2nd Aug 2016 16:04
AMENDMENT (Section 2a and 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SABMiller Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| SABMiller Plc |
(d) Date dealing undertaken: | 29 JULY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
ADRs | PURCHASES | 45,000 | 59.3333 USD | 59.0000 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
ADRs | CFD | SHORT | 15,000 | 59.0000 USD |
ADRs | CFD | SHORT | 30,000 | 59.3333 USD |
USD 0.10 ordinary | CFD | LONG | 260,000 | 42.7572 GBP |
USD 0.10 ordinary | CFD | LONG | 368 | 43.7143 GBP |
USD 0.10 ordinary | CFD | LONG | 2,025 | 43.7143 GBP |
USD 0.10 ordinary | CFD | LONG | 7,500 | 43.8341 GBP |
USD 0.10 ordinary | CFD | LONG | 127,468 | 43.9639 GBP |
USD 0.10 ordinary | CFD | LONG | 1,281 | 43.9676 GBP |
USD 0.10 ordinary | CFD | LONG | 6,068 | 43.9676 GBP |
USD 0.10 ordinary | CFD | LONG | 17,794 | 43.9914 GBP |
USD 0.10 ordinary | CFD | LONG | 853 | 43.9914 GBP |
USD 0.10 ordinary | CFD | LONG | 6,723 | 43.9914 GBP |
USD 0.10 ordinary | CFD | LONG | 3,443 | 44.0178 GBP |
USD 0.10 ordinary | CFD | LONG | 43 | 44.0353 GBP |
USD 0.10 ordinary | CFD | LONG | 192 | 44.0374 GBP |
USD 0.10 ordinary | CFD | LONG | 29 | 44.0425 GBP |
USD 0.10 ordinary | CFD | LONG | 15,000 | 44.0537 GBP |
USD 0.10 ordinary | CFD | LONG | 222 | 44.1400 GBP |
USD 0.10 ordinary | CFD | LONG | 294 | 44.1400 GBP |
USD 0.10 ordinary | CFD | LONG | 1,904 | 44.1430 GBP |
USD 0.10 ordinary | CFD | LONG | 10,000 | 44.1442 GBP |
USD 0.10 ordinary | CFD | LONG | 15,000 | 44.1558 GBP |
USD 0.10 ordinary | CFD | LONG | 4,823 | 44.2452 GBP |
USD 0.10 ordinary | CFD | LONG | 51,200 | 44.5810 GBP |
USD 0.10 ordinary | CFD | LONG | 28,800 | 44.5810 GBP |
USD 0.10 ordinary | CFD | LONG | 861 | 44.6048 GBP |
USD 0.10 ordinary | CFD | LONG | 20,000 | 44.6379 GBP |
USD 0.10 ordinary | CFD | LONG | 30,000 | 44.6379 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,133 | 43.7518 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,231 | 43.8886 GBP |
USD 0.10 ordinary | CFD | SHORT | 13,826 | 43.9325 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,338 | 43.9325 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,336 | 43.9325 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,563 | 43.9681 GBP |
USD 0.10 ordinary | CFD | SHORT | 12,223 | 43.9695 GBP |
USD 0.10 ordinary | CFD | SHORT | 19,901 | 43.9695 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,293 | 43.9739 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,991 | 43.9739 GBP |
USD 0.10 ordinary | CFD | SHORT | 28,764 | 43.9739 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,285 | 43.9739 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,823 | 43.9883 GBP |
USD 0.10 ordinary | CFD | SHORT | 69 | 44.0209 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,743 | 44.0218 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,397 | 44.0218 GBP |
USD 0.10 ordinary | CFD | SHORT | 797 | 44.0218 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,917 | 44.0218 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,890 | 44.0392 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,062 | 44.0392 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,196 | 44.0392 GBP |
USD 0.10 ordinary | CFD | SHORT | 2,324 | 44.0392 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,469 | 44.0940 GBP |
USD 0.10 ordinary | CFD | SHORT | 8,095 | 44.0940 GBP |
USD 0.10 ordinary | CFD | SHORT | 66,992 | 44.0940 GBP |
USD 0.10 ordinary | CFD | SHORT | 18,000 | 44.1000 GBP |
USD 0.10 ordinary | CFD | SHORT | 32,000 | 44.1000 GBP |
USD 0.10 ordinary | CFD | SHORT | 101,027 | 44.1060 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 44.1112 GBP |
USD 0.10 ordinary | CFD | SHORT | 11,500 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 1,722 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 10,200 | 44.1400 GBP |
USD 0.10 ordinary | CFD | SHORT | 3,900 | 44.1640 GBP |
USD 0.10 ordinary | CFD | SHORT | 36,720 | 44.1951 GBP |
USD 0.10 ordinary | CFD | SHORT | 33,560 | 44.2280 GBP |
USD 0.10 ordinary | CFD | SHORT | 600,000 | 44.2583 GBP |
USD 0.10 ordinary | CFD | SHORT | 45,000 | 44.5015 GBP |
USD 0.10 ordinary | CFD | SHORT | 15,000 | 44.5213 GBP |
USD 0.10 ordinary | CFD | SHORT | 7,245 | 44.7588 GBP |
USD 0.10 ordinary | CFD | SHORT | 4,280 | 44.7588 GBP |
USD 0.10 ordinary | CFD | SHORT | 80,109 | 44.7588 GBP |
USD 0.10 ordinary | CFD | LONG | 20,483 | 806.4300 ZAR |
USD 0.10 ordinary | CFD | LONG | 9,752 | 814.1742 ZAR |
USD 0.10 ordinary | CFD | LONG | 2,763 | 814.1742 ZAR |
USD 0.10 ordinary | CFD | LONG | 22,829 | 814.1742 ZAR |
USD 0.10 ordinary | CFD | LONG | 57 | 816.5009 ZAR |
USD 0.10 ordinary | CFD | LONG | 1,154 | 815.8595 ZAR |
USD 0.10 ordinary | CFD | LONG | 5,426 | 817.9901 ZAR |
USD 0.10 ordinary | CFD | SHORT | 91,807 | 806.4300 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 02 AUGUST 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
SAB.L