1st Sep 2015 07:02
AMENDMENT (Section 2 a & 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 26 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 426,258 | 50.1305 USD | 49.5085 USD |
B ADSs | SALES | 550,000 | 49.2800 USD | 49.2800 USD |
EUR 0.07 A ordinary | PURCHASES | 2,682,331 | 22.5350 EUR | 21.5850 EUR |
EUR 0.07 A ordinary | SALES | 2,634,399 | 22.5300 EUR | 21.5800 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,057,873 | 16.3300 GBP | 15.7350 GBP |
EUR 0.07 A ordinary | SALES | 1,589,487 | 16.3350 GBP | 15.7300 GBP |
EUR 0.07 A ordinary | SALES | 18,235 | 25.6411 USD | 25.0260 USD |
EUR 0.07 B ordinary | PURCHASES | 2,663,070 | 16.4050 GBP | 15.8450 GBP |
EUR 0.07 B ordinary | SALES | 3,443,478 | 16.4100 GBP | 15.8450 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,118,235 | 25.7919 USD | 24.5894 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | SHORT | 2,646 | 50.6145 USD |
EUR 0.07 A ordinary | CFD | LONG | 3,774 | 21.6200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,018 | 21.8933 EUR |
EUR 0.07 A ordinary | CFD | LONG | 516 | 21.9809 EUR |
EUR 0.07 A ordinary | CFD | LONG | 75 | 21.9809 EUR |
EUR 0.07 A ordinary | CFD | LONG | 73 | 21.9809 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,246 | 22.0277 EUR |
EUR 0.07 A ordinary | CFD | LONG | 33,698 | 22.0457 EUR |
EUR 0.07 A ordinary | CFD | LONG | 527,955 | 22.1082 EUR |
EUR 0.07 A ordinary | CFD | LONG | 250 | 22.1650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 607 | 22.1850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 158,511 | 22.2672 EUR |
EUR 0.07 A ordinary | CFD | LONG | 145,359 | 22.2672 EUR |
EUR 0.07 A ordinary | CFD | LONG | 529 | 22.3000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,125 | 22.3410 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,689 | 22.3410 EUR |
EUR 0.07 A ordinary | CFD | LONG | 569 | 22.3410 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 808 | 21.6200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 31,087 | 21.6200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 42,514 | 21.6200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,888 | 21.6200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 21.6200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,269 | 21.6200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 21.6200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 73,204 | 21.7627 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 114 | 21.7872 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 252 | 21.7872 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,171 | 21.7872 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 158,511 | 21.7878 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,377 | 21.9450 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 664 | 21.9940 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4 | 22.0100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 519,660 | 22.1049 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 382 | 22.1322 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 290 | 22.1510 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 500 | 22.1510 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,328 | 22.3358 EUR |
EUR 0.07 A ordinary | CFD | LONG | 21,834 | 15.7533 GBP |
EUR 0.07 A ordinary | CFD | LONG | 210 | 15.8418 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,910 | 15.8418 GBP |
EUR 0.07 A ordinary | CFD | LONG | 501 | 15.8418 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,480 | 16.0125 GBP |
EUR 0.07 A ordinary | CFD | LONG | 115,975 | 16.0130 GBP |
EUR 0.07 A ordinary | CFD | LONG | 239,215 | 16.0221 GBP |
EUR 0.07 A ordinary | CFD | LONG | 513 | 16.0350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 65,000 | 16.1260 GBP |
EUR 0.07 A ordinary | CFD | LONG | 90,000 | 16.1416 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,750 | 16.1975 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 16.2067 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 157 | 15.7500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 752 | 15.7500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 302 | 15.7500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 53,213 | 15.7500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 529 | 15.9177 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,857 | 15.9177 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,264 | 15.9177 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 332 | 16.0761 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,773 | 16.1306 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 62,250 | 16.1515 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,277 | 15.8732 GBP |
EUR 0.07 B ordinary | CFD | LONG | 88 | 15.8732 GBP |
EUR 0.07 B ordinary | CFD | LONG | 324 | 15.9279 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,521 | 15.9279 GBP |
EUR 0.07 B ordinary | CFD | LONG | 135 | 15.9279 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,610 | 16.0364 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,967 | 16.0533 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,517 | 16.0955 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,337 | 16.0955 GBP |
EUR 0.07 B ordinary | CFD | LONG | 231,683 | 16.1002 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,997 | 16.1163 GBP |
EUR 0.07 B ordinary | CFD | LONG | 85,785 | 16.1195 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,900 | 16.1241 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,475 | 16.1372 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,998 | 16.1372 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,443 | 16.1372 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,087 | 16.1372 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,248 | 16.1372 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,073 | 16.1372 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,282 | 16.1948 GBP |
EUR 0.07 B ordinary | CFD | LONG | 770 | 16.2021 GBP |
EUR 0.07 B ordinary | CFD | LONG | 220 | 16.2650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,853 | 15.8586 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 129 | 15.8950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,692 | 15.9668 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,700 | 15.9795 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,125 | 16.0279 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 400 | 16.0554 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 420 | 16.0866 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,808 | 16.0866 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,002 | 16.0866 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 89,345 | 16.1975 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 65,000 | 16.2031 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,065 | 16.2051 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 90,000 | 16.2163 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 298,600 | 16.2317 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,750 | 16.2750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 16.2750 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 74,400 | 26.0000 | A | 18/12/2015 | 0.2100 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 01 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L