30th Oct 2015 17:19
AMENDMENT (Section 2 a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 28 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 622 | 53.4200 USD | 52.7800 USD |
A ADSs | SALES | 104,160 | 53.9100 USD | 52.5900 USD |
B ADSs | PURCHASES | 4,100 | 54.1100 USD | 52.8000 USD |
B ADSs | SALES | 3,000 | 54.0400 USD | 52.8900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 100 | 52.9400 USD |
A ADSs | CFD | LONG | 400 | 53.0825 USD |
A ADSs | CFD | LONG | 600 | 53.1550 USD |
A ADSs | CFD | LONG | 85,060 | 53.2947 USD |
A ADSs | CFD | LONG | 18,000 | 53.3901 USD |
A ADSs | CFD | SHORT | 100 | 52.7800 USD |
A ADSs | CFD | SHORT | 96 | 52.9559 USD |
A ADSs | CFD | SHORT | 126 | 52.9559 USD |
A ADSs | CFD | SHORT | 300 | 53.1152 USD |
B ADSs | CFD | LONG | 3,000 | 53.3587 USD |
B ADSs | CFD | SHORT | 300 | 52.9400 USD |
B ADSs | CFD | SHORT | 400 | 53.1600 USD |
B ADSs | CFD | SHORT | 1,100 | 53.4200 USD |
B ADSs | CFD | SHORT | 600 | 53.4250 USD |
B ADSs | CFD | SHORT | 1,600 | 53.4606 USD |
B ADSs | CFD | SHORT | 100 | 53.6200 USD |
EUR 0.07 A ordinary | CFD | LONG | 207 | 23.8066 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11 | 23.8700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,700 | 24.0524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 45 | 24.1610 EUR |
EUR 0.07 A ordinary | CFD | LONG | 70 | 24.1708 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 24.1708 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 24.1708 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11 | 24.1711 EUR |
EUR 0.07 A ordinary | CFD | LONG | 57 | 24.1711 EUR |
EUR 0.07 A ordinary | CFD | LONG | 11 | 24.1711 EUR |
EUR 0.07 A ordinary | CFD | LONG | 80 | 24.1723 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 24.1723 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 24.1723 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,712 | 23.8054 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,231 | 23.8607 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 57 | 23.8607 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 23.8607 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,853 | 23.9316 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 56 | 24.0647 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,248 | 24.0647 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27 | 24.0647 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 96 | 24.1550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11 | 24.1550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9 | 24.1550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 73 | 24.1550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,100 | 24.1556 EUR |
EUR 0.07 A ordinary | CFD | LONG | 34,247 | 17.3478 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,470 | 17.3759 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 80 | 17.0400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 64 | 17.3430 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 34,545 | 17.3749 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,927 | 17.4013 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,217 | 17.2199 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,257 | 17.2199 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,677 | 17.2199 GBP |
EUR 0.07 B ordinary | CFD | LONG | 228 | 17.2199 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,040 | 17.2199 GBP |
EUR 0.07 B ordinary | CFD | LONG | 535 | 17.2199 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,941 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,694 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 35,167 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,615 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,065 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,925 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,776 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,157 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 709 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 98 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,768 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 187 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 248 | 17.2777 GBP |
EUR 0.07 B ordinary | CFD | LONG | 562 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 424 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,257 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 220 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,601 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,874 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,573 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 67,631 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,408 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,170 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 79,477 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,127 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,326 | 17.2978 GBP |
EUR 0.07 B ordinary | CFD | LONG | 686 | 17.2987 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,734 | 17.2987 GBP |
EUR 0.07 B ordinary | CFD | LONG | 997 | 17.2987 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,247 | 17.2987 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,394 | 17.2987 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,866 | 17.2987 GBP |
EUR 0.07 B ordinary | CFD | LONG | 447 | 17.2987 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,243 | 17.3058 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,248 | 17.4023 GBP |
EUR 0.07 B ordinary | CFD | LONG | 549 | 17.4061 GBP |
EUR 0.07 B ordinary | CFD | LONG | 346 | 17.4630 GBP |
EUR 0.07 B ordinary | CFD | LONG | 694 | 17.4983 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 780 | 17.2060 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,266 | 17.3392 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 55,106 | 17.3576 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 818 | 17.3963 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 25,182 | 17.4048 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 38 | 17.4255 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41,017 | 17.4491 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 826 | 17.4495 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 780 | 17.4626 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,252 | 17.4626 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 30 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L