25th Sep 2015 15:09
AMENDMENT (Section 2 d)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 21 SEPTEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 927,714 | 22.1650 EUR | 21.7700 EUR |
EUR 0.07 A ordinary | SALES | 1,113,339 | 22.1850 EUR | 21.7700 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,019,579 | 15.9750 GBP | 15.7400 GBP |
EUR 0.07 A ordinary | SALES | 1,054,576 | 15.9800 GBP | 15.7100 GBP |
EUR 0.07 B ordinary | PURCHASES | 840,768 | 16.1350 GBP | 15.8550 GBP |
EUR 0.07 B ordinary | SALES | 801,650 | 16.1300 GBP | 15.8550 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 13 | 49.4400 USD |
EUR 0.07 A ordinary | CFD | LONG | 630 | 21.9662 EUR |
EUR 0.07 A ordinary | CFD | LONG | 887 | 21.9692 EUR |
EUR 0.07 A ordinary | CFD | LONG | 36,488 | 21.9911 EUR |
EUR 0.07 A ordinary | CFD | LONG | 120,664 | 22.0015 EUR |
EUR 0.07 A ordinary | CFD | LONG | 15,120 | 22.0212 EUR |
EUR 0.07 A ordinary | CFD | LONG | 287,222 | 22.0212 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,790 | 22.0250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 29,456 | 22.0419 EUR |
EUR 0.07 A ordinary | CFD | LONG | 24,895 | 22.0489 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,614 | 22.0916 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 22.1650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 630 | 21.9512 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,569 | 22.0128 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 287,222 | 22.0132 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,274 | 22.0132 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 39,452 | 22.0195 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,003 | 22.0199 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 94,517 | 22.0211 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 838 | 22.0475 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 63 | 22.0475 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,115 | 22.0475 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 417 | 22.0550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,009 | 22.0550 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,181 | 22.0848 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,137 | 15.8487 GBP |
EUR 0.07 A ordinary | CFD | LONG | 36,215 | 15.8678 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6 | 15.9350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 67 | 15.9400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,384 | 15.7750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12 | 15.7750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 15.7750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 38 | 15.7750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 36,251 | 15.7974 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 578 | 15.8154 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,312 | 15.8154 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 175 | 15.8154 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 46,713 | 15.8736 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,643 | 15.8749 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,500 | 15.9560 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 35,000 | 15.9621 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,675 | 15.9625 GBP |
EUR 0.07 B ordinary | CFD | LONG | 84 | 15.9661 GBP |
EUR 0.07 B ordinary | CFD | LONG | 393 | 15.9860 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,010 | 16.0047 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,230 | 16.0047 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44 | 16.0050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 838 | 16.0050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 146 | 16.0050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,786 | 16.0228 GBP |
EUR 0.07 B ordinary | CFD | LONG | 787 | 16.0263 GBP |
EUR 0.07 B ordinary | CFD | LONG | 468 | 16.0323 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,286 | 16.0390 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,500 | 16.1020 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,724 | 16.1050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,276 | 16.1050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,275 | 15.9742 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 225 | 15.9742 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 746 | 15.9742 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,510 | 16.0156 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,555 | 16.0177 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 26,973 | 16.0177 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,049 | 16.0201 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,409 | 16.0280 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41,508 | 16.0317 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 433 | 16.0497 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,700 | 16.0700 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
A ADSs | PUT | PURCHASE | 40,900 | 47.5000 | A | 20/11/2015 | 211.9000 USD |
A ADSs | PUT | SALE | 16,100 | 47.5000 | A | 20/11/2015 | 211.9000 USD |
A ADSs | PUT | SALE | 1,000 | 47.5000 | A | 20/11/2015 | 211.9000 USD |
A ADSs | PUT | SALE | 7,500 | 47.5000 | A | 20/11/2015 | 211.9000 USD |
A ADSs | PUT | SALE | 16,300 | 47.5000 | A | 20/11/2015 | 211.9000 USD |
A ADSs | PUT | SALE | 68,900 | 52.5000 | A | 16/10/2015 | 340.5100 USD |
A ADSs | PUT | PURCHASE | 12,700 | 52.5000 | A | 16/10/2015 | 327.0000 USD |
A ADSs | PUT | PURCHASE | 27,500 | 52.5000 | A | 16/10/2015 | 327.0000 USD |
A ADSs | PUT | PURCHASE | 27,000 | 52.5000 | A | 16/10/2015 | 327.0000 USD |
A ADSs | PUT | PURCHASE | 1,700 | 52.5000 | A | 16/10/2015 | 327.0000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
A ADSs | Physically Delivered Stock Dividend | Number of Securities = 11,172 | N/A |
EUR 0.07 A ordinary | Physically Delivered Stock Dividend | Number of Securities =-19,589
| N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..LRDSA.L