27th Jan 2016 16:57
AMENDMENT(Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 21 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 21,767 | 37.5137 USD | 36.8475 USD |
A ADSs | SALES | 21,767 | 37.5137 USD | 36.8475 USD |
EUR 0.07 A ordinary | PURCHASES | 2,441,379 | 17.4650 EUR | 16.5300 EUR |
EUR 0.07 A ordinary | SALES | 2,648,471 | 17.4700 EUR | 16.5300 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,594,404 | 13.1850 GBP | 12.5550 GBP |
EUR 0.07 A ordinary | SALES | 1,425,966 | 13.1750 GBP | 12.5550 GBP |
EUR 0.07 B ordinary | PURCHASES | 15,000 | 16.7961 EUR | 16.7961 EUR |
EUR 0.07 B ordinary | SALES | 215 | 17.1000 EUR | 17.1000 EUR |
EUR 0.07 B ordinary | PURCHASES | 2,289,359 | 13.2150 GBP | 12.6150 GBP |
EUR 0.07 B ordinary | SALES | 2,156,031 | 13.2200 GBP | 12.6200 GBP |
EUR 0.07 B ordinary | PURCHASES | 3 | 18.2456 USD | 18.2456 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 174,409 | 16.8367 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,139 | 16.8452 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,077,989 | 16.8452 EUR |
EUR 0.07 A ordinary | CFD | LONG | 74 | 16.8501 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,697 | 17.0712 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100,639 | 17.0881 EUR |
EUR 0.07 A ordinary | CFD | LONG | 32,500 | 17.1356 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,846 | 17.2695 EUR |
EUR 0.07 A ordinary | CFD | LONG | 567 | 17.2700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,967 | 17.2700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,675 | 17.3921 EUR |
EUR 0.07 A ordinary | CFD | LONG | 116,031 | 17.4159 EUR |
EUR 0.07 A ordinary | CFD | LONG | 719 | 17.4290 EUR |
EUR 0.07 A ordinary | CFD | LONG | 390 | 17.4300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,934 | 16.5836 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 116,240 | 16.7993 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,041,806 | 16.8474 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 227 | 16.9572 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27,998 | 17.0115 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 63,659 | 17.0416 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 36,777 | 17.0488 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,358 | 17.0546 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 588 | 17.0630 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,226 | 17.0630 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,429 | 17.0630 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 32,500 | 17.1079 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 80,284 | 17.1601 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,966 | 12.7307 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,134 | 12.7313 GBP |
EUR 0.07 A ordinary | CFD | LONG | 32,085 | 12.7324 GBP |
EUR 0.07 A ordinary | CFD | LONG | 91,096 | 12.8101 GBP |
EUR 0.07 A ordinary | CFD | LONG | 76,049 | 12.8101 GBP |
EUR 0.07 A ordinary | CFD | LONG | 109,138 | 12.8816 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,024 | 12.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,040 | 12.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,381 | 12.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,365 | 12.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19,444 | 13.0935 GBP |
EUR 0.07 A ordinary | CFD | LONG | 926 | 13.0935 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,763 | 13.0935 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,363 | 13.1400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,946 | 13.1650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,860 | 12.7057 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 41,812 | 12.7076 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 368 | 12.7551 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,713 | 12.7551 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,097 | 12.7551 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,882 | 12.8290 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 152,741 | 12.8777 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 128 | 12.8793 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 32,446 | 12.8975 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 39,702 | 12.8975 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,623 | 12.9014 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 127 | 13.1650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,972 | 13.1650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 175 | 13.1650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8 | 13.1650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 61 | 13.1650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,000 | 16.7961 GBP |
EUR 0.07 B ordinary | CFD | LONG | 146,982 | 12.7904 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,300 | 12.8000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,000 | 12.8000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,617 | 12.8123 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 12.8224 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,877 | 12.8250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,309 | 12.8250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,629 | 12.8403 GBP |
EUR 0.07 B ordinary | CFD | LONG | 298 | 12.8403 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,724 | 12.8501 GBP |
EUR 0.07 B ordinary | CFD | LONG | 82,741 | 12.8589 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,492 | 12.8772 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,571 | 12.8772 GBP |
EUR 0.07 B ordinary | CFD | LONG | 205,877 | 12.8812 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,684 | 12.8841 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,336 | 12.8950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,782 | 12.9050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,100 | 12.9096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,429 | 12.9096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,764 | 12.9096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 46,871 | 12.9096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,094 | 12.9096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,166 | 12.9096 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 12.9607 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,908 | 12.9960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,518 | 13.0305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52,112 | 13.0305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52,372 | 13.0305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,161 | 13.0305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,143 | 13.0305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,455 | 13.0305 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,835 | 13.0486 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,435 | 13.0486 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,810 | 13.0878 GBP |
EUR 0.07 B ordinary | CFD | LONG | 545 | 13.1560 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,449 | 13.1560 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,627 | 13.1560 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,908 | 13.1850 GBP |
EUR 0.07 B ordinary | CFD | LONG | 435 | 13.1850 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,231 | 12.6339 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,779 | 12.7753 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,611 | 12.8055 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 458 | 12.8055 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,366 | 12.8055 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 206,000 | 12.8246 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 369 | 12.8608 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 370 | 12.8608 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 70,484 | 12.8954 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 184,541 | 12.9199 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,306 | 12.9231 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,226 | 12.9404 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 33,761 | 12.9531 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 12.9850 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 767 | 13.0035 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 736 | 13.0035 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,049 | 13.0740 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 46,631 | 13.0740 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,633 | 13.1850 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
A ADSs | PUT | SALE | 31,100 | 40.0000 | A | 19/02/2016 | 336.0000 USD |
EUR 0.07 A ordinary | PUT | PURCHASE | 70,000 | 11.7500 | A | 18/03/2016 | 0.5279 GBP |
A ADSs | PUT | PURCHASE | 31,500 | 40.0000 | A | 19/02/2016 | 346.9300 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 27 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L