31st Mar 2016 14:20
AMENDMENT (Section 2b) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 24 MARCH 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 445,801 | 42.5950 GBP | 42.4800 GBP |
USD 0.10 ordinary | SALES | 652,247 | 42.5900 GBP | 42.4793 GBP |
USD 0.10 ordinary | PURCHASES | 210 | 60.0985 USD | 60.0985 USD |
USD 0.10 ordinary | PURCHASES | 160,540 | 929.7589 ZAR | 929.7589 ZAR |
USD 0.10 ordinary | SALES | 160,540 | 934.8200 ZAR | 922.1100 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 5,712 | 42.4794 GBP |
USD 0.10 ordinary | CFD | LONG | 61,886 | 42.4794 GBP |
USD 0.10 ordinary | CFD | LONG | 125,000 | 42.5066 GBP |
USD 0.10 ordinary | CFD | LONG | 38,201 | 42.5074 GBP |
USD 0.10 ordinary | CFD | LONG | 8,273 | 42.5075 GBP |
USD 0.10 ordinary | CFD | LONG | 3,526 | 42.5075 GBP |
USD 0.10 ordinary | CFD | LONG | 47 | 42.5093 GBP |
USD 0.10 ordinary | CFD | LONG | 220 | 42.5093 GBP |
USD 0.10 ordinary | CFD | LONG | 307 | 42.5093 GBP |
USD 0.10 ordinary | CFD | LONG | 40 | 42.5095 GBP |
USD 0.10 ordinary | CFD | LONG | 166 | 42.5098 GBP |
USD 0.10 ordinary | CFD | LONG | 4,345 | 42.5100 GBP |
USD 0.10 ordinary | CFD | LONG | 278 | 42.5100 GBP |
USD 0.10 ordinary | CFD | LONG | 433 | 42.5100 GBP |
USD 0.10 ordinary | CFD | LONG | 2 | 42.5100 GBP |
USD 0.10 ordinary | CFD | LONG | 1,040 | 42.5100 GBP |
USD 0.10 ordinary | CFD | LONG | 2 | 42.5100 GBP |
USD 0.10 ordinary | CFD | LONG | 20 | 42.5120 GBP |
USD 0.10 ordinary | CFD | LONG | 24 | 42.5120 GBP |
USD 0.10 ordinary | CFD | LONG | 374 | 42.5122 GBP |
USD 0.10 ordinary | CFD | LONG | 155 | 42.5122 GBP |
USD 0.10 ordinary | CFD | LONG | 299 | 42.5122 GBP |
USD 0.10 ordinary | CFD | LONG | 2,009 | 42.5122 GBP |
USD 0.10 ordinary | CFD | LONG | 83 | 42.5122 GBP |
USD 0.10 ordinary | CFD | LONG | 91 | 42.5123 GBP |
USD 0.10 ordinary | CFD | LONG | 56 | 42.5123 GBP |
USD 0.10 ordinary | CFD | LONG | 30 | 42.5123 GBP |
USD 0.10 ordinary | CFD | LONG | 25 | 42.5124 GBP |
USD 0.10 ordinary | CFD | LONG | 5 | 42.5140 GBP |
USD 0.10 ordinary | CFD | LONG | 5 | 42.5140 GBP |
USD 0.10 ordinary | CFD | LONG | 111 | 42.5150 GBP |
USD 0.10 ordinary | CFD | LONG | 8,814 | 42.5151 GBP |
USD 0.10 ordinary | CFD | LONG | 20,681 | 42.5151 GBP |
USD 0.10 ordinary | CFD | LONG | 95,505 | 42.5151 GBP |
USD 0.10 ordinary | CFD | LONG | 849 | 42.5200 GBP |
USD 0.10 ordinary | CFD | LONG | 11,740 | 42.5202 GBP |
USD 0.10 ordinary | CFD | LONG | 11,723 | 42.5214 GBP |
USD 0.10 ordinary | CFD | LONG | 16,843 | 42.5231 GBP |
USD 0.10 ordinary | CFD | LONG | 8,083 | 42.5236 GBP |
USD 0.10 ordinary | CFD | LONG | 9,990 | 42.5254 GBP |
USD 0.10 ordinary | CFD | LONG | 4,407 | 42.5268 GBP |
USD 0.10 ordinary | CFD | LONG | 3,023 | 42.5268 GBP |
USD 0.10 ordinary | CFD | LONG | 408 | 42.5450 GBP |
USD 0.10 ordinary | CFD | LONG | 18 | 42.5450 GBP |
USD 0.10 ordinary | CFD | LONG | 53 | 42.5450 GBP |
USD 0.10 ordinary | CFD | LONG | 185 | 42.5456 GBP |
USD 0.10 ordinary | CFD | LONG | 99 | 42.5550 GBP |
USD 0.10 ordinary | CFD | SHORT | 849 | 42.5100 GBP |
USD 0.10 ordinary | CFD | SHORT | 153 | 42.5123 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,583 | 42.5123 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,133 | 42.5191 GBP |
USD 0.10 ordinary | CFD | SHORT | 139 | 42.5200 GBP |
USD 0.10 ordinary | CFD | SHORT | 644 | 42.5212 GBP |
USD 0.10 ordinary | CFD | SHORT | 22,344 | 42.5350 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,094 | 42.5373 GBP |
USD 0.10 ordinary | CFD | SHORT | 27,863 | 42.5375 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,452 | 42.5407 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,142 | 42.5407 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,052 | 42.5415 GBP |
USD 0.10 ordinary | CFD | SHORT | 254 | 42.5527 GBP |
USD 0.10 ordinary | CFD | LONG | 54,190 | 929.9333 ZAR |
USD 0.10 ordinary | CFD | LONG | 933 | 929.9333 ZAR |
USD 0.10 ordinary | CFD | LONG | 343 | 930.5732 ZAR |
USD 0.10 ordinary | CFD | LONG | 27,572 | 930.5732 ZAR |
USD 0.10 ordinary | CFD | SHORT | 48,321 | 929.0989 ZAR |
USD 0.10 ordinary | CFD | SHORT | 26,161 | 929.8458 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 31 MARCH 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
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