12th Nov 2015 15:50
AMENDMENT (Section 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 10 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 74,542 | 50.8000 USD | 50.3000 USD |
A ADSs | SALES | 62,061 | 50.7900 USD | 50.2900 USD |
B ADSs | PURCHASES | 8,300 | 50.7800 USD | 50.3800 USD |
B ADSs | SALES | 18,800 | 50.8500 USD | 50.3400 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 15 | 50.4500 USD |
A ADSs | CFD | LONG | 12 | 50.4500 USD |
A ADSs | CFD | LONG | 800 | 50.4963 USD |
A ADSs | CFD | LONG | 55,400 | 50.5002 USD |
A ADSs | CFD | LONG | 1,700 | 50.5134 USD |
A ADSs | CFD | LONG | 34 | 50.5300 USD |
A ADSs | CFD | LONG | 4,100 | 50.5308 USD |
A ADSs | CFD | SHORT | 900 | 50.3511 USD |
A ADSs | CFD | SHORT | 1,800 | 50.4266 USD |
A ADSs | CFD | SHORT | 42,125 | 50.5035 USD |
A ADSs | CFD | SHORT | 25,517 | 50.5114 USD |
A ADSs | CFD | SHORT | 3,900 | 50.5260 USD |
A ADSs | CFD | SHORT | 300 | 50.5666 USD |
B ADSs | CFD | LONG | 200 | 50.5250 USD |
B ADSs | CFD | LONG | 18,000 | 50.5288 USD |
B ADSs | CFD | LONG | 600 | 50.5312 USD |
B ADSs | CFD | SHORT | 300 | 50.3800 USD |
B ADSs | CFD | SHORT | 300 | 50.5033 USD |
B ADSs | CFD | SHORT | 200 | 50.5050 USD |
B ADSs | CFD | SHORT | 1,200 | 50.5341 USD |
B ADSs | CFD | SHORT | 2,800 | 50.5419 USD |
B ADSs | CFD | SHORT | 3,500 | 50.5444 USD |
EUR 0.07 A ordinary | CFD | LONG | 126 | 23.9450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 341 | 23.9996 EUR |
EUR 0.07 A ordinary | CFD | LONG | 151 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 115 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 77 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,201 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,761 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,065 | 24.0214 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,696 | 24.0214 EUR |
EUR 0.07 A ordinary | CFD | LONG | 359 | 24.0215 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,268 | 24.0796 EUR |
EUR 0.07 A ordinary | CFD | LONG | 36 | 24.1100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,561 | 24.0096 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,840 | 24.0198 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 41 | 24.0198 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 73 | 24.0198 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 629 | 24.0265 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,700 | 24.0283 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 16.8460 GBP |
EUR 0.07 A ordinary | CFD | LONG | 84,320 | 16.8623 GBP |
EUR 0.07 A ordinary | CFD | LONG | 112,690 | 16.8623 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,080 | 16.8781 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,450 | 16.8783 GBP |
EUR 0.07 A ordinary | CFD | LONG | 350 | 16.8787 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,559 | 16.9113 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,201 | 16.8558 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 140 | 16.9585 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 65 | 16.9585 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29 | 24.0700 EUR |
EUR 0.07 B ordinary | CFD | LONG | 245 | 16.9224 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,236 | 16.9300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,851 | 16.9377 GBP |
EUR 0.07 B ordinary | CFD | LONG | 733 | 16.9377 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,487 | 16.9377 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,096 | 16.9377 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,517 | 16.9791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,060 | 16.9791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,016 | 16.9791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,562 | 16.9791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,459 | 16.9811 GBP |
EUR 0.07 B ordinary | CFD | LONG | 893 | 16.9811 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,455 | 16.9811 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 16.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,258 | 17.0081 GBP |
EUR 0.07 B ordinary | CFD | LONG | 140 | 17.0670 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,461 | 17.1144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,076 | 17.1144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,818 | 17.1144 GBP |
EUR 0.07 B ordinary | CFD | LONG | 720 | 17.1144 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,189 | 16.9234 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 748 | 16.9611 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,000 | 17.0150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,000 | 17.0818 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 12 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L