28th Jul 2016 16:16
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 26 JULY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
N/A | N/A | N/A | N/A | N/A |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 15,901 | 43.9442 GBP |
USD 0.10 ordinary | CFD | LONG | 59,099 | 43.9442 GBP |
USD 0.10 ordinary | CFD | LONG | 21,577 | 43.9864 GBP |
USD 0.10 ordinary | CFD | LONG | 488,867 | 44.0500 GBP |
USD 0.10 ordinary | CFD | LONG | 34,336 | 44.0579 GBP |
USD 0.10 ordinary | CFD | LONG | 50,000 | 44.0638 GBP |
USD 0.10 ordinary | CFD | LONG | 5,000 | 44.0664 GBP |
USD 0.10 ordinary | CFD | LONG | 9,540 | 44.0861 GBP |
USD 0.10 ordinary | CFD | LONG | 35,460 | 44.0861 GBP |
USD 0.10 ordinary | CFD | LONG | 150,000 | 44.1059 GBP |
USD 0.10 ordinary | CFD | LONG | 14,280 | 44.1287 GBP |
USD 0.10 ordinary | CFD | LONG | 8,207 | 44.1441 GBP |
USD 0.10 ordinary | CFD | LONG | 318,268 | 44.1683 GBP |
USD 0.10 ordinary | CFD | LONG | 12,101 | 44.1734 GBP |
USD 0.10 ordinary | CFD | LONG | 8,508 | 44.1734 GBP |
USD 0.10 ordinary | CFD | LONG | 30,776 | 44.1734 GBP |
USD 0.10 ordinary | CFD | LONG | 70,624 | 44.1734 GBP |
USD 0.10 ordinary | CFD | LONG | 50,391 | 44.1734 GBP |
USD 0.10 ordinary | CFD | LONG | 24,500 | 44.1745 GBP |
USD 0.10 ordinary | CFD | LONG | 5,659 | 44.1894 GBP |
USD 0.10 ordinary | CFD | LONG | 20,000 | 44.2026 GBP |
USD 0.10 ordinary | CFD | LONG | 82,790 | 44.2136 GBP |
USD 0.10 ordinary | CFD | LONG | 17,210 | 44.2136 GBP |
USD 0.10 ordinary | CFD | LONG | 11,582 | 44.2284 GBP |
USD 0.10 ordinary | CFD | LONG | 3,166 | 44.2284 GBP |
USD 0.10 ordinary | CFD | LONG | 2,476 | 44.2284 GBP |
USD 0.10 ordinary | CFD | LONG | 1,870 | 44.2284 GBP |
USD 0.10 ordinary | CFD | LONG | 863 | 44.2284 GBP |
USD 0.10 ordinary | CFD | LONG | 39 | 44.2481 GBP |
USD 0.10 ordinary | CFD | LONG | 268 | 44.2481 GBP |
USD 0.10 ordinary | CFD | LONG | 391 | 44.2484 GBP |
USD 0.10 ordinary | CFD | LONG | 58 | 44.2484 GBP |
USD 0.10 ordinary | CFD | LONG | 1,057 | 44.2495 GBP |
USD 0.10 ordinary | CFD | LONG | 157 | 44.2495 GBP |
USD 0.10 ordinary | CFD | LONG | 23 | 44.2573 GBP |
USD 0.10 ordinary | CFD | LONG | 8,316 | 44.6332 GBP |
USD 0.10 ordinary | CFD | LONG | 3,459 | 44.6332 GBP |
USD 0.10 ordinary | CFD | LONG | 67,033 | 44.6332 GBP |
USD 0.10 ordinary | CFD | LONG | 88,524 | 44.6603 GBP |
USD 0.10 ordinary | CFD | LONG | 5,563 | 44.6603 GBP |
USD 0.10 ordinary | CFD | LONG | 4,857 | 44.7035 GBP |
USD 0.10 ordinary | CFD | LONG | 4,365 | 44.7602 GBP |
USD 0.10 ordinary | CFD | LONG | 84,606 | 44.7602 GBP |
USD 0.10 ordinary | CFD | LONG | 6,658 | 44.7602 GBP |
USD 0.10 ordinary | CFD | SHORT | 670 | 43.8475 GBP |
USD 0.10 ordinary | CFD | SHORT | 50,000 | 43.8513 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,080 | 43.9591 GBP |
USD 0.10 ordinary | CFD | SHORT | 20,859 | 44.0124 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,966 | 44.0124 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,876 | 44.0124 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,870 | 44.0124 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,363 | 44.0124 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,000 | 44.0339 GBP |
USD 0.10 ordinary | CFD | SHORT | 80,136 | 44.0641 GBP |
USD 0.10 ordinary | CFD | SHORT | 45,076 | 44.0641 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,000 | 44.0975 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,080 | 44.1051 GBP |
USD 0.10 ordinary | CFD | SHORT | 850 | 44.1209 GBP |
USD 0.10 ordinary | CFD | SHORT | 260,000 | 44.1394 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,120 | 44.1529 GBP |
USD 0.10 ordinary | CFD | SHORT | 54 | 44.1624 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,000 | 44.2100 GBP |
USD 0.10 ordinary | CFD | SHORT | 1 | 44.5600 GBP |
USD 0.10 ordinary | CFD | SHORT | 87 | 44.5700 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,629 | 44.6085 GBP |
USD 0.10 ordinary | CFD | SHORT | 584 | 44.6085 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,350 | 44.7420 GBP |
USD 0.10 ordinary | CFD | LONG | 12,335 | 834.8711 ZAR |
USD 0.10 ordinary | CFD | LONG | 600 | 834.7890 ZAR |
USD 0.10 ordinary | CFD | LONG | 248 | 835.2500 ZAR |
USD 0.10 ordinary | CFD | SHORT | 4,133 | 832.7815 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 JULY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L