14th Aug 2015 16:05
AMENDMENT (Section 2 a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 12 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
B ADSs | PURCHASES | 14,075 | 58.5106 USD | 58.3400 USD |
B ADSs | SALES | 14,075 | 58.5106 USD | 58.3400 USD |
EUR 0.07 A ordinary | PURCHASES | 996,316 | 26.4750 EUR | 25.4167 EUR |
EUR 0.07 A ordinary | SALES | 903,828 | 26.4650 EUR | 25.0000 EUR |
EUR 0.07 A ordinary | PURCHASES | 290,165 | 18.7800 GBP | 18.4900 GBP |
EUR 0.07 A ordinary | SALES | 491,191 | 18.7900 GBP | 18.4600 GBP |
EUR 0.07 B ordinary | PURCHASES | 400 | 26.4550 EUR | 26.4550 EUR |
EUR 0.07 B ordinary | SALES | 400 | 26.4550 EUR | 26.4550 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,646,300 | 18.9050 GBP | 18.6250 GBP |
EUR 0.07 B ordinary | SALES | 1,076,955 | 18.9100 GBP | 18.6100 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | SHORT | 30 | 58.7150 USD |
EUR 0.07 A ordinary | CFD | LONG | 86 | 26.1215 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,017 | 26.1626 EUR |
EUR 0.07 A ordinary | CFD | LONG | 322 | 26.1902 EUR |
EUR 0.07 A ordinary | CFD | LONG | 830 | 26.2311 EUR |
EUR 0.07 A ordinary | CFD | LONG | 715 | 26.2361 EUR |
EUR 0.07 A ordinary | CFD | LONG | 641 | 26.2686 EUR |
EUR 0.07 A ordinary | CFD | LONG | 56 | 26.2686 EUR |
EUR 0.07 A ordinary | CFD | LONG | 231 | 26.2686 EUR |
EUR 0.07 A ordinary | CFD | LONG | 253,261 | 26.2705 EUR |
EUR 0.07 A ordinary | CFD | LONG | 37,635 | 26.2772 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,035 | 26.3047 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 26.3047 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,897 | 26.3047 EUR |
EUR 0.07 A ordinary | CFD | LONG | 49 | 26.3139 EUR |
EUR 0.07 A ordinary | CFD | LONG | 68,776 | 26.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,524 | 26.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 307 | 26.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 730 | 26.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,825 | 26.3316 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,203 | 26.3316 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 26.3950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 47 | 26.4500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 295 | 26.1594 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 562 | 26.1594 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,825 | 26.1911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,575 | 26.1911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,898 | 26.2065 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,698 | 26.2463 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,949 | 26.2502 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 26.2502 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,018 | 26.2502 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 90,861 | 26.2576 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,947 | 26.2576 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 259,306 | 26.2665 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 699 | 26.2728 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,337 | 26.2728 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 146 | 26.3150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,496 | 26.3200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 70 | 26.3950 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,732 | 26.4267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 170 | 18.4950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,343 | 18.5756 GBP |
EUR 0.07 A ordinary | CFD | LONG | 340 | 18.6050 GBP |
EUR 0.07 A ordinary | CFD | LONG | 156 | 18.6200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,609 | 18.6364 GBP |
EUR 0.07 A ordinary | CFD | LONG | 51,491 | 18.6364 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,377 | 18.6511 GBP |
EUR 0.07 A ordinary | CFD | LONG | 20,000 | 18.6522 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 18.7012 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,538 | 18.7147 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,996 | 18.7147 GBP |
EUR 0.07 A ordinary | CFD | LONG | 644 | 18.7147 GBP |
EUR 0.07 A ordinary | CFD | LONG | 24,851 | 18.7734 GBP |
EUR 0.07 A ordinary | CFD | LONG | 164 | 18.7750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 34 | 18.7750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 65 | 18.7750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,031 | 18.7850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,360 | 18.7887 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,500 | 18.6300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,875 | 18.6300 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 55,000 | 18.6455 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 50,000 | 18.6490 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,376 | 18.6904 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,464 | 18.6984 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,884 | 18.6995 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,614 | 18.6995 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,261 | 18.7044 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,079 | 18.7750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 517 | 18.7750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 218 | 18.7750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,077 | 18.7030 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,000 | 18.6253 GBP |
EUR 0.07 B ordinary | CFD | LONG | 491 | 18.7875 GBP |
EUR 0.07 B ordinary | CFD | LONG | 64,931 | 18.7875 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,000 | 18.7941 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,500 | 18.7977 GBP |
EUR 0.07 B ordinary | CFD | LONG | 836 | 18.7992 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,875 | 18.8000 GBP |
EUR 0.07 B ordinary | CFD | LONG | 140 | 18.8033 GBP |
EUR 0.07 B ordinary | CFD | LONG | 590 | 18.8033 GBP |
EUR 0.07 B ordinary | CFD | LONG | 55,000 | 18.8041 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,469 | 18.8049 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,000 | 18.8120 GBP |
EUR 0.07 B ordinary | CFD | LONG | 612 | 18.8399 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,390 | 18.8399 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,460 | 18.8399 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12 | 18.8425 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,211 | 18.9050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 40,544 | 18.7996 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,430 | 18.8103 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,763 | 18.8172 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,252 | 18.8263 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,235 | 18.8349 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 491 | 18.8349 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 479,965 | 18.8400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2 | 18.9050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,656 | 18.9050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,351 | 18.9050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,581 | 18.9050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,928 | 18.8262 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 B ordinary | PUT | SALE | 130,000 | 16.0000 | A | 18/03/2016 | 0.4200 GBP |
EUR 0.07 B ordinary | CALL | SALE | 13,000 | 18.0000 | A | 21/08/2015 | 9.0500 GBP |
EUR 0.07 B ordinary | CALL | SALE | 8,000 | 18.0000 | A | 21/08/2015 | 9.0500 GBP |
EUR 0.07 B ordinary | CALL | SALE | 19,000 | 18.0000 | A | 21/08/2015 | 9.0500 GBP |
EUR 0.07 B ordinary | CALL | SALE | 16,000 | 18.0000 | A | 21/08/2015 | 9.0500 GBP |
EUR 0.07 B ordinary | CALL | SALE | 87,000 | 18.0000 | A | 21/08/2015 | 9.0500 GBP |
EUR 0.07 B ordinary | CALL | SALE | 11,000 | 18.0000 | A | 21/08/2015 | 9.0500 GBP |
EUR 0.07 B ordinary | CALL | SALE | 46,000 | 18.0000 | A | 21/08/2015 | 9.0500 GBP |
A ADSs | PUT | SALE | 4,100 | 57.5 | A | 18/09/2015 | 1.3860 USD |
A ADSs | PUT | SALE | 64,800 | 57.5 | A | 18/09/2015 | 1.3860 USD |
A ADSs | PUT | SALE | 65,900 | 57.5 | A | 18/09/2015 | 1.3860 USD |
A ADSs | PUT | SALE | 30,500 | 57.5 | A | 18/09/2015 | 1.3860 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
EUR 0.07 A ordinary | CALL | 74,600 | 26.0000 EUR |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 AUGUST 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L