1st Sep 2015 15:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 28 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 77,884 | 52.4855 USD | 52.2800 USD |
A ADSs | SALES | 77,884 | 52.4855 USD | 52.2800 USD |
EUR 0.07 A ordinary | PURCHASES | 1,550,428 | 23.5200 EUR | 22.7650 EUR |
EUR 0.07 A ordinary | SALES | 1,856,244 | 23.5150 EUR | 22.7650 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,201,328 | 17.0550 GBP | 16.5450 GBP |
EUR 0.07 A ordinary | SALES | 1,966,497 | 17.0500 GBP | 16.5350 GBP |
EUR 0.07 A ordinary | SALES | 3,248 | 25.7723 USD | 24.7783 USD |
EUR 0.07 B ordinary | PURCHASES | 16,814 | 23.5000 EUR | 23.2600 EUR |
EUR 0.07 B ordinary | SALES | 16,814 | 23.5000 EUR | 23.2738 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,389,259 | 17.1300 GBP | 16.6450 GBP |
EUR 0.07 B ordinary | SALES | 1,978,034 | 17.1400 GBP | 16.2223 GBP |
EUR 0.07 B ordinary | PURCHASES | 2,439 | 24.9191 USD | 24.9191 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 30 | 22.8800 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,301 | 23.0274 EUR |
EUR 0.07 A ordinary | CFD | LONG | 376 | 23.0621 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,559 | 23.0621 EUR |
EUR 0.07 A ordinary | CFD | LONG | 908 | 23.0621 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,467 | 23.0621 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 23.0950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 32,908 | 23.0964 EUR |
EUR 0.07 A ordinary | CFD | LONG | 207,824 | 23.1198 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,143 | 23.1392 EUR |
EUR 0.07 A ordinary | CFD | LONG | 603,254 | 23.1763 EUR |
EUR 0.07 A ordinary | CFD | LONG | 43,285 | 23.2202 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,907 | 23.3900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,656 | 23.3900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11,482 | 23.3900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 23.3900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,012 | 23.3900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,216 | 23.3900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 23.3900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 13,341 | 23.0656 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,473 | 23.0871 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 127,349 | 23.0911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,198 | 23.0990 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,650 | 23.0995 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 610,478 | 23.1784 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,943 | 23.1784 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,617 | 23.2565 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 75 | 23.2565 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,559 | 23.2565 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,200 | 23.2661 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,116 | 23.3323 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 76,027 | 23.3900 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,902 | 23.3912 EUR |
EUR 0.07 A ordinary | CFD | LONG | 75,570 | 16.8080 GBP |
EUR 0.07 A ordinary | CFD | LONG | 212,799 | 16.8260 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,170 | 16.8273 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,084 | 16.8273 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,586 | 16.8273 GBP |
EUR 0.07 A ordinary | CFD | LONG | 435 | 16.8348 GBP |
EUR 0.07 A ordinary | CFD | LONG | 42,686 | 16.8386 GBP |
EUR 0.07 A ordinary | CFD | LONG | 696 | 16.8657 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,000 | 16.8671 GBP |
EUR 0.07 A ordinary | CFD | LONG | 40,000 | 16.9263 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,377 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,156 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,966 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,966 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,642 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,787 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,215 | 16.7461 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 696 | 16.7468 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 53,677 | 16.7799 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15 | 16.8300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 207 | 16.8350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 111 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 215 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 535 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 16.9500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,439 | 24.7783 GBP |
EUR 0.07 A ordinary | CFD | LONG | 767 | 25.3437 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,219 | 16.2223 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,070 | 16.8092 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,756 | 16.8323 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,041 | 16.8359 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,000 | 16.8543 GBP |
EUR 0.07 B ordinary | CFD | LONG | 345,400 | 16.8693 GBP |
EUR 0.07 B ordinary | CFD | LONG | 69,772 | 16.8900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,221 | 16.9090 GBP |
EUR 0.07 B ordinary | CFD | LONG | 182,542 | 16.9190 GBP |
EUR 0.07 B ordinary | CFD | LONG | 834 | 16.9272 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,502 | 16.9272 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,988 | 16.9272 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,606 | 16.9333 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,692 | 16.9374 GBP |
EUR 0.07 B ordinary | CFD | LONG | 740 | 16.9586 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,947 | 16.9586 GBP |
EUR 0.07 B ordinary | CFD | LONG | 43,740 | 16.9963 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,202 | 17.0359 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,124 | 17.0638 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,088 | 17.0650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,353 | 17.0650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3 | 17.0650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,956 | 17.0650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 250 | 16.8100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 162 | 16.8300 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 85,766 | 16.8311 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,563 | 16.8516 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,508 | 16.8562 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,080 | 16.9100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,000 | 16.9100 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,902 | 16.9119 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80,994 | 16.9239 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,476 | 16.9260 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10 | 17.0650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,439 | 24.9191 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 200,000 | 27.0000 | A | 18/12/2015 | 0.1700 EUR |
EUR 0.07 A ordinary | CALL | SALE | 200,000 | 25.0000 | A | 18/12/2015 | 0.5100 EUR |
EUR 0.07 A ordinary | CALL | PURCHASE | 200,000 | 26.0000 | A | 18/12/2015 | 0.3000 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 21,400 | 23.0000 | A | 20/11/2015 | 1.3800 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 31,400 | 23.0000 | A | 20/11/2015 | 1.3900 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 42,800 | 23.0000 | A | 20/11/2015 | 1.4000 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 64,200 | 23.0000 | A | 20/11/2015 | 1.4100 EUR |
EUR 0.07 A ordinary | PUT | PURCHASE | 13,000 | 23.0000 | A | 20/11/2015 | 1.4300 EUR |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 01 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L