23rd Dec 2015 16:41
AMENDMENT (Section 2 a & 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 18 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 5,371,612 | 40.5852 GBP | 36.2000 GBP |
USD 0.10 ordinary | SALES | 1,387,823 | 40.5800 GBP | 37.5000 GBP |
USD 0.10 ordinary | SALES | 203 | 60.3493 USD | 60.3493 USD |
USD 0.10 ordinary | PURCHASES | 113,000 | 903.9420 ZAR | 903.9420 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 148 | 40.3550 GBP |
USD 0.10 ordinary | CFD | LONG | 364 | 40.4050 GBP |
USD 0.10 ordinary | CFD | LONG | 25,886 | 40.4564 GBP |
USD 0.10 ordinary | CFD | LONG | 62,773 | 40.4808 GBP |
USD 0.10 ordinary | CFD | LONG | 2,746 | 40.4831 GBP |
USD 0.10 ordinary | CFD | LONG | 258 | 40.4850 GBP |
USD 0.10 ordinary | CFD | LONG | 18,099 | 40.4850 GBP |
USD 0.10 ordinary | CFD | LONG | 313 | 40.5132 GBP |
USD 0.10 ordinary | CFD | SHORT | 17,083 | 40.3403 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,939 | 40.3403 GBP |
USD 0.10 ordinary | CFD | SHORT | 19,022 | 40.3806 GBP |
USD 0.10 ordinary | CFD | SHORT | 59,779 | 40.3859 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,539 | 40.4262 GBP |
USD 0.10 ordinary | CFD | SHORT | 268 | 40.4262 GBP |
USD 0.10 ordinary | CFD | SHORT | 825 | 40.4262 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,369 | 40.4609 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,980 | 40.4691 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,718 | 40.4850 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,348 | 40.4924 GBP |
USD 0.10 ordinary | CFD | SHORT | 197 | 40.4997 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,303 | 40.5034 GBP |
USD 0.10 ordinary | CFD | SHORT | 852 | 40.5034 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,640 | 40.5034 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,260 | 40.5034 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,152 | 40.5127 GBP |
USD 0.10 ordinary | CFD | SHORT | 120,077 | 40.5223 GBP |
USD 0.10 ordinary | CFD | SHORT | 30,471 | 40.5223 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,914 | 40.5224 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,394 | 40.5627 GBP |
USD 0.10 ordinary | CFD | SHORT | 9,188 | 40.5627 GBP |
USD 0.10 ordinary | CFD | SHORT | 946 | 40.5627 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,242 | 40.5627 GBP |
USD 0.10 ordinary | CFD | SHORT | 5,640 | 40.5852 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,260 | 40.5852 GBP |
USD 0.10 ordinary | CFD | SHORT | 858 | 40.5852 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,302 | 40.5852 GBP |
USD 0.10 ordinary | CFD | LONG | 213 | 40.4850 GBP |
USD 0.10 ordinary | CFD | LONG | 1,994 | 40.4882 GBP |
USD 0.10 ordinary | CFD | LONG | 2,148 | 40.4882 GBP |
USD 0.10 ordinary | CFD | LONG | 129 | 911.4547 ZAR |
USD 0.10 ordinary | CFD | SHORT | 1,710 | 40.4857 GBP |
USD 0.10 ordinary | CFD | LONG | 14,952 | 912.1555 ZAR |
USD 0.10 ordinary | CFD | SHORT | 22,457 | 914.4737 ZAR |
USD 0.10 ordinary | CFD | SHORT | 642 | 914.4737 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
USD 0.10 ordinary | CALL | PURCHASE | 530,000 | 0.2750 | E | 18/12/2015 | 0.0247 GBP |
USD 0.10 ordinary | CALL | PURCHASE | 530,000 | 0.2750 | E | 18/12/2015 | 0.0247 GBP |
USD 0.10 ordinary | CALL | SALE | 4,250,000 | 0.0100 | E | 18/12/2015 | 0.1771 GBP |
USD 0.10 ordinary | CALL | SALE | 90,000 | 40.0000 | A | 18/12/2015 | 0.5000 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
USD 0.10 ordinary | CALL | 270,000 | 40.0000 GBP |
USD 0.10 ordinary | PUT | 4,000 | 37.0000 GBP |
USD 0.10 ordinary | CALL | 214,000 | 37.5000 GBP |
USD 0.10 ordinary | CALL | 20,000 | 42.0000 GBP |
USD 0.10 ordinary | CALL | 2,000 | 39.0000 GBP |
USD 0.10 ordinary | PUT | 338,000 | 34.0000 GBP |
USD 0.10 ordinary | PUT | 20,000 | 30.0000 GBP |
USD 0.10 ordinary | PUT | 25,000 | 40.0000 GBP |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 23 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L