15th Sep 2015 15:44
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 11 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | No |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,000 | 50.1800 USD | 49.8800 USD |
A ADSs | SALES | 21,916 | 50.2700 USD | 49.7700 USD |
B ADSs | PURCHASES | 8,980 | 50.1700 USD | 49.9400 USD |
B ADSs | SALES | 10,470 | 50.2200 USD | 49.9600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 18,133 | 50.0365 USD |
A ADSs | CFD | LONG | 1,400 | 50.1029 USD |
A ADSs | CFD | LONG | 420 | 50.1119 USD |
A ADSs | CFD | LONG | 869 | 50.1662 USD |
A ADSs | CFD | LONG | 79 | 50.1662 USD |
A ADSs | CFD | LONG | 421 | 50.1889 USD |
A ADSs | CFD | LONG | 557 | 50.1889 USD |
A ADSs | CFD | SHORT | 1,000 | 50.0413 USD |
B ADSs | CFD | LONG | 100 | 49.9600 USD |
B ADSs | CFD | LONG | 600 | 50.0483 USD |
B ADSs | CFD | LONG | 400 | 50.0750 USD |
B ADSs | CFD | LONG | 1,300 | 50.1106 USD |
B ADSs | CFD | LONG | 183 | 50.1923 USD |
B ADSs | CFD | LONG | 137 | 50.1923 USD |
B ADSs | CFD | SHORT | 1,530 | 50.0774 USD |
EUR 0.07 A ordinary | CFD | LONG | 900 | 22.0950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,562 | 22.0950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 22.1081 EUR |
EUR 0.07 A ordinary | CFD | LONG | 72 | 22.1081 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 22.1081 EUR |
EUR 0.07 A ordinary | CFD | LONG | 66 | 22.1082 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 22.1082 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 22.1082 EUR |
EUR 0.07 A ordinary | CFD | LONG | 58 | 22.1085 EUR |
EUR 0.07 A ordinary | CFD | LONG | 17 | 22.1227 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27 | 22.1227 EUR |
EUR 0.07 A ordinary | CFD | LONG | 692 | 22.1227 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,800 | 22.1728 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,355 | 22.2563 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28,143 | 22.2579 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14 | 22.3200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 22.1550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,630 | 16.0946 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,800 | 16.1127 GBP |
EUR 0.07 A ordinary | CFD | LONG | 46,948 | 16.1196 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,031 | 16.1278 GBP |
EUR 0.07 A ordinary | CFD | LONG | 52,278 | 16.1278 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29,974 | 16.1278 GBP |
EUR 0.07 A ordinary | CFD | LONG | 261,600 | 16.1450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,935 | 16.1585 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,455 | 16.1426 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,089 | 16.1616 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,277 | 16.1670 GBP |
EUR 0.07 B ordinary | CFD | LONG | 634 | 16.1750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,900 | 16.1790 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,050 | 16.1896 GBP |
EUR 0.07 B ordinary | CFD | LONG | 81,555 | 16.1908 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,000 | 16.1929 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,000 | 16.2176 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,970 | 16.2452 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38,072 | 16.1662 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 500 | 16.1700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80,027 | 16.1760 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,734 | 16.2163 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 27,229 | 16.2291 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42,958 | 16.2291 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,745 | 16.2291 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80,712 | 16.2462 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 15 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L