14th Oct 2015 15:43
AMENDMENT (Section 2 a & 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 12 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 684 | 55.0700 USD | 55.0700 USD |
EUR 0.07 A ordinary | PURCHASES | 699,910 | 24.6300 EUR | 24.1100 EUR |
EUR 0.07 A ordinary | SALES | 750,865 | 24.6450 EUR | 24.1100 EUR |
EUR 0.07 A ordinary | PURCHASES | 415,437 | 18.2421 GBP | 17.8400 GBP |
EUR 0.07 A ordinary | SALES | 773,021 | 18.1950 GBP | 17.8400 GBP |
EUR 0.07 B ordinary | PURCHASES | 340 | 24.8550 EUR | 24.8500 EUR |
EUR 0.07 B ordinary | SALES | 340 | 24.8503 EUR | 24.8503 EUR |
EUR 0.07 B ordinary | PURCHASES | 633,417 | 18.3950 GBP | 18.0350 GBP |
EUR 0.07 B ordinary | SALES | 837,979 | 18.3950 GBP | 18.0350 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 485 | 24.2660 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,614 | 24.2660 EUR |
EUR 0.07 A ordinary | CFD | LONG | 72,571 | 24.2700 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,580 | 24.3579 EUR |
EUR 0.07 A ordinary | CFD | LONG | 352,724 | 24.3579 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25,330 | 24.5099 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24,390 | 24.5402 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 154 | 24.1600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 24,760 | 24.2091 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 110 | 24.2250 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 548 | 24.2294 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 460 | 24.2294 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16 | 24.2294 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,912 | 24.2700 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 34,758 | 24.3037 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,093 | 24.3306 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 352,566 | 24.3511 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 124 | 24.4100 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,697 | 24.5025 EUR |
EUR 0.07 A ordinary | CFD | LONG | 151,849 | 17.8617 GBP |
EUR 0.07 A ordinary | CFD | LONG | 19 | 17.9050 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,448 | 17.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,253 | 17.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,220 | 17.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 47 | 17.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,170 | 17.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 167 | 17.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 23 | 17.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 478 | 17.9150 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,070 | 17.9896 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,988 | 18.0168 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,877,671 | 18.0450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,510 | 18.0841 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,000 | 18.1170 GBP |
EUR 0.07 A ordinary | CFD | LONG | 38,191 | 18.1300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 75,924 | 18.1300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 113,658 | 18.1300 GBP |
EUR 0.07 A ordinary | CFD | LONG | 196 | 18.1463 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,794 | 18.1463 GBP |
EUR 0.07 A ordinary | CFD | LONG | 507 | 18.1463 GBP |
EUR 0.07 A ordinary | CFD | LONG | 258 | 18.1484 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,128 | 17.8860 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 264 | 17.8860 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 685 | 17.8860 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 77,853 | 17.9150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 22,322 | 17.9160 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 79,381 | 17.9560 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 38,132 | 17.9745 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,877,671 | 18.0450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 375 | 18.0650 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,606 | 18.2421 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,445 | 18.2421 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,639 | 18.0817 GBP |
EUR 0.07 B ordinary | CFD | LONG | 167 | 18.0928 GBP |
EUR 0.07 B ordinary | CFD | LONG | 190 | 18.1605 GBP |
EUR 0.07 B ordinary | CFD | LONG | 960 | 18.1605 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,444 | 18.1835 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,122 | 18.2394 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,871 | 18.2394 GBP |
EUR 0.07 B ordinary | CFD | LONG | 34,400 | 18.2803 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,161 | 18.2949 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,320 | 18.3450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,033 | 18.3450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 85,606 | 18.3450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 96 | 18.3613 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,853 | 18.3613 GBP |
EUR 0.07 B ordinary | CFD | LONG | 247 | 18.3613 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,106 | 18.0781 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,285 | 18.0781 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 426 | 18.0781 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 911 | 18.1110 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,542 | 18.1886 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,151 | 18.1952 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 108,145 | 18.2105 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,511 | 18.2400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 51,000 | 18.2628 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 671 | 18.2973 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.07 A ordinary | CALL | PURCHASE | 52,000 | 19.5000 | A | 18/12/2015 | 0.1723 GBP |
EUR 0.07 A ordinary | CALL | PURCHASE | 23,000 | 19.5000 | A | 18/12/2015 | 0.1724 GBP |
EUR 0.07 B ordinary | CALL | SALE | 250,000 | 19.0000 | A | 18/12/2015 | 0.3650 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 14 OCTOBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L