5th Nov 2015 16:18
AMENDMENT(Section 2a and 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 03 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 2,104 | 55.1000 USD | 54.3700 USD |
A ADSs | SALES | 2,104 | 55.1000 USD | 54.3700 USD |
EUR 0.07 A ordinary | PURCHASES | 2,775,321 | 24.8950 EUR | 24.1650 EUR |
EUR 0.07 A ordinary | SALES | 2,750,231 | 24.8750 EUR | 24.1750 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,522,110 | 17.5750 GBP | 17.1400 GBP |
EUR 0.07 A ordinary | SALES | 1,369,874 | 17.5750 GBP | 17.1400 GBP |
EUR 0.07 A ordinary | SALES | 1,822 | 26.9744 USD | 26.9744 USD |
EUR 0.07 B ordinary | PURCHASES | 1,105 | 25.2950 EUR | 24.4000 EUR |
EUR 0.07 B ordinary | SALES | 1,022 | 24.9100 EUR | 24.3300 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,532,937 | 17.6400 GBP | 17.2200 GBP |
EUR 0.07 B ordinary | SALES | 3,062,314 | 17.6400 GBP | 17.2250 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 2 | 24.0300 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,983 | 24.2600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13 | 24.2850 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,123 | 24.2906 EUR |
EUR 0.07 A ordinary | CFD | LONG | 61,660 | 24.3108 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5 | 24.3500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 413 | 24.4872 EUR |
EUR 0.07 A ordinary | CFD | LONG | 563,478 | 24.5005 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,904 | 24.5005 EUR |
EUR 0.07 A ordinary | CFD | LONG | 218 | 24.6537 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,355 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,284 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 82 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 24.0300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 82 | 24.2600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 396 | 24.2650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 175 | 24.2650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,398 | 24.2698 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 21,341 | 24.2705 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 24.2724 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,759 | 24.2735 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,587 | 24.3070 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,747 | 24.3197 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,601 | 24.3214 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 111 | 24.3214 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,362 | 24.3214 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,000 | 24.3617 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,999 | 24.4776 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 563,478 | 24.4776 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 40,000 | 24.4955 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,000 | 24.5244 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 97 | 24.5310 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 65,565 | 24.5602 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,000 | 24.5837 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 53,601 | 24.7606 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,000 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,810 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,044 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 26,701 | 24.8750 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 17.0700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 85 | 17.1700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 356 | 17.2134 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,678 | 17.2134 GBP |
EUR 0.07 A ordinary | CFD | LONG | 137 | 17.2134 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,950 | 17.2654 GBP |
EUR 0.07 A ordinary | CFD | LONG | 128,275 | 17.2877 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,500 | 17.3006 GBP |
EUR 0.07 A ordinary | CFD | LONG | 44 | 17.3050 GBP |
EUR 0.07 A ordinary | CFD | LONG | 61,804 | 17.3379 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,018 | 17.3421 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,580 | 17.4376 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,207 | 17.4869 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,362 | 17.5750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 49,441 | 17.5750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 17.0700 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,207 | 17.1971 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 17.2225 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,900 | 17.2645 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,057 | 17.2787 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 16,506 | 17.3424 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,267 | 17.3491 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 84,233 | 17.3714 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 85 | 17.4600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 229 | 17.5186 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,287 | 17.5750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,091 | 17.5750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 17.5750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,402 | 17.5750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 110 | 17.5750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,257 | 17.5750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 789 | 17.5750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 71,400 | 17.4950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,674 | 17.1400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,639 | 17.1400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,538 | 17.1400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 76,691 | 17.2613 GBP |
EUR 0.07 B ordinary | CFD | LONG | 100,200 | 17.2990 GBP |
EUR 0.07 B ordinary | CFD | LONG | 258 | 17.3710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,722 | 17.3710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 99 | 17.3710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,939 | 17.3710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 663 | 17.3710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,951 | 17.3710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 102,246 | 17.3890 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,265 | 17.4177 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,178 | 17.4220 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,417 | 17.4229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 436,187 | 17.4403 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,300 | 17.4805 GBP |
EUR 0.07 B ordinary | CFD | LONG | 285 | 17.5067 GBP |
EUR 0.07 B ordinary | CFD | LONG | 75,718 | 17.5370 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,909 | 17.5386 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,859 | 17.5432 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63 | 17.5540 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,395 | 17.5542 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,679 | 17.5550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 171 | 17.5588 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,107 | 17.5702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 305 | 17.5746 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,227 | 17.5750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,495 | 17.1400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,814 | 17.1400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,542 | 17.1400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,925 | 17.2795 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 52 | 17.2800 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,766 | 17.2837 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,000 | 17.2837 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 117,780 | 17.3907 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 24,125 | 17.3913 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,500 | 17.3950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,500 | 17.4073 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 988 | 17.4204 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,970 | 17.4204 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,643 | 17.5843 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,495 | 17.6400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,165 | 17.6400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,983 | 17.6400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,542 | 17.6400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,814 | 17.6400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,645 | 17.6400 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 05 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L