3rd Aug 2016 14:19
AMENDMENT (Section 2a and 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 01 AUGUST 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
USD 0.10 ordinary | PURCHASES | 3,148,919 | 44.3714 GBP | 44.1100 GBP |
USD 0.10 ordinary | SALES | 1,818,213 | 44.3450 GBP | 44.0669 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
USD 0.10 ordinary | CFD | LONG | 49,000 | 44.0669 GBP |
USD 0.10 ordinary | CFD | LONG | 3,560 | 44.1836 GBP |
USD 0.10 ordinary | CFD | LONG | 805 | 44.1836 GBP |
USD 0.10 ordinary | CFD | LONG | 13,473 | 44.1836 GBP |
USD 0.10 ordinary | CFD | LONG | 8,524 | 44.1836 GBP |
USD 0.10 ordinary | CFD | LONG | 650 | 44.1836 GBP |
USD 0.10 ordinary | CFD | LONG | 1,352 | 44.1836 GBP |
USD 0.10 ordinary | CFD | LONG | 10,847 | 44.1950 GBP |
USD 0.10 ordinary | CFD | LONG | 25,983 | 44.1950 GBP |
USD 0.10 ordinary | CFD | LONG | 414 | 44.2000 GBP |
USD 0.10 ordinary | CFD | LONG | 118 | 44.2000 GBP |
USD 0.10 ordinary | CFD | LONG | 1 | 44.2000 GBP |
USD 0.10 ordinary | CFD | LONG | 458 | 44.2000 GBP |
USD 0.10 ordinary | CFD | LONG | 220 | 44.2000 GBP |
USD 0.10 ordinary | CFD | LONG | 39 | 44.2000 GBP |
USD 0.10 ordinary | CFD | LONG | 21,506 | 44.2000 GBP |
USD 0.10 ordinary | CFD | LONG | 2,266 | 44.2000 GBP |
USD 0.10 ordinary | CFD | LONG | 5,536 | 44.2031 GBP |
USD 0.10 ordinary | CFD | LONG | 19,250 | 44.2057 GBP |
USD 0.10 ordinary | CFD | LONG | 2,014 | 44.2086 GBP |
USD 0.10 ordinary | CFD | LONG | 11,700 | 44.2219 GBP |
USD 0.10 ordinary | CFD | LONG | 23,000 | 44.2374 GBP |
USD 0.10 ordinary | CFD | LONG | 7,000 | 44.2374 GBP |
USD 0.10 ordinary | CFD | LONG | 23,432 | 44.2552 GBP |
USD 0.10 ordinary | CFD | LONG | 18,606 | 44.2577 GBP |
USD 0.10 ordinary | CFD | LONG | 21,407 | 44.2587 GBP |
USD 0.10 ordinary | CFD | LONG | 62 | 44.2604 GBP |
USD 0.10 ordinary | CFD | LONG | 16,114 | 44.2620 GBP |
USD 0.10 ordinary | CFD | LONG | 9,587 | 44.2687 GBP |
USD 0.10 ordinary | CFD | LONG | 3,523 | 44.2691 GBP |
USD 0.10 ordinary | CFD | LONG | 3,413 | 44.2712 GBP |
USD 0.10 ordinary | CFD | LONG | 30,000 | 44.2726 GBP |
USD 0.10 ordinary | CFD | LONG | 31 | 44.2769 GBP |
USD 0.10 ordinary | CFD | LONG | 7,357 | 44.2785 GBP |
USD 0.10 ordinary | CFD | LONG | 18,450 | 44.2785 GBP |
USD 0.10 ordinary | CFD | LONG | 65 | 44.2819 GBP |
USD 0.10 ordinary | CFD | LONG | 1,640 | 44.2819 GBP |
USD 0.10 ordinary | CFD | LONG | 357 | 44.2819 GBP |
USD 0.10 ordinary | CFD | LONG | 1,393 | 44.2963 GBP |
USD 0.10 ordinary | CFD | LONG | 7,502 | 44.3007 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,691 | 44.2024 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,600 | 44.2339 GBP |
USD 0.10 ordinary | CFD | SHORT | 172 | 44.2382 GBP |
USD 0.10 ordinary | CFD | SHORT | 69,303 | 44.2418 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,000 | 44.2469 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,847 | 44.2477 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,357 | 44.2477 GBP |
USD 0.10 ordinary | CFD | SHORT | 2 | 44.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,266 | 44.2500 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,303 | 44.2528 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,212 | 44.2613 GBP |
USD 0.10 ordinary | CFD | SHORT | 25,722 | 44.2613 GBP |
USD 0.10 ordinary | CFD | SHORT | 24,210 | 44.2632 GBP |
USD 0.10 ordinary | CFD | SHORT | 24,795 | 44.2683 GBP |
USD 0.10 ordinary | CFD | SHORT | 21,600 | 44.2700 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,147 | 44.2849 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,293 | 44.2899 GBP |
USD 0.10 ordinary | CFD | SHORT | 33,112 | 44.2928 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,638 | 44.2987 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,830 | 44.2997 GBP |
USD 0.10 ordinary | CFD | SHORT | 6,639 | 44.3169 GBP |
USD 0.10 ordinary | CFD | SHORT | 197 | 44.3199 GBP |
USD 0.10 ordinary | CFD | SHORT | 143 | 44.3199 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,907 | 44.3217 GBP |
USD 0.10 ordinary | CFD | SHORT | 23,088 | 44.3217 GBP |
USD 0.10 ordinary | CFD | SHORT | 66,211 | 44.3217 GBP |
USD 0.10 ordinary | CFD | SHORT | 18,555 | 44.3236 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,131 | 44.3333 GBP |
USD 0.10 ordinary | CFD | SHORT | 31,264 | 44.3338 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,992 | 44.3342 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,845 | 44.3714 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,923 | 44.3714 GBP |
USD 0.10 ordinary | CFD | LONG | 24,780 | 810.5580 ZAR |
USD 0.10 ordinary | CFD | LONG | 14,142 | 810.9143 ZAR |
USD 0.10 ordinary | CFD | LONG | 90 | 813.3300 ZAR |
USD 0.10 ordinary | CFD | SHORT | 32,935 | 811.0011 ZAR |
USD 0.10 ordinary | CFD | SHORT | 3,828 | 811.7895 ZAR |
USD 0.10 ordinary | CFD | SHORT | 16,670 | 811.7895 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 AUGUST 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L