1st Sep 2015 07:02
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 27 AUGUST 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 83,412 | 52.0500 USD | 50.4800 USD |
A ADSs | SALES | 1,581 | 52.0600 USD | 51.2100 USD |
B ADSs | PURCHASES | 480 | 51.8700 USD | 51.5900 USD |
B ADSs | SALES | 3,200 | 51.9600 USD | 50.5600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 923 | 51.5855 USD |
A ADSs | CFD | LONG | 283 | 51.7362 USD |
A ADSs | CFD | LONG | 375 | 51.7362 USD |
A ADSs | CFD | SHORT | 41,117 | 51.1410 USD |
A ADSs | CFD | SHORT | 1,000 | 51.3600 USD |
A ADSs | CFD | SHORT | 400 | 51.5820 USD |
A ADSs | CFD | SHORT | 21,600 | 51.6259 USD |
A ADSs | CFD | SHORT | 19,153 | 51.6287 USD |
A ADSs | CFD | SHORT | 142 | 51.8473 USD |
B ADSs | CFD | LONG | 400 | 51.1137 USD |
B ADSs | CFD | LONG | 500 | 51.2279 USD |
B ADSs | CFD | LONG | 2,300 | 51.4713 USD |
B ADSs | CFD | SHORT | 207 | 51.7346 USD |
B ADSs | CFD | SHORT | 273 | 51.7346 USD |
EUR 0.07 A ordinary | CFD | LONG | 3,081 | 22.3350 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2 | 22.5550 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 22.7778 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4 | 22.7778 EUR |
EUR 0.07 A ordinary | CFD | LONG | 257 | 22.7778 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 22.7781 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,386 | 22.7781 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3 | 22.7781 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,797 | 22.7782 EUR |
EUR 0.07 A ordinary | CFD | LONG | 36 | 22.8150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27 | 22.8150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27 | 22.8150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26 | 22.8150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 36 | 22.8150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 34 | 22.8150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8 | 22.3150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 22.5976 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9 | 22.8817 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,176 | 16.3505 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,150 | 16.4418 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,890 | 16.4916 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 49,710 | 16.1608 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 66,390 | 16.1608 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,176 | 16.1906 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,150 | 16.3679 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,889 | 16.3679 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 38,859 | 16.5350 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10 | 16.5350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,419 | 24.9215 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,297 | 25.1121 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,824 | 25.4708 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,382 | 16.2704 GBP |
EUR 0.07 B ordinary | CFD | LONG | 618 | 16.2836 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,091 | 16.3414 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,817 | 16.3414 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,952 | 16.3414 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,870 | 16.3482 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,853 | 16.3482 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,436 | 16.3482 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,974 | 16.3482 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,160 | 16.3482 GBP |
EUR 0.07 B ordinary | CFD | LONG | 874 | 16.3910 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,976 | 16.2640 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20 | 16.3950 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,510 | 16.5457 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 250 | 16.6441 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9 | 16.6700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,419 | 25.0705 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 01 SEPTEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BG..L