LONG | 1,361 | 40.4287 GBP |
USD 0.10 ordinary | CFD | LONG | 6,091 | 40.4287 GBP |
USD 0.10 ordinary | CFD | LONG | 8,967 | 40.4287 GBP |
USD 0.10 ordinary | CFD | LONG | 924 | 40.4287 GBP |
USD 0.10 ordinary | CFD | LONG | 4,907 | 40.4445 GBP |
USD 0.10 ordinary | CFD | LONG | 93 | 40.4445 GBP |
USD 0.10 ordinary | CFD | LONG | 11,070 | 40.4642 GBP |
USD 0.10 ordinary | CFD | LONG | 1,135 | 40.4642 GBP |
USD 0.10 ordinary | CFD | LONG | 7,520 | 40.4642 GBP |
USD 0.10 ordinary | CFD | LONG | 1,681 | 40.4642 GBP |
USD 0.10 ordinary | CFD | LONG | 18,376 | 40.4677 GBP |
USD 0.10 ordinary | CFD | LONG | 1,897 | 40.4677 GBP |
USD 0.10 ordinary | CFD | LONG | 12,483 | 40.4677 GBP |
USD 0.10 ordinary | CFD | LONG | 2,788 | 40.4677 GBP |
USD 0.10 ordinary | CFD | LONG | 443 | 40.4758 GBP |
USD 0.10 ordinary | CFD | LONG | 75 | 40.5000 GBP |
USD 0.10 ordinary | CFD | LONG | 47 | 40.5000 GBP |
USD 0.10 ordinary | CFD | LONG | 47 | 40.5000 GBP |
USD 0.10 ordinary | CFD | LONG | 1,014 | 40.5626 GBP |
USD 0.10 ordinary | CFD | LONG | 1,241 | 40.6035 GBP |
USD 0.10 ordinary | CFD | LONG | 9,119 | 40.6049 GBP |
USD 0.10 ordinary | CFD | LONG | 33,943 | 40.6049 GBP |
USD 0.10 ordinary | CFD | LONG | 11 | 40.6250 GBP |
USD 0.10 ordinary | CFD | LONG | 9,529 | 40.6393 GBP |
USD 0.10 ordinary | CFD | LONG | 37,017 | 40.6393 GBP |
USD 0.10 ordinary | CFD | LONG | 25,109 | 40.6397 GBP |
USD 0.10 ordinary | CFD | LONG | 1,287 | 40.6397 GBP |
USD 0.10 ordinary | CFD | LONG | 3,340 | 40.6397 GBP |
USD 0.10 ordinary | CFD | LONG | 6,022 | 40.6517 GBP |
USD 0.10 ordinary | CFD | LONG | 1,345 | 40.6517 GBP |
USD 0.10 ordinary | CFD | LONG | 8,864 | 40.6517 GBP |
USD 0.10 ordinary | CFD | LONG | 913 | 40.6517 GBP |
USD 0.10 ordinary | CFD | LONG | 124 | 40.6674 GBP |
USD 0.10 ordinary | CFD | LONG | 197,311 | 40.6674 GBP |
USD 0.10 ordinary | CFD | LONG | 5,000 | 40.7018 GBP |
USD 0.10 ordinary | CFD | LONG | 60,200 | 40.7059 GBP |
USD 0.10 ordinary | CFD | LONG | 7,360 | 40.7102 GBP |
USD 0.10 ordinary | CFD | LONG | 46,804 | 40.7102 GBP |
USD 0.10 ordinary | CFD | LONG | 48,710 | 40.7108 GBP |
USD 0.10 ordinary | CFD | LONG | 7,660 | 40.7108 GBP |
USD 0.10 ordinary | CFD | LONG | 45,000 | 40.7111 GBP |
USD 0.10 ordinary | CFD | LONG | 3,680 | 40.7602 GBP |
USD 0.10 ordinary | CFD | LONG | 23,402 | 40.7602 GBP |
USD 0.10 ordinary | CFD | LONG | 23,402 | 40.7892 GBP |
USD 0.10 ordinary | CFD | LONG | 3,680 | 40.7892 GBP |
USD 0.10 ordinary | CFD | LONG | 15,520 | 40.7929 GBP |
USD 0.10 ordinary | CFD | LONG | 79,303 | 40.7929 GBP |
USD 0.10 ordinary | CFD | LONG | 1,841 | 40.7988 GBP |
USD 0.10 ordinary | CFD | LONG | 2,713 | 40.7988 GBP |
USD 0.10 ordinary | CFD | LONG | 12,144 | 40.7988 GBP |
USD 0.10 ordinary | CFD | LONG | 17,878 | 40.7988 GBP |
USD 0.10 ordinary | CFD | LONG | 31,157 | 40.8805 GBP |
USD 0.10 ordinary | CFD | SHORT | 862,000 | 40.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,419,000 | 40.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 97,600 | 40.2946 GBP |
USD 0.10 ordinary | CFD | SHORT | 93 | 40.3478 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,907 | 40.3478 GBP |
USD 0.10 ordinary | CFD | SHORT | 46,893 | 40.4103 GBP |
USD 0.10 ordinary | CFD | SHORT | 46,003 | 40.4522 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,500 | 40.4600 GBP |
USD 0.10 ordinary | CFD | SHORT | 500 | 40.4700 GBP |
USD 0.10 ordinary | CFD | SHORT | 500 | 40.4700 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,500 | 40.4801 GBP |
USD 0.10 ordinary | CFD | SHORT | 115 | 40.4882 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,580 | 40.4999 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,225 | 40.5000 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,120 | 40.5000 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,284 | 40.5000 GBP |
USD 0.10 ordinary | CFD | SHORT | 887 | 40.5037 GBP |
USD 0.10 ordinary | CFD | SHORT | 22,621 | 40.5340 GBP |
USD 0.10 ordinary | CFD | SHORT | 43,924 | 40.5598 GBP |
USD 0.10 ordinary | CFD | SHORT | 167 | 40.6060 GBP |
USD 0.10 ordinary | CFD | SHORT | 35,400 | 40.6075 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,321 | 40.6075 GBP |
USD 0.10 ordinary | CFD | SHORT | 102,887 | 40.6129 GBP |
USD 0.10 ordinary | CFD | SHORT | 194,319 | 40.6559 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,455 | 40.7217 GBP |
USD 0.10 ordinary | CFD | SHORT | 27,998 | 40.7217 GBP |
USD 0.10 ordinary | CFD | SHORT | 109,600 | 40.7217 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,495 | 40.7381 GBP |
USD 0.10 ordinary | CFD | LONG | 292 | 858.0500 ZAR |
USD 0.10 ordinary | CFD | SHORT | 2,512 | 40.5951 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,476 | 874.5349 ZAR |
USD 0.10 ordinary | CFD | LONG | 32,867 | 872.5240 ZAR |
USD 0.10 ordinary | CFD | SHORT | 34,731 | 873.0046 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | PUT | PURCHASE | 25,000 | 40.0000 | A | 18/12/2015 | 0.5000 GBP |
USD 0.10 ordinary | CALL | PURCHASE | 25,000 | 400.0000 | A | 18/12/2015 | 0.7500 GBP |
USD 0.10 ordinary | CALL | SALE | 10,000 | 44.0000 | A | 17/06/2016 | 0.3100 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 44.0000 | A | 17/06/2016 | 0.3100 GBP |
USD 0.10 ordinary | CALL | SALE | 5,000 | 44.0000 | A | 17/06/2016 | 0.3200 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 16 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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