3rd Nov 2015 16:15
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 29 OCTOBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,535,150 | 24.1300 EUR | 23.6150 EUR |
EUR 0.07 A ordinary | SALES | 1,385,881 | 24.1400 EUR | 23.6150 EUR |
EUR 0.07 A ordinary | PURCHASES | 870,157 | 17.2200 GBP | 16.9000 GBP |
EUR 0.07 A ordinary | SALES | 779,355 | 17.2250 GBP | 16.8850 GBP |
EUR 0.07 A ordinary | SALES | 251,500 | 25.9604 USD | 25.9604 USD |
EUR 0.07 B ordinary | PURCHASES | 1,253,281 | 17.3150 GBP | 17.0000 GBP |
EUR 0.07 B ordinary | SALES | 1,818,092 | 17.3100 GBP | 17.0000 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | SHORT | 21,552 | 52.7278 USD |
EUR 0.07 A ordinary | CFD | LONG | 807 | 23.6566 EUR |
EUR 0.07 A ordinary | CFD | LONG | 72,000 | 23.8451 EUR |
EUR 0.07 A ordinary | CFD | LONG | 88,325 | 23.8636 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,049 | 23.8694 EUR |
EUR 0.07 A ordinary | CFD | LONG | 416,614 | 23.8720 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,055 | 23.8720 EUR |
EUR 0.07 A ordinary | CFD | LONG | 78,785 | 23.9032 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,504 | 23.9033 EUR |
EUR 0.07 A ordinary | CFD | LONG | 160,581 | 23.9164 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,500 | 23.9267 EUR |
EUR 0.07 A ordinary | CFD | LONG | 84 | 23.9900 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38,060 | 23.9952 EUR |
EUR 0.07 A ordinary | CFD | LONG | 9,955 | 24.0000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,000 | 24.0000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,600 | 24.1400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 69,840 | 23.8339 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,250 | 23.8587 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,396 | 23.8690 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,967 | 23.8697 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,300 | 23.8709 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 416,614 | 23.8722 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,888 | 23.8722 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 23.8853 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,500 | 23.9124 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,500 | 23.9124 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,010 | 23.9338 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,500 | 23.9641 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,455 | 23.9688 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 160,581 | 23.9975 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 84 | 24.0000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 24.0000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,460 | 24.0000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,785 | 24.0000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,170 | 24.0000 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 15,000 | 24.0084 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 382 | 24.0450 EUR |
EUR 0.07 A ordinary | CFD | LONG | 456 | 16.9450 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,019 | 16.9537 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,360 | 17.0374 GBP |
EUR 0.07 A ordinary | CFD | LONG | 18,440 | 17.0905 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,094 | 17.0941 GBP |
EUR 0.07 A ordinary | CFD | LONG | 75,895 | 17.0950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,360 | 16.9663 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 448 | 16.9663 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 173 | 16.9663 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,354 | 17.0346 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 50,000 | 17.0360 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,290 | 17.0384 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42,320 | 17.0443 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 149 | 17.0465 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,172 | 17.0798 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 11,223 | 17.0818 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,250 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,106 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 183 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,392 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 554 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,307 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 53 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 381 | 17.1150 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,090 | 17.1150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 317 | 17.0982 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,000 | 17.0991 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,673 | 17.1058 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,782 | 17.1091 GBP |
EUR 0.07 B ordinary | CFD | LONG | 180 | 17.1145 GBP |
EUR 0.07 B ordinary | CFD | LONG | 69 | 17.1145 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,343 | 17.1145 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,665 | 17.1275 GBP |
EUR 0.07 B ordinary | CFD | LONG | 27,285 | 17.1395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 63,362 | 17.1484 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24,257 | 17.1520 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,125 | 17.1560 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,563 | 17.1700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,738 | 17.1700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,683 | 17.1700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 142,528 | 17.1710 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,766 | 17.1855 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,000 | 17.1855 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,000 | 17.2105 GBP |
EUR 0.07 B ordinary | CFD | LONG | 519 | 17.2250 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,742 | 17.0468 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 501 | 17.0468 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,301 | 17.0468 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 67,657 | 17.0652 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 125,647 | 17.0652 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 91 | 17.0973 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,676 | 17.1088 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42,600 | 17.1160 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,503 | 17.1192 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 951 | 17.1192 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,346 | 17.1192 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 450 | 17.1319 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,450 | 17.1319 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,723 | 17.1323 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,562 | 17.1546 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 14,563 | 17.1546 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,261 | 17.1559 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 832 | 17.1700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,746 | 17.2215 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 03 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L