19th Oct 2015 15:13
AMENDMENT (Section 2b) FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 09 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 53,871 | 55.9600 USD | 55.0200 USD |
A ADSs | SALES | 2,143 | 55.9300 USD | 55.0900 USD |
B ADSs | PURCHASES | 5,800 | 56.6800 USD | 55.7500 USD |
B ADSs | SALES | 700 | 56.4400 USD | 55.9100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 521 | 55.1495 USD |
A ADSs | CFD | LONG | 12 | 55.2600 USD |
A ADSs | CFD | LONG | 10 | 55.2600 USD |
A ADSs | CFD | LONG | 1,600 | 55.3288 USD |
A ADSs | CFD | SHORT | 500 | 55.1877 USD |
A ADSs | CFD | SHORT | 61 | 55.1900 USD |
A ADSs | CFD | SHORT | 2,590 | 55.2666 USD |
A ADSs | CFD | SHORT | 50,720 | 55.4802 USD |
B ADSs | CFD | LONG | 700 | 56.1457 USD |
B ADSs | CFD | SHORT | 1,800 | 56.0333 USD |
B ADSs | CFD | SHORT | 3,300 | 56.0578 USD |
B ADSs | CFD | SHORT | 700 | 56.1471 USD |
EUR 0.07 A ordinary | CFD | LONG | 8,667 | 24.6492 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 24.6600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 51 | 24.6600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 71 | 24.4246 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,787 | 24.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 189 | 24.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 143 | 24.4550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 377 | 24.4589 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,598 | 24.4593 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 834 | 24.4593 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 410 | 24.5153 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 400 | 24.6132 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 350 | 24.6206 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8 | 24.6206 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 24.6206 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 603 | 24.6731 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,122 | 24.6731 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,387 | 24.7055 EUR |
EUR 0.07 A ordinary | CFD | LONG | 660 | 18.0909 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,814 | 18.1123 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,350 | 18.1503 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 70 | 18.0895 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 49 | 18.0988 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,717 | 18.1257 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,721 | 18.1257 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 320 | 18.1662 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 45,922 | 18.1678 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 76,166 | 18.1678 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,644 | 18.1678 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,497 | 18.2294 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,606 | 18.3294 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,420 | 18.3397 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,283 | 18.3435 GBP |
EUR 0.07 B ordinary | CFD | LONG | 122 | 18.3435 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3 | 18.3550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,717 | 18.4051 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,406 | 18.4051 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,247 | 18.4051 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,516 | 18.4063 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 18.4483 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,801 | 18.5079 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,844 | 18.5079 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 73,513 | 18.2099 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 265,684 | 18.2099 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,252 | 18.3638 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80,975 | 18.3638 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,439 | 18.3763 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,000 | 18.3915 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 48,561 | 18.4006 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,806 | 18.5007 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,728 | 18.5007 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,000 | 18.5282 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 19 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L