28th Aug 2015 16:41
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 21 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 375,000 | 54.4497 USD | 54.0729 USD |
A ADSs | SALES | 375,000 | 53.5400 USD | 53.5400 USD |
B ADSs | PURCHASES | 5,000 | 53.1322 USD | 53.1322 USD |
B ADSs | SALES | 5,000 | 53.1322 USD | 53.1322 USD |
EUR 0.07 A ordinary | PURCHASES | 3,493,302 | 27.0000 EUR | 23.4150 EUR |
EUR 0.07 A ordinary | SALES | 3,501,774 | 27.0000 EUR | 23.4200 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,200,490 | 17.3400 GBP | 16.8550 GBP |
EUR 0.07 A ordinary | SALES | 1,366,696 | 17.3500 GBP | 16.8450 GBP |
EUR 0.07 A ordinary | PURCHASES | 750,000 | 26.7872 USD | 26.7872 USD |
EUR 0.07 B ordinary | PURCHASES | 5,525 | 24.3200 EUR | 23.8900 EUR |
EUR 0.07 B ordinary | SALES | 5,566 | 24.4100 EUR | 23.9896 EUR |
EUR 0.07 B ordinary | PURCHASES | 2,269,468 | 17.4600 GBP | 16.9250 GBP |
EUR 0.07 B ordinary | SALES | 1,378,527 | 17.4798 GBP | 16.9250 GBP |
EUR 0.07 B ordinary | SALES | 68,041 | 26.8328 USD | 26.8328 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | SHORT | 25 | 53.7200 USD |
EUR 0.07 A ordinary | CFD | LONG | 15,455 | 23.4500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,055 | 23.7589 EUR |
EUR 0.07 A ordinary | CFD | LONG | 28 | 23.7589 EUR |
EUR 0.07 A ordinary | CFD | LONG | 82,116 | 23.8878 EUR |
EUR 0.07 A ordinary | CFD | LONG | 71 | 23.9945 EUR |
EUR 0.07 A ordinary | CFD | LONG | 515,354 | 23.9945 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,300 | 24.1867 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,624 | 23.4500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 714 | 23.4800 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 34,900 | 23.6190 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,557 | 23.6910 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,755 | 23.7653 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,598 | 23.7664 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 953 | 23.8063 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,131 | 23.8063 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 10,920 | 23.8063 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 319,240 | 23.8512 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,000 | 23.8972 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,920 | 23.9063 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,399 | 23.9063 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,886 | 23.9904 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 515,354 | 23.9904 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 286 | 24.1289 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 28 | 24.1289 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,052 | 16.8600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 464 | 16.8600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 97 | 16.8600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 16.8600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 187 | 16.8600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,871 | 17.0191 GBP |
EUR 0.07 A ordinary | CFD | LONG | 560 | 17.0570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,423 | 17.0570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,336 | 17.0570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 46,111 | 17.0910 GBP |
EUR 0.07 A ordinary | CFD | LONG | 74,054 | 17.0910 GBP |
EUR 0.07 A ordinary | CFD | LONG | 47,947 | 17.1541 GBP |
EUR 0.07 A ordinary | CFD | LONG | 686 | 17.3100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,348 | 16.8607 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 329 | 17.0258 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,116 | 17.0258 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 784 | 17.0258 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 51,666 | 17.1092 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,175 | 17.1125 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 431 | 17.2800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 321 | 17.0240 GBP |
EUR 0.07 B ordinary | CFD | LONG | 924 | 17.0600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 75,142 | 17.1089 GBP |
EUR 0.07 B ordinary | CFD | LONG | 371 | 17.1188 GBP |
EUR 0.07 B ordinary | CFD | LONG | 156 | 17.1188 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,898 | 17.1188 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,305 | 17.1774 GBP |
EUR 0.07 B ordinary | CFD | LONG | 51,330 | 17.1774 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,386 | 17.1795 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,502 | 17.2519 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,804 | 17.2610 GBP |
EUR 0.07 B ordinary | CFD | LONG | 159 | 17.3700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 204 | 17.4797 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,000 | 16.9250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,516 | 16.9282 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,305 | 16.9282 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 467,670 | 17.0017 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 327 | 17.0250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,900 | 17.0581 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 725 | 17.1373 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 304 | 17.1373 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,654 | 17.1373 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 289,510 | 17.1585 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 39,039 | 17.1748 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,522 | 17.1980 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 950 | 17.2173 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 280 | 17.2173 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 530 | 17.2173 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,000 | 17.2330 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 137,466 | 17.4040 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 137,466 | 17.4040 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
A ADSs | PUT | PURCHASE | 114,500 | 55.0000 | A | 16/10/2015 | 3.1689 USD |
A ADSs | PUT | PURCHASE | 64,800 | 57.5000 | A | 18/09/2015 | 4.2549 USD |
A ADSs | PUT | PURCHASE | 4,100 | 57.5000 | A | 18/09/2015 | 4.2549 USD |
A ADSs | PUT | PURCHASE | 30,500 | 57.5000 | A | 18/09/2015 | 4.2549 USD |
A ADSs | PUT | PURCHASE | 65,900 | 57.5000 | A | 18/09/2015 | 4.2549 USD |
A ADSs | PUT | SALE | 165,300 | 57.5000 | A | 18/09/2015 | 4.2549 USD |
EUR 0.07 A ordinary | PUT | PURCHASE | 70,000 | 16.0000 | E | 20/11/2015 | 0.4749 GBP |
A ADSs | PUT | SALE | 2,900 | 55.0000 | A | 16/10/2015 | 3.1689 USD |
A ADSs | PUT | SALE | 45,600 | 55.0000 | A | 16/10/2015 | 3.1689 USD |
A ADSs | PUT | SALE | 44,900 | 55.0000 | A | 16/10/2015 | 3.1689 USD |
A ADSs | PUT | SALE | 21,100 | 55.0000 | A | 16/10/2015 | 3.1689 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
EUR 0.07 A ordinary | CALL | 84,000 | 19.0000 GBP |
EUR 0.07 A ordinary | CALL | 175,400 | 26.0000 EUR |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 AUGUST 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L